A Review of Safe Reinforcement Learning: Methods, Theory and Applications
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Cited by 76 in Deep reinforcement learning methods, but placed by its own abstract, which didn’t fit.
Abstract (arXiv)
Reinforcement Learning (RL) has achieved tremendous success in many complex decision-making tasks. However, safety concerns are raised during deploying RL in real-world applications, leading to a growing demand for safe RL algorithms, such as in autonomous driving and robotics scenarios. While safe control has a long history, the study of safe RL algorithms is still in the early stages. To establish a good foundation for future safe RL research, in this paper, we provide a review of safe RL from the perspectives of methods, theories, and applications. Firstly, we review the progress of safe RL from five dimensions and come up with five crucial problems for safe RL being deployed in real-world applications, coined as "2H3W". Secondly, we analyze the algorithm and theory progress from the perspectives of answering the "2H3W" problems. Particularly, the sample complexity of safe RL algorithms is reviewed and discussed, followed by an introduction to the applications and benchmarks of safe RL algorithms. Finally, we open the discussion of the challenging problems in safe RL, hoping to inspire future research on this thread. To advance the study of safe RL algorithms, we release an open-sourced repository containing the implementations of major safe RL algorithms at the link: https://github.com/chauncygu/Safe-Reinforcement-Learning-Baselines.git.
Key facts. Cited by 181 papers in the map (data through 14 Oct 2026). Builds on 141 of its 323 references that are in the map. First posted on arXiv 20 May 2022.
Builds on
141 of 323 references.
References · 141
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- 2019Multi-Agent Reinforcement Learning: A Selective Overview of Theories and Algorithmscited by 567
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- 2017Safe Reinforcement Learning via Shieldingcited by 449
- 2018Scalable agent alignment via reward modeling: a research directioncited by 447
- 2018Reward Constrained Policy Optimizationcited by 417
- 2018AI safety via debatecited by 400
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- 2016Benchmarking Deep Reinforcement Learning for Continuous Controlcited by 371
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- 2017Safe Model-based Reinforcement Learning with Stability Guaranteescited by 366
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- 2015Risk-Constrained Reinforcement Learning with Percentile Risk Criteriacited by 337
- 2016Cooperative Inverse Reinforcement Learningcited by 300
- 2018A Lyapunov-based Approach to Safe Reinforcement Learningcited by 297
- 2021Unsolved Problems in ML Safetycited by 292
- 2019Challenges of Real-World Reinforcement Learningcited by 291
- 2018The highD Dataset: A Drone Dataset of Naturalistic Vehicle Trajectories on German Highways for Validation of Highly Automated Driving Systemscited by 277
- 2018Learning to Drive in a Daycited by 273
- 2019DualDICE: Behavior-Agnostic Estimation of Discounted Stationary Distribution Correctionscited by 254
- 2018Safe Exploration in Continuous Action Spacescited by 247
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- 2020Projection-Based Constrained Policy Optimizationcited by 203
- 2021Trust Region Policy Optimisation in Multi-Agent Reinforcement Learningcited by 186
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- 2018Verifiable Reinforcement Learning via Policy Extractioncited by 177
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- 2019Multi-Agent Deep Reinforcement Learning for Large-scale Traffic Signal Controlcited by 164
- 2017A General Safety Framework for Learning-Based Control in Uncertain Robotic Systemscited by 163
- 2018DeepMimic: Example-Guided Deep Reinforcement Learning of Physics-Based Character Skillscited by 163
- 2019Constrained Reinforcement Learning Has Zero Duality Gapcited by 151
- 2019Lyapunov-based Safe Policy Optimization for Continuous Controlcited by 145
- 2020Parrot: Data-Driven Behavioral Priors for Reinforcement Learningcited by 138
- 2020Provably Efficient Safe Exploration via Primal-Dual Policy Optimizationcited by 134
50 most cited of 141 All 141 (JSON)
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Citing papers per year: 2022: 7; 2023: 48; 2024: 72; 2025: 46; 2026: 8.
