Omnigrok: Grokking Beyond Algorithmic Data
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Abstract (arXiv)
Grokking, the unusual phenomenon for algorithmic datasets where generalization happens long after overfitting the training data, has remained elusive. We aim to understand grokking by analyzing the loss landscapes of neural networks, identifying the mismatch between training and test losses as the cause for grokking. We refer to this as the "LU mechanism" because training and test losses (against model weight norm) typically resemble "L" and "U", respectively. This simple mechanism can nicely explain many aspects of grokking: data size dependence, weight decay dependence, the emergence of representations, etc. Guided by the intuitive picture, we are able to induce grokking on tasks involving images, language and molecules. In the reverse direction, we are able to eliminate grokking for algorithmic datasets. We attribute the dramatic nature of grokking for algorithmic datasets to representation learning.
Key facts. Cited by 146 papers in the map (data through 14 Oct 2026). Builds on 20 of its 32 references that are in the map. First posted on arXiv 3 Oct 2022.
Builds on
20 of 32 references.
References · 20
- 2014Adam: A Method for Stochastic Optimizationcited by 37,240
- 2015Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classificationcited by 3,611
- 2019Deep Double Descent: Where Bigger Models and More Data Hurtcited by 672
- 2022Grokking: Generalization Beyond Overfitting on Small Algorithmic Datasetscited by 629
- 2022Towards Understanding Grokking: An Effective Theory of Representation Learningcited by 230
- 2016Deep Information Propagationcited by 195
- 2022Hidden Progress in Deep Learning: SGD Learns Parities Near the Computational Limitcited by 187
- 2018Training behavior of deep neural network in frequency domaincited by 174
- 2017L2 Regularization versus Batch and Weight Normalizationcited by 124
- 2018Three Mechanisms of Weight Decay Regularizationcited by 113
- 2022The Slingshot Mechanism: An Empirical Study of Adaptive Optimizers and the Grokking Phenomenoncited by 94
- 2017Mean Field Residual Networks: On the Edge of Chaoscited by 83
8 more
- 2016Tunable Efficient Unitary Neural Networks (EUNN) and their application to RNNscited by 65
- 2020Triple descent and the two kinds of overfitting: Where & why do they appear?cited by 65
- 2020Multiple Descent: Design Your Own Generalization Curvecited by 45
- 2020On the training dynamics of deep networks with L2 regularizationcited by 39
- 2019A type of generalization error induced by initialization in deep neural networkscited by 33
- 2018The Goldilocks zone: Towards better understanding of neural network loss landscapescited by 32
- 2022Regularization-wise double descent: Why it occurs and how to eliminate itcited by 9
- 2020Revisiting Initialization of Neural Networkscited by 2
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Citing papers per year: 2023: 27; 2024: 29; 2025: 31; 2026: 59.
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- 2023Are Emergent Abilities of Large Language Models a Mirage?cited by 523
- 2024Mechanistic Interpretability for AI Safety -- A Reviewcited by 422
- 2023The Clock and the Pizza: Two Stories in Mechanistic Explanation of Neural Networkscited by 156
- 2023Sudden Drops in the Loss: Syntax Acquisition, Phase Transitions, and Simplicity Bias in MLMscited by 124
- 2023Explaining grokking through circuit efficiencycited by 111
- 2023Grokking as the Transition from Lazy to Rich Training Dynamicscited by 108
- 2023Grokking modular arithmeticcited by 83
- 2023A Tale of Two Circuits: Grokking as Competition of Sparse and Dense Subnetworkscited by 83
- 2023Dichotomy of Early and Late Phase Implicit Biases Can Provably Induce Grokkingcited by 80
- 2024Grokked Transformers are Implicit Reasoners: A Mechanistic Journey to the Edge of Generalizationcited by 79
- 2025MIB: A Mechanistic Interpretability Benchmarkcited by 56
