Safe Reinforcement Learning by Imagining the Near Future
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Abstract (arXiv)
Safe reinforcement learning is a promising path toward applying reinforcement learning algorithms to real-world problems, where suboptimal behaviors may lead to actual negative consequences. In this work, we focus on the setting where unsafe states can be avoided by planning ahead a short time into the future. In this setting, a model-based agent with a sufficiently accurate model can avoid unsafe states. We devise a model-based algorithm that heavily penalizes unsafe trajectories, and derive guarantees that our algorithm can avoid unsafe states under certain assumptions. Experiments demonstrate that our algorithm can achieve competitive rewards with fewer safety violations in several continuous control tasks.
Key facts. Cited by 67 papers in the map (data through 7 Oct 2026). Builds on 27 of its 46 references that are in the map. First posted on arXiv 15 Feb 2022.
Builds on
27 of 46 references.
References · 27
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- 2019PyTorch: An Imperative Style, High-Performance Deep Learning Librarycited by 20,160
- 2018Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actorcited by 4,635
- 2015Continuous control with deep reinforcement learningcited by 3,279
- 2018Addressing Function Approximation Error in Actor-Critic Methodscited by 2,302
- 2016Concrete Problems in AI Safetycited by 1,582
- 2018Soft Actor-Critic Algorithms and Applicationscited by 1,179
- 2017Constrained Policy Optimizationcited by 928
- 2019When to Trust Your Model: Model-Based Policy Optimizationcited by 753
- 2018Deep Reinforcement Learning in a Handful of Trials using Probabilistic Dynamics Modelscited by 748
- 2018Reward Constrained Policy Optimizationcited by 397
- 2020Responsive Safety in Reinforcement Learning by PID Lagrangian Methodscited by 302
15 more
- 2018Safe Exploration in Continuous Action Spacescited by 237
- 2018Model-Ensemble Trust-Region Policy Optimizationcited by 214
- 2017Hamilton-Jacobi Reachability: A Brief Overview and Recent Advancescited by 186
- 2020Recovery RL: Safe Reinforcement Learning with Learned Recovery Zonescited by 156
- 2018Algorithmic Framework for Model-based Deep Reinforcement Learning with Theoretical Guaranteescited by 138
- 2020Learning to be Safe: Deep RL with a Safety Criticcited by 109
- 2020Conservative Safety Critics for Explorationcited by 107
- 2019Exploring Model-based Planning with Policy Networkscited by 90
- 2017Leave no Trace: Learning to Reset for Safe and Autonomous Reinforcement Learningcited by 86
- 2020Safe Reinforcement Learning via Curriculum Inductioncited by 73
- 2019Combating the Compounding-Error Problem with a Multi-step Modelcited by 52
- 2021Safe Continuous Control with Constrained Model-Based Policy Optimizationcited by 17
- 2016Learning from the Hindsight Plan -- Episodic MPC Improvementcited by 15
- 2020Accelerating Safe Reinforcement Learning with Constraint-mismatched Policiescited by 11
- 2020Provably Safe PAC-MDP Exploration Using Analogiescited by 9
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Citing papers per year: 2022: 14; 2023: 18; 2024: 16; 2025: 14; 2026: 5.