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- 2024PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preferencecited by 261
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- 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizabilitycited by 36
- 2023Safe Offline Reinforcement Learning with Real-Time Budget Constraintscited by 28
- 2023Last-Iterate Convergent Policy Gradient Primal-Dual Methods for Constrained MDPscited by 28
- 2023Beyond OOD State Actions: Supported Cross-Domain Offline Reinforcement Learningcited by 27
- 2023A Survey on Physics Informed Reinforcement Learning: Review and Open Problemscited by 24
- 2025Offline Goal-conditioned Reinforcement Learning with Quasimetric Representationscited by 24
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- 2024Doubly Mild Generalization for Offline Reinforcement Learningcited by 21
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50 most cited of 181 All 181 (JSON)
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- 2026Emergency Preemption Without Online Exploration: A Decision Transformer Approach20 Mar 2026
- 2026Progress Constraints for Reinforcement Learning in Behavior Trees6 Feb 2026
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- 2025Constrained Policy Optimization via Sampling-Based Weight-Space Projection15 Dec 2025
- 2025Multi-Objective Reward and Preference Optimization: Theory and Algorithms11 Dec 2025
- 2025CFLight: Enhancing Safety with Traffic Signal Control through Counterfactual Learning10 Dec 2025
- 2025Optimizing Operation Recipes with Reinforcement Learning for Safe and Interpretable Control of Chemical Processes20 Nov 2025
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- 2025The Good, the Bad, and the Sampled: a No-Regret Approach to Safe Online Classification1 Oct 2025
- 2025Safe In-Context Reinforcement Learning29 Sep 2025
- 2025Offline Goal-conditioned Reinforcement Learning with Quasimetric Representations24 Sep 2025
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfer23 Sep 2025
- 2025FraPPE: Fast and Efficient Preference-based Pure Exploration22 Aug 2025
- 2025A Review On Safe Reinforcement Learning Using Lyapunov and Barrier Functions12 Aug 2025
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50 newest of 181 All 181 (JSON)
- 2024A Survey of Constraint Formulations in Safe Reinforcement Learningcited by 44
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- 2024Off-Policy Primal-Dual Safe Reinforcement Learningcited by 14
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systemscited by 11
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- 2024Verified Safe Reinforcement Learning for Neural Network Dynamic Modelscited by 7
12 most cited of 71 All 71 (JSON)
- 2026Regularized Reward-Punishment Reinforcement Learning26 Jun 2026
- 2026Safe Continual Reinforcement Learning under Nonstationarity via Adaptive Safety Constraints13 May 2026
- 2026Safe-Support Q-Learning: Learning without Unsafe Exploration28 Apr 2026
- 2026Data-Driven Synthesis of Probabilistic Controlled Invariant Sets for Linear MDPs3 Apr 2026
- 2026Progress Constraints for Reinforcement Learning in Behavior Trees6 Feb 2026
- 2026Safe Continual Reinforcement Learning Methods for Nonstationary Environments. Towards a Survey of the State of the Art8 Jan 2026
- 2025Constrained Policy Optimization via Sampling-Based Weight-Space Projection15 Dec 2025
- 2025CFLight: Enhancing Safety with Traffic Signal Control through Counterfactual Learning10 Dec 2025
- 2025Optimizing Operation Recipes with Reinforcement Learning for Safe and Interpretable Control of Chemical Processes20 Nov 2025
- 2025Guardian: Decoupling Exploration from Safety in Reinforcement Learning26 Oct 2025
- 2025Off-Policy Reinforcement Learning with Anytime Safety Guarantees via Robust Safe Gradient Flow1 Oct 2025
- 2025Safe In-Context Reinforcement Learning29 Sep 2025
12 newest of 71 All 71 (JSON)
- 2023Constrained Decision Transformer for Offline Safe Reinforcement Learningcited by 69
- 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Modelcited by 64
- 2023Datasets and Benchmarks for Offline Safe Reinforcement Learningcited by 59
- 2023Safe Offline Reinforcement Learning with Real-Time Budget Constraintscited by 28
- 2023Beyond OOD State Actions: Supported Cross-Domain Offline Reinforcement Learningcited by 27
- 2025Offline Goal-conditioned Reinforcement Learning with Quasimetric Representationscited by 24
- 2024Doubly Mild Generalization for Offline Reinforcement Learningcited by 21
- 2024Offline Reinforcement Learning with OOD State Correction and OOD Action Suppressioncited by 17
- 2024Temporal Logic Specification-Conditioned Decision Transformer for Offline Safe Reinforcement Learningcited by 10
- 2024Pretraining Decision Transformers with Reward Prediction for In-Context Multi-task Structured Bandit Learningcited by 10
- 2024OASIS: Conditional Distribution Shaping for Offline Safe Reinforcement Learningcited by 10
- 2024Learning from Sparse Offline Datasets via Conservative Density Estimationcited by 9
12 most cited of 22 All 22 (JSON)
- 2026Redistribution-based Cost Inference Improves Sparse Safe Offline RL12 Aug 2026
- 2026Emergency Preemption Without Online Exploration: A Decision Transformer Approach20 Mar 2026