- 2023Grokking of Hierarchical Structure in Vanilla Transformerscited by 53
38 more
- 2023Grokking as a First Order Phase Transition in Two Layer Networkscited by 48
- 2025Grokking at the Edge of Numerical Stabilitycited by 46
- 2024Grokfast: Accelerated Grokking by Amplifying Slow Gradientscited by 41
- 2023Seeing is Believing: Brain-Inspired Modular Training for Mechanistic Interpretabilitycited by 38
- 2024Why Do You Grok? A Theoretical Analysis of Grokking Modular Additioncited by 36
- 2024Emergence of Hidden Capabilities: Exploring Learning Dynamics in Concept Spacecited by 35
- 2023Benign Overfitting and Grokking in ReLU Networks for XOR Cluster Datacited by 33
- 2023Feature emergence via margin maximization: case studies in algebraic taskscited by 33
- 2024Emergence in non-neural models: grokking modular arithmetic via average gradient outer productcited by 28
- 2024Out-of-distribution generalization via composition: a lens through induction heads in Transformerscited by 28
- 2026Locate, Steer, and Improve: A Practical Survey of Actionable Mechanistic Interpretability in Large Language Modelscited by 27
- 2025Towards Understanding Distilled Reasoning Models: A Representational Approachcited by 26
- 2023To grok or not to grok: Disentangling generalization and memorization on corrupted algorithmic datasetscited by 24
- 2025RL Grokking Recipe: How Does RL Unlock and Transfer New Algorithms in LLMs?cited by 23
- 2025Questioning Representational Optimism in Deep Learning: The Fractured Entangled Representation Hypothesiscited by 22
- 2025Complexity Control Facilitates Reasoning-Based Compositional Generalization in Transformerscited by 20
- 2024Grokking Modular Polynomialscited by 18
- 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizingcited by 17
- 2023Latent State Models of Training Dynamicscited by 16
- 2025Provable Scaling Laws of Feature Emergence from Learning Dynamics of Grokkingcited by 15
- 2023Grokking as Compression: A Nonlinear Complexity Perspectivecited by 14
- 2023Eureka-Moments in Transformers: Multi-Step Tasks Reveal Softmax Induced Optimization Problemscited by 14
- 2024Towards Empirical Interpretation of Internal Circuits and Properties in Grokked Transformers on Modular Polynomialscited by 14
- 2025Deep Weight Factorization: Sparse Learning Through the Lens of Artificial Symmetriescited by 14
- 2023Pareto Frontiers in Neural Feature Learning: Data, Compute, Width, and Luckcited by 13
- 2023Grokking Beyond Neural Networks: An Empirical Exploration with Model Complexitycited by 13
- 2025Let Me Grok for You: Accelerating Grokking via Embedding Transfer from a Weaker Modelcited by 13
- 2025A Theoretical Framework for Grokking: Interpolation followed by Riemannian Norm Minimisationcited by 13
- 2023Understanding Grokking Through A Robustness Viewpointcited by 12
- 2024Emergent properties with repeated examplescited by 11
- 2024Abrupt Learning in Transformers: A Case Study on Matrix Completioncited by 11
- 2026Low-Dimensional and Transversely Curved Optimization Dynamics in Grokkingcited by 11
- 2025Grokking in LLM Pretraining? Monitor Memorization-to-Generalization without Testcited by 10
- 2023Identifying Equivalent Training Dynamicscited by 9
- 2024Deep Learning Through A Telescoping Lens: A Simple Model Provides Empirical Insights On Grokking, Gradient Boosting & Beyondcited by 9
- 2025The Geometry of Grokking: Norm Minimization on the Zero-Loss Manifoldcited by 9
- 2026The Geometry of Multi-Task Grokking: Transverse Instability, Superposition, and Weight Decay Phase Structurecited by 9
- 2024Progress Measures for Grokking on Real-world Taskscited by 8
50 most cited of 146 All 146 (JSON)
- 2026Statistical Vignettes on the Grokking Phenomenon13 Oct 2026
- 2026Weight Decay and Neuron Condensation: A Three-Stage Analysis of Two-Layer ReLU Networks3 Oct 2026
- 2026Generalization in Neural Networks Through the Lens of Magnitude Potential1 Oct 2026