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- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2023FLIRT: Feedback Loop In-context Red Teamingcited by 81
- 2023OmniSafe: An Infrastructure for Accelerating Safe Reinforcement Learning Researchcited by 76
- 2022Reachability Constrained Reinforcement Learningcited by 52
- 2023SafeDreamer: Safe Reinforcement Learning with World Modelscited by 50
- 2022Efficient Adversarial Training without Attacking: Worst-Case-Aware Robust Reinforcement Learningcited by 42
- 2024A Survey of Constraint Formulations in Safe Reinforcement Learningcited by 42
- 2023Cross-Domain Policy Adaptation via Value-Guided Data Filteringcited by 30
- 2022Model-based Safe Deep Reinforcement Learning via a Constrained Proximal Policy Optimization Algorithmcited by 27
- 2023Safe Exploration in Reinforcement Learning: A Generalized Formulation and Algorithmscited by 27
- 2022When to Ask for Help: Proactive Interventions in Autonomous Reinforcement Learningcited by 20
- 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificatecited by 16
38 more
- 2022Benchmarking Reinforcement Learning Techniques for Autonomous Navigationcited by 15
- 2022SafeLight: A Reinforcement Learning Method toward Collision-free Traffic Signal Controlcited by 15
- 2024Dynamic Model Predictive Shielding for Provably Safe Reinforcement Learningcited by 11
- 2022Robotic Table Wiping via Reinforcement Learning and Whole-body Trajectory Optimizationcited by 10
- 2023Provably Safe Reinforcement Learning with Step-wise Violation Constraintscited by 10
- 2022LEADER: Learning Attention over Driving Behaviors for Planning under Uncertaintycited by 9
- 2023Reinforcement Learning for Safe Robot Control using Control Lyapunov Barrier Functionscited by 9
- 2025Efficient Action-Constrained Reinforcement Learning via Acceptance-Rejection Method and Augmented MDPscited by 8
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfercited by 8
- 2022Provable Safe Reinforcement Learning with Binary Feedbackcited by 7
- 2025PIGDreamer: Privileged Information Guided World Models for Safe Partially Observable Reinforcement Learningcited by 7
- 2026Safe Exploration via Policy Priorscited by 6
- 2023Learning for Edge-Weighted Online Bipartite Matching with Robustness Guaranteescited by 5
- 2023Value Functions are Control Barrier Functions: Verification of Safe Policies using Control Theorycited by 5
- 2023Anytime-Constrained Reinforcement Learningcited by 5
- 2024Leveraging Approximate Model-based Shielding for Probabilistic Safety Guarantees in Continuous Environmentscited by 5
- 2024Deterministic Policies for Constrained Reinforcement Learning in Polynomial Timecited by 5
- 2025Emergent Risk Awareness in Rational Agents under Resource Constraintscited by 5
- 2023Safe Reinforcement Learning with Dead-Ends Avoidance and Recoverycited by 4
- 2023Approximate Model-Based Shielding for Safe Reinforcement Learningcited by 4
- 2024Safety Optimized Reinforcement Learning via Multi-Objective Policy Optimizationcited by 4
- 2024Predicting Future Actions of Reinforcement Learning Agentscited by 4
- 2022Safe Reinforcement Learning with Contrastive Risk Predictioncited by 3
- 2023Transforming a Quadruped into a Guide Robot for the Visually Impaired: Formalizing Wayfinding, Interaction Modeling, and Safety Mechanismcited by 3
- 2024Safety-Driven Deep Reinforcement Learning Framework for Cobots: A Sim2Real Approachcited by 3
- 2024Meta SAC-Lag: Towards Deployable Safe Reinforcement Learning via MetaGradient-based Hyperparameter Tuningcited by 3
- 2024A Retention-Centric Framework for Continual Learning with Guaranteed Model Developmental Safetycited by 3
- 2025Mutual Information Tracks Policy Coherence in Reinforcement Learningcited by 3
- 2023Approximate Shielding of Atari Agents for Safe Explorationcited by 2
- 2024Reinforcement Learning for Sustainable Energy: A Surveycited by 2
- 2025A Provable Approach for End-to-End Safe Reinforcement Learningcited by 2
- 2025Safety-Aware Reinforcement Learning for Control via Risk-Sensitive Action-Value Iteration and Quantile Regressioncited by 2