- 2025Adaptive Neighborhood-Constrained Q Learning for Offline Reinforcement Learning4 Nov 2025
- 2025Offline Goal-conditioned Reinforcement Learning with Quasimetric Representations24 Sep 2025
- 2025Multi-level Certified Defense Against Poisoning Attacks in Offline Reinforcement Learning27 May 2025
- 2025Feasibility-Aware Pessimistic Estimation: Toward Long-Horizon Safety in Offline RL13 May 2025
- 2025NeoRL-2: Near Real-World Benchmarks for Offline Reinforcement Learning with Extended Realistic Scenarios25 Mar 2025
- 2024FAWAC: Feasibility Informed Advantage Weighted Regression for Persistent Safety in Offline Reinforcement Learning12 Dec 2024
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- 2024Doubly Mild Generalization for Offline Reinforcement Learning12 Nov 2024
- 2024Offline Reinforcement Learning with OOD State Correction and OOD Action Suppression25 Oct 2024
- 2024OASIS: Conditional Distribution Shaping for Offline Safe Reinforcement Learning19 Jul 2024
12 newest of 22 All 22 (JSON)
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- 2025From Uncertain to Safe: Conformal Adaptation of Diffusion Models for Safe PDE Controlcited by 3
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- 2025Robust Planning for Autonomous Driving via Mixed Adversarial Diffusion Predictions18 May 2025
- 2025From Uncertain to Safe: Conformal Adaptation of Diffusion Models for Safe PDE Control4 Feb 2025
- 2024Diffusion-Reward Adversarial Imitation Learning25 May 2024
- 2024DDM-Lag : A Diffusion-based Decision-making Model for Autonomous Vehicles with Lagrangian Safety Enhancement8 Jan 2024
- 2023Diffusion Models for Reinforcement Learning: A Survey2 Nov 2023
- 2024PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preferencecited by 261
- 2024Enhancing LLM Safety via Constrained Direct Preference Optimizationcited by 49
- 2025Risk-aware Direct Preference Optimization under Nested Risk Measurecited by 2
- 2025Multi-Objective Reward and Preference Optimization: Theory and Algorithmscited by 0
- 2025Multi-Objective Reward and Preference Optimization: Theory and Algorithms11 Dec 2025
- 2025Risk-aware Direct Preference Optimization under Nested Risk Measure26 May 2025
- 2024PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preference20 Jun 2024
- 2024Enhancing LLM Safety via Constrained Direct Preference Optimization4 Mar 2024
- 2023Plug in the Safety Chip: Enforcing Constraints for LLM-driven Robot Agentscited by 69
- 2025Thinking Beyond Tokens: From Brain-Inspired Intelligence to Cognitive Foundations for Artificial General Intelligence and its Societal Impactcited by 6
- 2025Emergent Risk Awareness in Rational Agents under Resource Constraintscited by 5
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- 2025Thinking Beyond Tokens: From Brain-Inspired Intelligence to Cognitive Foundations for Artificial General Intelligence and its Societal Impact1 Jul 2025
- 2025Emergent Risk Awareness in Rational Agents under Resource Constraints29 May 2025
- 2024Mutual Enhancement of Large Language and Reinforcement Learning Models through Bi-Directional Feedback Mechanisms: A Planning Case Study12 Jan 2024
- 2023Plug in the Safety Chip: Enforcing Constraints for LLM-driven Robot Agents18 Sep 2023
- 2023Safety-Gymnasium: A Unified Safe Reinforcement Learning Benchmarkcited by 143
- 2023Toward General-Purpose Robots via Foundation Models: A Survey and Meta-Analysiscited by 103
- 2023A Survey of Safety and Trustworthiness of Large Language Models through the Lens of Verification and Validationcited by 93
- 2023OmniSafe: An Infrastructure for Accelerating Safe Reinforcement Learning Researchcited by 80
- 2023State-wise Safe Reinforcement Learning: A Surveycited by 55
- 2022On the Robustness of Safe Reinforcement Learning under Observational Perturbationscited by 38
- 2023Iterative Reachability Estimation for Safe Reinforcement Learningcited by 37
- 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizabilitycited by 36
- 2023Last-Iterate Convergent Policy Gradient Primal-Dual Methods for Constrained MDPscited by 28
- 2023A Survey on Physics Informed Reinforcement Learning: Review and Open Problemscited by 24
- 2023Causal Reinforcement Learning: A Surveycited by 23
- 2023Trust Region-Based Safe Distributional Reinforcement Learning for Multiple Constraintscited by 21
12 most cited of 67 All 67 (JSON)
- 2025The Good, the Bad, and the Sampled: a No-Regret Approach to Safe Online Classification1 Oct 2025
- 2025FraPPE: Fast and Efficient Preference-based Pure Exploration22 Aug 2025
- 2025Toward Adaptable Multi-Agent Reinforcement Learning: An Assumption-Aware Review14 Jul 2025
- 2025Safely Learning Controlled Stochastic Dynamics3 Jun 2025
- 2025Constrained Online Decision-Making: A Unified Framework11 May 2025
- 2025Solving Multi-Agent Safe Optimal Control with Distributed Epigraph Form MARL21 Apr 2025
- 2025Addressing Moral Uncertainty using Large Language Models for Ethical Decision-Making17 Feb 2025
- 2025Provably-Safe Neural Network Training Using Hybrid Zonotope Reachability Analysis22 Jan 2025
- 2024Can an AI Agent Safely Run a Government? Existence of Probably Approximately Aligned Policies21 Nov 2024
- 2024Multi-Agent Decision Transformers for Dynamic Dispatching in Material Handling Systems Leveraging Enterprise Big Data4 Nov 2024
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