Safe Exploration in Continuous Action Spaces
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Abstract (arXiv)
We address the problem of deploying a reinforcement learning (RL) agent on a physical system such as a datacenter cooling unit or robot, where critical constraints must never be violated. We show how to exploit the typically smooth dynamics of these systems and enable RL algorithms to never violate constraints during learning. Our technique is to directly add to the policy a safety layer that analytically solves an action correction formulation per each state. The novelty of obtaining an elegant closed-form solution is attained due to a linearized model, learned on past trajectories consisting of arbitrary actions. This is to mimic the real-world circumstances where data logs were generated with a behavior policy that is implausible to describe mathematically; such cases render the known safety-aware off-policy methods inapplicable. We demonstrate the efficacy of our approach on new representative physics-based environments, and prevail where reward shaping fails by maintaining zero constraint violations.
Key facts. Cited by 237 papers in the map (data through 7 Oct 2026). First posted on arXiv 26 Jan 2018.
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Citing papers per year: 2020: 1; 2021: 41; 2022: 49; 2023: 39; 2024: 43; 2025: 27; 2026: 37.
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- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 337
- 2023Do the Rewards Justify the Means? Measuring Trade-Offs Between Rewards and Ethical Behavior in the MACHIAVELLI Benchmarkcited by 174
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2021Constraints Penalized Q-learning for Safe Offline Reinforcement Learningcited by 90
- 2022Constrained Variational Policy Optimization for Safe Reinforcement Learningcited by 69
- 2025SafeVLA: Towards Safety Alignment of Vision-Language-Action Model via Constrained Learningcited by 69
- 2020f-IRL: Inverse Reinforcement Learning via State Marginal Matchingcited by 67
- 2022Safe Reinforcement Learning by Imagining the Near Futurecited by 67
- 2023Constrained Decision Transformer for Offline Safe Reinforcement Learningcited by 65
- 2022Saute RL: Almost Surely Safe Reinforcement Learning Using State Augmentationcited by 63
- 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Modelcited by 62
- 2023Datasets and Benchmarks for Offline Safe Reinforcement Learningcited by 58
38 more
- 2021Exploration in Deep Reinforcement Learning: From Single-Agent to Multiagent Domaincited by 57
- 2022Constrained Policy Optimization via Bayesian World Modelscited by 55
- 2022Constrained Update Projection Approach to Safe Policy Optimizationcited by 55
- 2022Enforcing Hard Constraints with Soft Barriers: Safe Reinforcement Learning in Unknown Stochastic Environmentscited by 54
- 2024Agile But Safe: Learning Collision-Free High-Speed Legged Locomotioncited by 53
- 2024Correlated Proxies: A New Definition and Improved Mitigation for Reward Hackingcited by 50
- 2021CombOptNet: Fit the Right NP-Hard Problem by Learning Integer Programming Constraintscited by 49
- 2023State-wise Safe Reinforcement Learning: A Surveycited by 48
- 2021Safe Reinforcement Learning Using Advantage-Based Interventioncited by 45
- 2021safe-control-gym: a Unified Benchmark Suite for Safe Learning-based Control and Reinforcement Learning in Roboticscited by 42
- 2024A Survey of Constraint Formulations in Safe Reinforcement Learningcited by 42
- 2023Safe Reinforcement Learning via Probabilistic Logic Shieldscited by 41
- 2022On the Robustness of Safe Reinforcement Learning under Observational Perturbationscited by 38
- 2021Learning Barrier Certificates: Towards Safe Reinforcement Learning with Zero Training-time Violationscited by 36
- 2021Context-Aware Safe Reinforcement Learning for Non-Stationary Environmentscited by 33
- 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizabilitycited by 32
- 2022Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarkingcited by 31