- 2022Guided Safe Shooting: model based reinforcement learning with safety constraintscited by 1
- 2023Modeling Risk in Reinforcement Learning: A Literature Mappingcited by 1
- 2024Policy Bifurcation in Safe Reinforcement Learningcited by 1
- 2024Preparing for Black Swans: The Antifragility Imperative for Machine Learningcited by 1
- 2024Provably Efficient Exploration in Inverse Constrained Reinforcement Learningcited by 1
- 2024Q-learning-based Model-free Safety Filtercited by 1
50 most cited of 67 All 67 (JSON)
- 2026Self-Aware Active Learning Enables Continual Improvement in Autonomous Driving30 Aug 2026
- 2026Individual Control Barrier Functions-Guided Diffusion Model for Safe Offline Multi-Agent Reinforcement Learning10 Jun 2026
- 2026Mahalanobis-Guided Latent OOD Detection for Hybrid ES-DRL Control in Time-Varying Systems9 Jun 2026
- 2026Position: Deployed Reinforcement Learning should be Continual1 Jun 2026
- 2026Safe Exploration via Policy Priors27 Jan 2026
- 2025Adaptive GR(1) Specification Repair for Liveness-Preserving Shielding in Reinforcement Learning4 Nov 2025
- 2025STEMS: Spatial-Temporal Enhanced Safe Multi-Agent Coordination for Building Energy Management15 Oct 2025
- 2025Game-Theoretic Risk-Shaped Reinforcement Learning for Safe Autonomous Driving13 Oct 2025
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfer23 Sep 2025
- 2025Mutual Information Tracks Policy Coherence in Reinforcement Learning12 Sep 2025
- 2025A Novel Framework for Uncertainty-Driven Adaptive Exploration3 Sep 2025
- 2025PIGDreamer: Privileged Information Guided World Models for Safe Partially Observable Reinforcement Learning4 Aug 2025
38 more
- 2025Safety-Aware Reinforcement Learning for Control via Risk-Sensitive Action-Value Iteration and Quantile Regression8 Jun 2025
- 2025Emergent Risk Awareness in Rational Agents under Resource Constraints29 May 2025
- 2025A Provable Approach for End-to-End Safe Reinforcement Learning28 May 2025
- 2025Feasibility-Aware Pessimistic Estimation: Toward Long-Horizon Safety in Offline RL13 May 2025
- 2025Skill-based Safe Reinforcement Learning with Risk Planning2 May 2025
- 2025Efficient Action-Constrained Reinforcement Learning via Acceptance-Rejection Method and Augmented MDPs17 Mar 2025
- 2025Enhance Exploration in Safe Reinforcement Learning with Contrastive Representation Learning13 Mar 2025
- 2024Q-learning-based Model-free Safety Filter29 Nov 2024
- 2024Predicting Future Actions of Reinforcement Learning Agents29 Oct 2024
- 2024A Retention-Centric Framework for Continual Learning with Guaranteed Model Developmental Safety4 Oct 2024
- 2024Provably Efficient Exploration in Inverse Constrained Reinforcement Learning24 Sep 2024
- 2024Meta SAC-Lag: Towards Deployable Safe Reinforcement Learning via MetaGradient-based Hyperparameter Tuning15 Aug 2024
- 2024Reinforcement Learning for Sustainable Energy: A Survey26 Jul 2024
- 2024Safety-Driven Deep Reinforcement Learning Framework for Cobots: A Sim2Real Approach2 Jul 2024
- 2024GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Model6 Jun 2024
- 2024Deterministic Policies for Constrained Reinforcement Learning in Polynomial Time23 May 2024
- 2024Dynamic Model Predictive Shielding for Provably Safe Reinforcement Learning22 May 2024
- 2024Preparing for Black Swans: The Antifragility Imperative for Machine Learning18 May 2024
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraints5 May 2024
- 2024Policy Bifurcation in Safe Reinforcement Learning19 Mar 2024
- 2024Safety Optimized Reinforcement Learning via Multi-Objective Policy Optimization23 Feb 2024
- 2024A Survey of Constraint Formulations in Safe Reinforcement Learning3 Feb 2024
- 2024Leveraging Approximate Model-based Shielding for Probabilistic Safety Guarantees in Continuous Environments1 Feb 2024
- 2023Modeling Risk in Reinforcement Learning: A Literature Mapping8 Dec 2023
- 2023Anytime-Constrained Reinforcement Learning9 Nov 2023
- 2023Safe Exploration in Reinforcement Learning: A Generalized Formulation and Algorithms5 Oct 2023
- 2023FLIRT: Feedback Loop In-context Red Teaming8 Aug 2023
- 2023Approximate Model-Based Shielding for Safe Reinforcement Learning27 Jul 2023