- 2026Learning Under Forgetting: Statistical Support-Selective Retention in Stochastic Training Dynamics30 Sep 2026
- 2026A Spectral Theory of Grokking: Weight Decay induces Feature Learning22 Sep 2026
- 2026Directions That Don't Drift: Stiefel Manifold Routing for Transformer Attention16 Sep 2026
- 2026Beyond Embedding Transfer: Component Roles in Grokking Transfer and Stability16 Sep 2026
- 2026Symmetry without a manifold: intrinsic dimension on orbits15 Sep 2026
- 2026Quantifying the Memorization-to-Generalization Transition: Scaling Laws and Phase Structure in Grokking9 Sep 2026
- 2026Mapping the Emergence of Regularization-Driven Dynamics in Grokking26 Aug 2026
- 2026Algorithmic Information Dynamics of Learning: A Certified, Differentiable Complexity Controller for Grokking14 Aug 2026
- 2026Is Grokking a Loss of Normal Hyperbolicity of the Interpolation Manifold?14 Aug 2026
38 more
- 2026Small Enough to Know Everything: The Fully-Enumerable Transformer as an Instrument for the Science of Delayed Generalization3 Aug 2026
- 2026Grokking on the Weight-Decay Clock: A Rate Hierarchy from Softly Broken Symmetries27 Jul 2026
- 2026Capability Emergence Can Be Forecast: Per-Seed, In Advance, With Calibrated Intervals, Certified False Alarms, and a Blind Pre-Registered Gate17 Jul 2026
- 2026Thermodynamic Weight Decay: Exploring Grokking Acceleration via Attention Specific Heat15 Jul 2026
- 2026Invariant Learning Dynamics of Transformers in Inductive Reasoning Tasks13 Jul 2026
- 2026At-Grok Is Not Converged:A Measurement-Validity Audit for Grokking Representation Metrics7 Jul 2026
- 2026The Active Ingredient in Muon's Grokking6 Jul 2026
- 2026Rating the Pitch, Not the Product: User Evaluations of LLMs Reflect Expectations More Than Performance6 Jul 2026
- 2026Structure-Specific Representational Priors Causally Control the Grokking Delay5 Jul 2026
- 2026Gauging, Measuring, and Controlling Critic Complexity in Actor-Critic Reinforcement Learning1 Jul 2026
- 2026Natural Ungrokking: Asymmetric Control of Which Rules Survive Pretraining24 Jun 2026
- 2026What Does the Weight Norm Control in Grokking? Logit-Scale Mediation under Cross-Entropy16 Jun 2026
- 2026Noise-Driven Escape from Metastable Phases explains Grokking in Deep Neural Networks15 Jun 2026
- 2026Learned Structure Shows Up Earlier in the Task's Own Basis: A Controlled Look at a Synchronisation Precursor in Grokking11 Jun 2026
- 2026Deciphering Two Training Clocks in Grokking via Deep Linear Network Theory with Conditional ReLU Reduction4 Jun 2026
- 2026Low-Rank Decay for Grokking in Scale-Invariant Transformers: A Spectral-Geometric View3 Jun 2026
- 2026A Training-Time Diagnostic for Generalization via the Log-Alignment Ratio27 May 2026
- 2026Two Speeds of Learning: A Representation-Readout Decomposition of Grokking and Double Descent26 May 2026
- 2026Weight Decay Regimes in Grokking Transformers: Cheap Online Diagnostics19 May 2026
- 2026Bounded-Rationality, Hedging, and Generalization14 May 2026
- 2026Slower Generalization, Faster Memorization: A Sweet Spot in Algorithmic Learning14 May 2026
- 2026First-Passage Prediction of Grokking Delay: ACalibrated Law under AdamW with Causal Validation13 May 2026
- 2026Model Capacity Determines Grokking through Competing Memorisation and Generalisation Speeds10 May 2026
- 2026The Geometric Structure of Models Learning Sparse Data8 May 2026
- 2026Topological Signatures of Grokking7 May 2026
- 2026Grokking or Glitching? How Low-Precision Drives Slingshot Loss Spikes7 May 2026
- 2026Critical Windows of Complexity Control: When Transformers Decide to Reason or Memorize6 May 2026
- 2026Feature Repulsion and Spectral Lock-in: An Empirical Study of Two-Layer Network Grokking28 Apr 2026
- 2026Gradient-Direction Sensitivity Reveals Linear-Centroid Coupling Hidden by Optimizer Trajectories28 Apr 2026
- 2026Grokking of Diffusion Models: Case Study on Modular Addition20 Apr 2026