- 2021Feasible Actor-Critic: Constrained Reinforcement Learning for Ensuring Statewise Safetycited by 30
- 2021Direct Behavior Specification via Constrained Reinforcement Learningcited by 30
- 2021Safe Driving via Expert Guided Policy Optimizationcited by 29
- 2022Safe Reinforcement Learning for Legged Locomotioncited by 29
- 2022Towards Safe Reinforcement Learning with a Safety Editor Policycited by 28
- 2022Sustainable Online Reinforcement Learning for Auto-biddingcited by 28
- 2022Model-based Safe Deep Reinforcement Learning via a Constrained Proximal Policy Optimization Algorithmcited by 27
- 2022Safe Control Under Input Limits with Neural Control Barrier Functionscited by 27
- 2021Density Constrained Reinforcement Learningcited by 25
- 2021Differentiable Trust Region Layers for Deep Reinforcement Learningcited by 24
- 2021Stability Verification in Stochastic Control Systems via Neural Network Supermartingalescited by 24
- 2022Sim-to-Lab-to-Real: Safe Reinforcement Learning with Shielding and Generalization Guaranteescited by 24
- 2022Safe Reinforcement Learning Using Black-Box Reachability Analysiscited by 22
- 2024ActSafe: Active Exploration with Safety Constraints for Reinforcement Learningcited by 22
- 2022Learning Control Policies for Stochastic Systems with Reach-avoid Guaranteescited by 21
- 2022Asynchronous Reinforcement Learning for Real-Time Control of Physical Robotscited by 19
- 2023ReLOAD: Reinforcement Learning with Optimistic Ascent-Descent for Last-Iterate Convergence in Constrained MDPscited by 19
- 2021Escaping from Zero Gradient: Revisiting Action-Constrained Reinforcement Learning via Frank-Wolfe Policy Optimizationcited by 18
- 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Processcited by 18
- 2021Safe Reinforcement Learning with Chance-constrained Model Predictive Controlcited by 18
- 2022Evaluating Model-free Reinforcement Learning toward Safety-critical Taskscited by 18
50 most cited of 237 All 237 (JSON)
- 2026Adaptive Safety Filtering for Frozen ACC Policies via Conformal Residual Calibration28 Sep 2026
- 2026SafeLoop: Risk-Aware Rollback for Vision-Language-Action Manipulation22 Sep 2026
- 2026Evaluation Metrics for Safe Reinforcement Learning14 Sep 2026
- 2026Comfort by Construction: Adaptive, Comfort-Bounded Action Spaces for Learned Driving Policies11 Sep 2026
- 2026A Risk-Sensitive and Uncertainty-Aware Decision-Making and Control Framework for Safe and Robust Autonomous Driving9 Sep 2026
- 2026Harnessing human expertise for high-precision robotic assembly in industrialized construction: A sample-efficient installer-in-the-loop interactive reinforcement learning framework2 Sep 2026
- 2026ShieldVLA: Feasibility-Aware Safety Alignment for Vision-Language-Action Models2 Sep 2026
- 2026GuardianBench: A Same-Scene Instruction-Contrastive Benchmark for Latent Contextual Risk in Embodied AI22 Aug 2026
- 2026Herding End-to-End Autonomous Driving via Neuro-Symbolic Safety Guards11 Aug 2026
- 2026Hard Constraints, Smooth Gradients: Learning Feasible Inventory Policies via Differentiable Projection3 Aug 2026
- 2026Differentiable Policy Transport over Multi-Layer Network Feasibility Geometry2 Aug 2026
- 2026AeroDPO: Unleashing Lightweight UAV Navigation with High-Fidelity Perception and Automated Preference Optimization2 Aug 2026
38 more
- 2026Adjustment Speed as a Safety Constraint for Nonstationary Reinforcement Learning21 Jul 2026
- 2026Directional Constraints for Efficient Exploration in Safe Reinforcement Learning14 Jul 2026
- 2026SafeExplorer: An Unbiased Policy Gradient for Reinforcement Learning with Recovery Interventions9 Jul 2026
- 2026Robustness of Robotic Manipulation: Foundations and Frontiers30 Jun 2026
- 2026Imagine to Ensure Safety in Hierarchical Reinforcement Learning21 Jun 2026
- 2026An Agency-Transferring Model-Free Policy Enhancement Technique8 Jun 2026
- 2026Who Earns the Safety? Intervention-Aware Quantum Predictive Control with Safety Attribution8 Jun 2026
- 2026Pre-VLA: Preemptive Runtime Verification for Reliable Vision-Language-Action and World-Model Rollouts21 May 2026
- 2026Why Does Agentic Safety Fail to Generalize Across Tasks?7 May 2026
