mlsanityData to 14 Oct 2026

A type of generalization error induced by initialization in deep neural networks

arXiv 1905.07777 ↗First posted 19 May 2019cs.LG cs.AI stat.MLcited by 33

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Abstract (arXiv)

How initialization and loss function affect the learning of a deep neural network (DNN), specifically its generalization error, is an important problem in practice. In this work, by exploiting the linearity of DNN training dynamics in the NTK regime citepjacot2018neural,lee2019wide, we provide an explicit and quantitative answer to this problem. Focusing on regression problem, we prove that, in the NTK regime, for any loss in a general class of functions, the DNN finds the same global minima---the one that is nearest to the initial value in the parameter space, or equivalently, the one that is closest to the initial DNN output in the corresponding reproducing kernel Hilbert space. Using these optimization problems, we quantify the impact of initial output and prove that a random non-zero one increases the generalization error. We further propose an antisymmetrical initialization (ASI) trick that eliminates this type of error and accelerates the training. To understand whether the above results hold in general, we also perform experiments for DNNs in the non-NTK regime, which demonstrate the effectiveness of our theoretical results and the ASI trick in a qualitative sense. Overall, our work serves as a baseline for the further investigation of the impact of initialization and loss function on the generalization of DNNs, which can potentially guide and improve the training of DNNs in practice.

Key facts. Cited by 33 papers in the map (data through 14 Oct 2026). First posted on arXiv 19 May 2019.

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Citing papers per year: 2021: 8; 2022: 10; 2023: 6; 2024: 3; 2025: 4; 2026: 2.

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  10. 2025Complexity Control Facilitates Reasoning-Based Compositional Generalization in Transformerscited by 20
  11. 2022Empirical Phase Diagram for Three-layer Neural Networks with Infinite Widthcited by 17
  12. 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizingcited by 17
21 more
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  5. 2021Quantifying Epistemic Uncertainty in Deep Learningcited by 10
  6. 2023Efficient Uncertainty Quantification and Reduction for Over-Parameterized Neural Networkscited by 10
  7. 2023How many Neurons do we need? A refined Analysis for Shallow Networks trained with Gradient Descentcited by 10
  8. 2025From Condensation to Rank Collapse: A Two-Stage Analysis of Transformer Training Dynamicscited by 10
  9. 2022Implicit Bias of MSE Gradient Optimization in Underparameterized Neural Networkscited by 9
  10. 2022Kernel Methods and Multi-layer Perceptrons Learn Linear Models in High Dimensionscited by 8
  11. 2023Understanding the Initial Condensation of Convolutional Neural Networkscited by 8
  12. 2024On the Impacts of the Random Initialization in the Neural Tangent Kernel Theorycited by 5
  13. 2021An Upper Limit of Decaying Rate with Respect to Frequency in Deep Neural Networkcited by 4
  14. 2023Homotopy Relaxation Training Algorithms for Infinite-Width Two-Layer ReLU Neural Networkscited by 4
  15. 2023Temporal Convolutional Explorer Helps Understand 1D-CNN's Learning Behavior in Time Series Classification from Frequency Domaincited by 4
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  17. 2021AdjointNet: Constraining machine learning models with physics-based codescited by 2
  18. 2025Scalable Complexity Control Facilitates Reasoning Ability of LLMscited by 1
  19. 2026Random Features for Operator-Valued Kernels: Bridging Kernel Methods and Neural Operatorscited by 1
  20. 2022Limitation of Characterizing Implicit Regularization by Data-independent Functionscited by 0
  21. 2026A Smoothed Discrepancy Principle for Random Feature Methods and Neural Networkscited by 0