mlsanityData to 14 Oct 2026

Quantifying the Memorization-to-Generalization Transition: Scaling Laws and Phase Structure in Grokking

arXiv 2609.10657 ↗First posted 9 Sep 2026cs.AI cs.LGcited by 1

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Abstract (arXiv)

Neural networks trained past memorization frequently undergo a delayed transition to generalization, a phenomenon known as grokking. Despite theoretical progress on why this transition occurs, the quantitative structure of when it occurs in hyperparameter space remains uncharacterized. We map the memorization-to-generalization boundary across 384 configurations of two-hidden-layer MLPs on modular arithmetic, fitting a power-law scaling relation for generalization onset time: Tgrok propto H-0.27, D-2.04, η-0.50, λ-0.64 (R2 = 0.732; 0.821 with interactions). The exponent hierarchy reveals that data complexity (D-2.04) is the dominant driver of regime transition, not model capacity (H-0.27): doubling data accelerates generalization by ~4×, while doubling width yields only ~1.2×. A sharp phase boundary at weight decay λ gtrsim 1.0 separates grokking from non-grokking configurations, and weight norm trajectories show monotonic compression during the transition, consistent with implicit regularization selecting low-complexity solutions. These results provide a quantitative foundation for predicting and controlling regime transitions in overparameterized networks.

Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Builds on 15 of its 16 references that are in the map. First posted on arXiv 9 Sep 2026.

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15 of 16 references.

References · 15

  1. 2020Scaling Laws for Neural Language Modelscited by 6,586
  2. 2022Training Compute-Optimal Large Language Modelscited by 3,019
  3. 2018Reconciling modern machine learning practice and the bias-variance trade-offcited by 927
  4. 2023Progress measures for grokking via mechanistic interpretabilitycited by 839
  5. 2023Extracting Training Data from Diffusion Modelscited by 732
  6. 2018On Lazy Training in Differentiable Programmingcited by 675
  7. 2019Deep Double Descent: Where Bigger Models and More Data Hurtcited by 672
  8. 2022Grokking: Generalization Beyond Overfitting on Small Algorithmic Datasetscited by 629
  9. 2022Diffusion Art or Digital Forgery? Investigating Data Replication in Diffusion Modelscited by 424
  10. 2019Gradient Descent Maximizes the Margin of Homogeneous Neural Networkscited by 320
  11. 2020Kernel and Rich Regimes in Overparametrized Modelscited by 306
  12. 2022Hidden Progress in Deep Learning: SGD Learns Parities Near the Computational Limitcited by 187
3 more
  1. 2022Omnigrok: Grokking Beyond Algorithmic Datacited by 146
  2. 2024A Dynamical Model of Neural Scaling Lawscited by 111
  3. 2023A Tale of Two Circuits: Grokking as Competition of Sparse and Dense Subnetworkscited by 83

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