- 2026Constraint-Enhanced Reinforcement Learning Based on Dynamic Decoupled Spherical Radial Squashing5 May 2026
- 2026Global Optimality for Constrained Exploration via Penalty Regularization30 Apr 2026
- 2026SafeAdapt: Provably Safe Policy Updates in Deep Reinforcement Learning10 Apr 2026
- 2026CMP: Robust Whole-Body Tracking for Loco-Manipulation via Competence Manifold Projection8 Apr 2026
- 2026MC-CPO: Mastery-Conditioned Constrained Policy Optimization for Pedagogically Safe Intelligent Tutoring Systems5 Apr 2026
- 2026Pedagogical Safety in Educational Reinforcement Learning: Formalizing and Detecting Reward Hacking in AI Tutoring Systems5 Apr 2026
- 2026Physics-Informed Policy Optimization via Analytic Dynamics Regularization15 Mar 2026
- 2026Oracle-Guided Soft Shielding for Safe Move Prediction in Chess9 Mar 2026
- 2026Soft-Radial Projection for Constrained End-to-End Learning3 Feb 2026
- 2026On the Equilibrium between Feasible Zone and Uncertain Model in Safe Exploration31 Jan 2026
- 2026Reinforcement Learning for Control Systems with Time Delays: A Comprehensive Survey30 Jan 2026
- 2026Meta-Cognitive Reinforcement Learning with Self-Doubt and Recovery28 Jan 2026
- 2026Safe Exploration via Policy Priors27 Jan 2026
- 2026Reinforcement Learning for Dynamic Workflow Optimization in CI/CD Pipelines15 Jan 2026
- 2026Failure-Aware RL: Reliable Offline-to-Online Reinforcement Learning with Self-Recovery for Real-World Manipulation12 Jan 2026
- 2026Safe Continual Reinforcement Learning Methods for Nonstationary Environments. Towards a Survey of the State of the Art8 Jan 2026
- 2025Provably Efficient Sample Complexity for Robust CMDP10 Nov 2025
- 2025Primal-Only Actor Critic Algorithm for Robust Constrained Average Cost MDPs7 Nov 2025
- 2025Learning to Navigate Under Imperfect Perception: Conformalised Segmentation for Safe Reinforcement Learning21 Oct 2025
- 2025Constraint-Aware Reinforcement Learning via Adaptive Action Scaling13 Oct 2025
- 2025Safe and Compliant Cross-Market Trade Execution via Constrained RL and Zero-Knowledge Audits6 Oct 2025
- 2025Tail-Safe Hedging: Explainable Risk-Sensitive Reinforcement Learning with a White-Box CBF--QP Safety Layer in Arbitrage-Free Markets6 Oct 2025
- 2025Safe Reinforcement Learning using Action Projection: Safeguard the Policy or the Environment?16 Sep 2025
- 2025Feasibility-Guided Fair Adaptive Offline Reinforcement Learning for Medicaid Care Management11 Sep 2025
- 2025Rectified Robust Policy Optimization for Model-Uncertain Constrained Reinforcement Learning without Strong Duality24 Aug 2025
- 2025Reinforcement Learning-based Control via Y-wise Affine Neural Networks (YANNs)22 Aug 2025
- 2025Action-Constrained Imitation Learning20 Aug 2025
- 2025Proactive Constrained Policy Optimization with Preemptive Penalty3 Aug 2025
- 2025One Subgoal at a Time: Zero-Shot Generalization to Arbitrary Linear Temporal Logic Requirements in Multi-Task Reinforcement Learning3 Aug 2025
50 newest of 237 All 237 (JSON)
- 2021Constraints Penalized Q-learning for Safe Offline Reinforcement Learningcited by 90
- 2020f-IRL: Inverse Reinforcement Learning via State Marginal Matchingcited by 67
- 2023Constrained Decision Transformer for Offline Safe Reinforcement Learningcited by 65
- 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Modelcited by 62
- 2023Datasets and Benchmarks for Offline Safe Reinforcement Learningcited by 58
- 2023A Survey of Demonstration Learningcited by 12
- 2024Optimistic Critic Reconstruction and Constrained Fine-Tuning for General Offline-to-Online RLcited by 9
- 2026Failure-Aware RL: Reliable Offline-to-Online Reinforcement Learning with Self-Recovery for Real-World Manipulationcited by 6
- 2022Fail-Safe Adversarial Generative Imitation Learningcited by 2
- 2025Safe Deployment of Offline Reinforcement Learning via Input Convex Action Correctioncited by 2
- 2025Action-Constrained Imitation Learningcited by 2
- 2024COIN: Chance-Constrained Imitation Learning for Uncertainty-aware Adaptive Resource Oversubscription Policycited by 1
12 most cited of 15 All 15 (JSON)
