Low-Rank Decay for Grokking in Scale-Invariant Transformers: A Spectral-Geometric View
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Abstract (arXiv)
Modern Transformer architectures frequently employ normalization mechanisms such as RMSNorm and Query-Key Normalization, making parts of the model approximately scale-invariant with respect to weight magnitudes. In this regime, standard Frobenius-norm weight decay acts purely along the radial direction of the weight space and cannot directly simplify the function represented by the normalized layer. We study grokking in small algorithmic tasks through this lens and propose Low-Rank Decay (LRD), a nuclear-norm-like spectral regularizer whose subgradient -- the polar factor UV^top -- retains a tangential component even in the scale-invariant setting. This distinction has a concrete dynamical consequence: after the model memorizes the training set and task gradients vanish, L2 decay can no longer reshape the weight spectrum, whereas LRD continues to compress singular values in an ℓ1-like fashion. On modular arithmetic tasks, we find that LRD induces rapid effective-rank collapse in Query/Key matrices and expands the data-fraction boundary at which delayed generalization (grokking) occurs. We further provide a spectral-geometric interpretation through the ``needle-to-fan'' expansion of the nuclear-norm subdifferential near low-rank strata.
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Builds on 9 of its 15 references that are in the map. First posted on arXiv 3 Jun 2026.
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9 of 15 references.
References · 9
- 2017Attention Is All You Needcited by 59,932
- 2021LoRA: Low-Rank Adaptation of Large Language Modelscited by 14,084
- 2019Root Mean Square Layer Normalizationcited by 1,425
- 2023Progress measures for grokking via mechanistic interpretabilitycited by 822
- 2022Grokking: Generalization Beyond Overfitting on Small Algorithmic Datasetscited by 599
- 2022Omnigrok: Grokking Beyond Algorithmic Datacited by 142
- 2018Theoretical Analysis of Auto Rate-Tuning by Batch Normalizationcited by 65
- 2024Approaching Deep Learning through the Spectral Dynamics of Weightscited by 29
- 2026Low-Dimensional and Transversely Curved Optimization Dynamics in Grokkingcited by 10
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Citing papers per year: 2026: 1.
1 paper.