- 2023Game-Theoretic Robust Reinforcement Learning Handles Temporally-Coupled Perturbations22 Jul 2023
- 2023SafeDreamer: Safe Reinforcement Learning with World Models14 Jul 2023
- 2023Transforming a Quadruped into a Guide Robot for the Visually Impaired: Formalizing Wayfinding, Interaction Modeling, and Safety Mechanism24 Jun 2023
- 2023Safe Reinforcement Learning with Dead-Ends Avoidance and Recovery24 Jun 2023
- 2023Value Functions are Control Barrier Functions: Verification of Safe Policies using Control Theory6 Jun 2023
- 2023Learning for Edge-Weighted Online Bipartite Matching with Robustness Guarantees31 May 2023
- 2023Cross-Domain Policy Adaptation via Value-Guided Data Filtering28 May 2023
- 2023Reinforcement Learning for Safe Robot Control using Control Lyapunov Barrier Functions16 May 2023
- 2023OmniSafe: An Infrastructure for Accelerating Safe Reinforcement Learning Research16 May 2023
- 2023Approximate Shielding of Atari Agents for Safe Exploration21 Apr 2023
50 newest of 67 All 67 (JSON)
- 2022LEADER: Learning Attention over Driving Behaviors for Planning under Uncertaintycited by 9
- 2023Shared Information-Based Safe And Efficient Behavior Planning For Connected Autonomous Vehiclescited by 0
- 2025Game-Theoretic Risk-Shaped Reinforcement Learning for Safe Autonomous Drivingcited by 0
- 2026Self-Aware Active Learning Enables Continual Improvement in Autonomous Drivingcited by 0
- 2026Self-Aware Active Learning Enables Continual Improvement in Autonomous Driving30 Aug 2026
- 2025Game-Theoretic Risk-Shaped Reinforcement Learning for Safe Autonomous Driving13 Oct 2025
- 2023Shared Information-Based Safe And Efficient Behavior Planning For Connected Autonomous Vehicles8 Feb 2023
- 2022LEADER: Learning Attention over Driving Behaviors for Planning under Uncertainty23 Sep 2022
- 2023FLIRT: Feedback Loop In-context Red Teamingcited by 81
- 2023FLIRT: Feedback Loop In-context Red Teaming8 Aug 2023
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2023OmniSafe: An Infrastructure for Accelerating Safe Reinforcement Learning Researchcited by 76
- 2022Reachability Constrained Reinforcement Learningcited by 52
- 2022Efficient Adversarial Training without Attacking: Worst-Case-Aware Robust Reinforcement Learningcited by 42
- 2024A Survey of Constraint Formulations in Safe Reinforcement Learningcited by 42
- 2023Cross-Domain Policy Adaptation via Value-Guided Data Filteringcited by 30
- 2022Model-based Safe Deep Reinforcement Learning via a Constrained Proximal Policy Optimization Algorithmcited by 27
- 2023Safe Exploration in Reinforcement Learning: A Generalized Formulation and Algorithmscited by 27
- 2022When to Ask for Help: Proactive Interventions in Autonomous Reinforcement Learningcited by 20
- 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificatecited by 16
- 2022Benchmarking Reinforcement Learning Techniques for Autonomous Navigationcited by 15
- 2022SafeLight: A Reinforcement Learning Method toward Collision-free Traffic Signal Controlcited by 15
12 most cited of 57 All 57 (JSON)
- 2026Mahalanobis-Guided Latent OOD Detection for Hybrid ES-DRL Control in Time-Varying Systems9 Jun 2026
- 2026Position: Deployed Reinforcement Learning should be Continual1 Jun 2026
- 2026Safe Exploration via Policy Priors27 Jan 2026
- 2025Adaptive GR(1) Specification Repair for Liveness-Preserving Shielding in Reinforcement Learning4 Nov 2025
- 2025STEMS: Spatial-Temporal Enhanced Safe Multi-Agent Coordination for Building Energy Management15 Oct 2025
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfer23 Sep 2025
- 2025Mutual Information Tracks Policy Coherence in Reinforcement Learning12 Sep 2025
- 2025A Novel Framework for Uncertainty-Driven Adaptive Exploration3 Sep 2025
- 2025Safety-Aware Reinforcement Learning for Control via Risk-Sensitive Action-Value Iteration and Quantile Regression8 Jun 2025
- 2025A Provable Approach for End-to-End Safe Reinforcement Learning28 May 2025
- 2025Skill-based Safe Reinforcement Learning with Risk Planning2 May 2025
- 2025Efficient Action-Constrained Reinforcement Learning via Acceptance-Rejection Method and Augmented MDPs17 Mar 2025
12 newest of 57 All 57 (JSON)