- 2026Harnessing human expertise for high-precision robotic assembly in industrialized construction: A sample-efficient installer-in-the-loop interactive reinforcement learning framework2 Sep 2026
- 2026Oracle-Guided Soft Shielding for Safe Move Prediction in Chess9 Mar 2026
- 2026Failure-Aware RL: Reliable Offline-to-Online Reinforcement Learning with Self-Recovery for Real-World Manipulation12 Jan 2026
- 2025Feasibility-Guided Fair Adaptive Offline Reinforcement Learning for Medicaid Care Management11 Sep 2025
- 2025Action-Constrained Imitation Learning20 Aug 2025
- 2025Safe Deployment of Offline Reinforcement Learning via Input Convex Action Correction30 Jul 2025
- 2024Optimistic Critic Reconstruction and Constrained Fine-Tuning for General Offline-to-Online RL25 Dec 2024
- 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Model19 Jan 2024
- 2024COIN: Chance-Constrained Imitation Learning for Uncertainty-aware Adaptive Resource Oversubscription Policy13 Jan 2024
- 2023Datasets and Benchmarks for Offline Safe Reinforcement Learning15 Jun 2023
- 2023A Survey of Demonstration Learning20 Mar 2023
- 2023Constrained Decision Transformer for Offline Safe Reinforcement Learning14 Feb 2023
12 newest of 15 All 15 (JSON)
- 2021Safe Driving via Expert Guided Policy Optimizationcited by 29
- 2024RACER: Epistemic Risk-Sensitive RL Enables Fast Driving with Fewer Crashescited by 10
- 2022SafeRL-Kit: Evaluating Efficient Reinforcement Learning Methods for Safe Autonomous Drivingcited by 6
- 2022How to Learn from Risk: Explicit Risk-Utility Reinforcement Learning for Efficient and Safe Driving Strategiescited by 4
- 2024Long and Short-Term Constraints Driven Safe Reinforcement Learning for Autonomous Drivingcited by 4
- 2025Risk-Aware Reinforcement Learning for Autonomous Driving: Improving Safety When Driving through Intersectioncited by 2
- 2024Learning Autonomous Race Driving with Action Mapping Reinforcement Learningcited by 1
- 2022Safer Autonomous Driving in a Stochastic, Partially-Observable Environment by Hierarchical Contingency Planningcited by 0
- 2026Herding End-to-End Autonomous Driving via Neuro-Symbolic Safety Guardscited by 0
- 2026A Risk-Sensitive and Uncertainty-Aware Decision-Making and Control Framework for Safe and Robust Autonomous Drivingcited by 0
- 2026Comfort by Construction: Adaptive, Comfort-Bounded Action Spaces for Learned Driving Policiescited by 0
- 2026Comfort by Construction: Adaptive, Comfort-Bounded Action Spaces for Learned Driving Policies11 Sep 2026
- 2026A Risk-Sensitive and Uncertainty-Aware Decision-Making and Control Framework for Safe and Robust Autonomous Driving9 Sep 2026
- 2026Herding End-to-End Autonomous Driving via Neuro-Symbolic Safety Guards11 Aug 2026
- 2025Risk-Aware Reinforcement Learning for Autonomous Driving: Improving Safety When Driving through Intersection25 Mar 2025
- 2024Learning Autonomous Race Driving with Action Mapping Reinforcement Learning21 Jun 2024
- 2024RACER: Epistemic Risk-Sensitive RL Enables Fast Driving with Fewer Crashes7 May 2024
- 2024Long and Short-Term Constraints Driven Safe Reinforcement Learning for Autonomous Driving27 Mar 2024
- 2022SafeRL-Kit: Evaluating Efficient Reinforcement Learning Methods for Safe Autonomous Driving17 Jun 2022
- 2022Safer Autonomous Driving in a Stochastic, Partially-Observable Environment by Hierarchical Contingency Planning13 Apr 2022
- 2022How to Learn from Risk: Explicit Risk-Utility Reinforcement Learning for Efficient and Safe Driving Strategies16 Mar 2022
- 2021Safe Driving via Expert Guided Policy Optimization13 Oct 2021
- 2024Correlated Proxies: A New Definition and Improved Mitigation for Reward Hackingcited by 50
- 2025On Almost Surely Safe Alignment of Large Language Models at Inference-Timecited by 13
- 2022Safe Deep RL in 3D Environments using Human Feedbackcited by 5
- 2024Algorithms for learning value-aligned policies considering admissibility relaxationcited by 1
- 2026AeroDPO: Unleashing Lightweight UAV Navigation with High-Fidelity Perception and Automated Preference Optimizationcited by 1
