A type of generalization error induced by initialization in deep neural networks
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Abstract (arXiv)
How initialization and loss function affect the learning of a deep neural network (DNN), specifically its generalization error, is an important problem in practice. In this work, by exploiting the linearity of DNN training dynamics in the NTK regime citepjacot2018neural,lee2019wide, we provide an explicit and quantitative answer to this problem. Focusing on regression problem, we prove that, in the NTK regime, for any loss in a general class of functions, the DNN finds the same global minima---the one that is nearest to the initial value in the parameter space, or equivalently, the one that is closest to the initial DNN output in the corresponding reproducing kernel Hilbert space. Using these optimization problems, we quantify the impact of initial output and prove that a random non-zero one increases the generalization error. We further propose an antisymmetrical initialization (ASI) trick that eliminates this type of error and accelerates the training. To understand whether the above results hold in general, we also perform experiments for DNNs in the non-NTK regime, which demonstrate the effectiveness of our theoretical results and the ASI trick in a qualitative sense. Overall, our work serves as a baseline for the further investigation of the impact of initialization and loss function on the generalization of DNNs, which can potentially guide and improve the training of DNNs in practice.
Key facts. Cited by 33 papers in the map (data through 14 Oct 2026). First posted on arXiv 19 May 2019.
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Citing papers per year: 2021: 8; 2022: 10; 2023: 6; 2024: 3; 2025: 4; 2026: 2.
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- 2026A Smoothed Discrepancy Principle for Random Feature Methods and Neural Networkscited by 0
- 2026A Smoothed Discrepancy Principle for Random Feature Methods and Neural Networks17 Sep 2026
- 2026Random Features for Operator-Valued Kernels: Bridging Kernel Methods and Neural Operators1 Mar 2026
- 2025From Condensation to Rank Collapse: A Two-Stage Analysis of Transformer Training Dynamics8 Oct 2025
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- 2025An Analysis for Reasoning Bias of Language Models with Small Initialization5 Feb 2025
- 2025Complexity Control Facilitates Reasoning-Based Compositional Generalization in Transformers15 Jan 2025
- 2024On the Impacts of the Random Initialization in the Neural Tangent Kernel Theory8 Oct 2024
- 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizing8 May 2024
- 2024Three Mechanisms of Feature Learning in a Linear Network13 Jan 2024
- 2023Temporal Convolutional Explorer Helps Understand 1D-CNN's Learning Behavior in Time Series Classification from Frequency Domain9 Oct 2023
- 2023Homotopy Relaxation Training Algorithms for Infinite-Width Two-Layer ReLU Neural Networks26 Sep 2023
- 2023How many Neurons do we need? A refined Analysis for Shallow Networks trained with Gradient Descent14 Sep 2023
21 more
- 2023Efficient Uncertainty Quantification and Reduction for Over-Parameterized Neural Networks9 Jun 2023
- 2023Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimension23 May 2023
- 2023Understanding the Initial Condensation of Convolutional Neural Networks17 May 2023
- 2022Omnigrok: Grokking Beyond Algorithmic Data3 Oct 2022
- 2022Why neural networks find simple solutions: the many regularizers of geometric complexity27 Sep 2022
- 2022Fighting Fire with Fire: Avoiding DNN Shortcuts through Priming22 Jun 2022
- 2022Spectral Bias Outside the Training Set for Deep Networks in the Kernel Regime6 Jun 2022
- 2022Empirical Phase Diagram for Three-layer Neural Networks with Infinite Width24 May 2022
- 2022Towards Understanding Grokking: An Effective Theory of Representation Learning20 May 2022
- 2022Limitation of Characterizing Implicit Regularization by Data-independent Functions28 Jan 2022
- 2022Kernel Methods and Multi-layer Perceptrons Learn Linear Models in High Dimensions20 Jan 2022
- 2022Overview frequency principle/spectral bias in deep learning19 Jan 2022
- 2022Implicit Bias of MSE Gradient Optimization in Underparameterized Neural Networks12 Jan 2022
- 2021Mean-field Analysis of Piecewise Linear Solutions for Wide ReLU Networks3 Nov 2021
- 2021Quantifying Epistemic Uncertainty in Deep Learning23 Oct 2021
- 2021AdjointNet: Constraining machine learning models with physics-based codes8 Sep 2021
- 2021A Neural Tangent Kernel Perspective of GANs10 Jun 2021
- 2021Embedding Principle of Loss Landscape of Deep Neural Networks30 May 2021
- 2021Towards Understanding the Condensation of Neural Networks at Initial Training25 May 2021
- 2021An Upper Limit of Decaying Rate with Respect to Frequency in Deep Neural Network25 May 2021
- 2021How Fine-Tuning Allows for Effective Meta-Learning5 May 2021
- 2022Towards Understanding Grokking: An Effective Theory of Representation Learningcited by 230
- 2022Omnigrok: Grokking Beyond Algorithmic Datacited by 146
- 2022Overview frequency principle/spectral bias in deep learningcited by 69
- 2021How Fine-Tuning Allows for Effective Meta-Learningcited by 41
- 2022Why neural networks find simple solutions: the many regularizers of geometric complexitycited by 39
- 2021Embedding Principle of Loss Landscape of Deep Neural Networkscited by 38
- 2021Towards Understanding the Condensation of Neural Networks at Initial Trainingcited by 32
- 2023Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimensioncited by 26
- 2021A Neural Tangent Kernel Perspective of GANscited by 21
- 2025Complexity Control Facilitates Reasoning-Based Compositional Generalization in Transformerscited by 20
- 2022Empirical Phase Diagram for Three-layer Neural Networks with Infinite Widthcited by 17
- 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizingcited by 17
12 most cited of 31 All 31 (JSON)
- 2026A Smoothed Discrepancy Principle for Random Feature Methods and Neural Networks17 Sep 2026
- 2026Random Features for Operator-Valued Kernels: Bridging Kernel Methods and Neural Operators1 Mar 2026
- 2025From Condensation to Rank Collapse: A Two-Stage Analysis of Transformer Training Dynamics8 Oct 2025
- 2025Complexity Control Facilitates Reasoning-Based Compositional Generalization in Transformers15 Jan 2025
- 2024On the Impacts of the Random Initialization in the Neural Tangent Kernel Theory8 Oct 2024
- 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizing8 May 2024
- 2024Three Mechanisms of Feature Learning in a Linear Network13 Jan 2024
- 2023Temporal Convolutional Explorer Helps Understand 1D-CNN's Learning Behavior in Time Series Classification from Frequency Domain9 Oct 2023
- 2023Homotopy Relaxation Training Algorithms for Infinite-Width Two-Layer ReLU Neural Networks26 Sep 2023
- 2023How many Neurons do we need? A refined Analysis for Shallow Networks trained with Gradient Descent14 Sep 2023
- 2023Efficient Uncertainty Quantification and Reduction for Over-Parameterized Neural Networks9 Jun 2023
- 2023Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimension23 May 2023
12 newest of 31 All 31 (JSON)