- 2026Spectral Entropy Collapse as a Phase Transition in Delayed Generalisation: An Interventional and Predictive Framework for Grokkin13 Apr 2026
- 2026Is your algorithm unlearning or untraining?9 Apr 2026
- 2026Breaking Data Symmetry is Needed For Generalization in Feature Learning Kernels31 Mar 2026
- 2026Neural Collapse Dynamics: Depth, Activation, Regularisation, and Feature Norm Threshold31 Mar 2026
- 2026A Systematic Empirical Study of Grokking: Depth, Architecture, Activation, and Regularization26 Mar 2026
- 2026Grokking as a Falsifiable Finite-Size Transition25 Mar 2026
- 2026Grokking as a Variance-Limited Phase Transition: Spectral Gating and the Epsilon-Stability Threshold16 Mar 2026
- 2026Alternating Gradient Flow Utility: A Unified Metric for Structural Pruning and Dynamic Routing in Deep Networks12 Mar 2026
50 newest of 146 All 146 (JSON)
- 2024Mechanistic Interpretability for AI Safety -- A Reviewcited by 422
- 2025MIB: A Mechanistic Interpretability Benchmarkcited by 56
- 2023Seeing is Believing: Brain-Inspired Modular Training for Mechanistic Interpretabilitycited by 38
- 2026Locate, Steer, and Improve: A Practical Survey of Actionable Mechanistic Interpretability in Large Language Modelscited by 27
- 2026Locate, Steer, and Improve: A Practical Survey of Actionable Mechanistic Interpretability in Large Language Models20 Jan 2026
- 2025MIB: A Mechanistic Interpretability Benchmark17 Apr 2025
- 2024Mechanistic Interpretability for AI Safety -- A Review22 Apr 2024
- 2023Seeing is Believing: Brain-Inspired Modular Training for Mechanistic Interpretability4 May 2023
- 2026Is your algorithm unlearning or untraining?cited by 4
- 2025Grokked Models are Better Unlearnerscited by 0
- 2026Is your algorithm unlearning or untraining?9 Apr 2026
- 2025Grokked Models are Better Unlearners3 Dec 2025
- 2023Are Emergent Abilities of Large Language Models a Mirage?cited by 523
- 2023The Clock and the Pizza: Two Stories in Mechanistic Explanation of Neural Networkscited by 156
- 2023Sudden Drops in the Loss: Syntax Acquisition, Phase Transitions, and Simplicity Bias in MLMscited by 124
- 2023Explaining grokking through circuit efficiencycited by 111
- 2023Grokking as the Transition from Lazy to Rich Training Dynamicscited by 108
- 2023Grokking modular arithmeticcited by 83
- 2023A Tale of Two Circuits: Grokking as Competition of Sparse and Dense Subnetworkscited by 83
- 2023Dichotomy of Early and Late Phase Implicit Biases Can Provably Induce Grokkingcited by 80
- 2023Grokking of Hierarchical Structure in Vanilla Transformerscited by 53
- 2023Grokking as a First Order Phase Transition in Two Layer Networkscited by 48
- 2025Grokking at the Edge of Numerical Stabilitycited by 46
- 2024Grokfast: Accelerated Grokking by Amplifying Slow Gradientscited by 41
12 most cited of 133 All 133 (JSON)
- 2026Statistical Vignettes on the Grokking Phenomenon13 Oct 2026
- 2026Weight Decay and Neuron Condensation: A Three-Stage Analysis of Two-Layer ReLU Networks3 Oct 2026
- 2026Generalization in Neural Networks Through the Lens of Magnitude Potential1 Oct 2026
- 2026Learning Under Forgetting: Statistical Support-Selective Retention in Stochastic Training Dynamics30 Sep 2026
- 2026A Spectral Theory of Grokking: Weight Decay induces Feature Learning22 Sep 2026
- 2026Directions That Don't Drift: Stiefel Manifold Routing for Transformer Attention16 Sep 2026
- 2026Beyond Embedding Transfer: Component Roles in Grokking Transfer and Stability16 Sep 2026
- 2026Symmetry without a manifold: intrinsic dimension on orbits15 Sep 2026
- 2026Quantifying the Memorization-to-Generalization Transition: Scaling Laws and Phase Structure in Grokking9 Sep 2026
- 2026Mapping the Emergence of Regularization-Driven Dynamics in Grokking26 Aug 2026
- 2026Algorithmic Information Dynamics of Learning: A Certified, Differentiable Complexity Controller for Grokking14 Aug 2026
- 2026Is Grokking a Loss of Normal Hyperbolicity of the Interpolation Manifold?14 Aug 2026
12 newest of 133 All 133 (JSON)