- 2026Pedagogical Safety in Educational Reinforcement Learning: Formalizing and Detecting Reward Hacking in AI Tutoring Systemscited by 0
- 2026AeroDPO: Unleashing Lightweight UAV Navigation with High-Fidelity Perception and Automated Preference Optimization2 Aug 2026
- 2026Pedagogical Safety in Educational Reinforcement Learning: Formalizing and Detecting Reward Hacking in AI Tutoring Systems5 Apr 2026
- 2025On Almost Surely Safe Alignment of Large Language Models at Inference-Time3 Feb 2025
- 2024Algorithms for learning value-aligned policies considering admissibility relaxation7 Jun 2024
- 2024Correlated Proxies: A New Definition and Improved Mitigation for Reward Hacking5 Mar 2024
- 2022Safe Deep RL in 3D Environments using Human Feedback20 Jan 2022
- 2022Constrained Policy Optimization via Bayesian World Modelscited by 55
- 2024Safe Exploration Using Bayesian World Models and Log-Barrier Optimizationcited by 4
- 2026Pre-VLA: Preemptive Runtime Verification for Reliable Vision-Language-Action and World-Model Rolloutscited by 4
- 2026Imagine to Ensure Safety in Hierarchical Reinforcement Learningcited by 0
- 2026Imagine to Ensure Safety in Hierarchical Reinforcement Learning21 Jun 2026
- 2026Pre-VLA: Preemptive Runtime Verification for Reliable Vision-Language-Action and World-Model Rollouts21 May 2026
- 2024Safe Exploration Using Bayesian World Models and Log-Barrier Optimization9 May 2024
- 2022Constrained Policy Optimization via Bayesian World Models24 Jan 2022
- 2026Why Does Agentic Safety Fail to Generalize Across Tasks?cited by 0
- 2026Why Does Agentic Safety Fail to Generalize Across Tasks?7 May 2026
- 2025Learning Safety Constraints for Large Language Modelscited by 13
- 2025Learning Safety Constraints for Large Language Models30 May 2025
- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 337
- 2023Do the Rewards Justify the Means? Measuring Trade-Offs Between Rewards and Ethical Behavior in the MACHIAVELLI Benchmarkcited by 174
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2022Constrained Variational Policy Optimization for Safe Reinforcement Learningcited by 69
- 2022Safe Reinforcement Learning by Imagining the Near Futurecited by 67
- 2022Saute RL: Almost Surely Safe Reinforcement Learning Using State Augmentationcited by 63
- 2021Exploration in Deep Reinforcement Learning: From Single-Agent to Multiagent Domaincited by 57
- 2022Constrained Update Projection Approach to Safe Policy Optimizationcited by 55
- 2022Enforcing Hard Constraints with Soft Barriers: Safe Reinforcement Learning in Unknown Stochastic Environmentscited by 54
- 2024Agile But Safe: Learning Collision-Free High-Speed Legged Locomotioncited by 53
- 2021CombOptNet: Fit the Right NP-Hard Problem by Learning Integer Programming Constraintscited by 49
- 2023State-wise Safe Reinforcement Learning: A Surveycited by 48
12 most cited of 196 All 196 (JSON)
- 2026Adaptive Safety Filtering for Frozen ACC Policies via Conformal Residual Calibration28 Sep 2026
- 2026Evaluation Metrics for Safe Reinforcement Learning14 Sep 2026
- 2026GuardianBench: A Same-Scene Instruction-Contrastive Benchmark for Latent Contextual Risk in Embodied AI22 Aug 2026
- 2026Hard Constraints, Smooth Gradients: Learning Feasible Inventory Policies via Differentiable Projection3 Aug 2026
- 2026Differentiable Policy Transport over Multi-Layer Network Feasibility Geometry2 Aug 2026
- 2026Adjustment Speed as a Safety Constraint for Nonstationary Reinforcement Learning21 Jul 2026
- 2026Directional Constraints for Efficient Exploration in Safe Reinforcement Learning14 Jul 2026
- 2026SafeExplorer: An Unbiased Policy Gradient for Reinforcement Learning with Recovery Interventions9 Jul 2026
- 2026Robustness of Robotic Manipulation: Foundations and Frontiers30 Jun 2026
- 2026An Agency-Transferring Model-Free Policy Enhancement Technique8 Jun 2026
- 2026Who Earns the Safety? Intervention-Aware Quantum Predictive Control with Safety Attribution8 Jun 2026
- 2026Constraint-Enhanced Reinforcement Learning Based on Dynamic Decoupled Spherical Radial Squashing5 May 2026
12 newest of 196 All 196 (JSON)