Safe Deployment of Offline Reinforcement Learning via Input Convex Action Correction
On the map: Offline RL and imitation learning from data → Offline RL algorithms
Abstract (arXiv)
Offline reinforcement learning (offline RL) offers a promising framework for developing control strategies in chemical process systems using historical data, without the risks or costs of online experimentation. This work investigates the application of offline RL to the safe and efficient control of an exothermic polymerisation continuous stirred-tank reactor. We introduce a Gymnasium-compatible simulation environment that captures the reactor's nonlinear dynamics, including reaction kinetics, energy balances, and operational constraints. The environment supports three industrially relevant scenarios: startup, grade change down, and grade change up. It also includes reproducible offline datasets generated from proportional-integral controllers with randomised tunings, providing a benchmark for evaluating offline RL algorithms in realistic process control tasks. We assess behaviour cloning and implicit Q-learning as baseline algorithms, highlighting the challenges offline agents face, including steady-state offsets and degraded performance near setpoints. To address these issues, we propose a novel deployment-time safety layer that performs gradient-based action correction using input convex neural networks (PICNNs) as learned cost models. The PICNN enables real-time, differentiable correction of policy actions by descending a convex, state-conditioned cost surface, without requiring retraining or environment interaction. Experimental results show that offline RL, particularly when combined with convex action correction, can outperform traditional control approaches and maintain stability across all scenarios. These findings demonstrate the feasibility of integrating offline RL with interpretable and safety-aware corrections for high-stakes chemical process control, and lay the groundwork for more reliable data-driven automation in industrial systems.
Key facts. Cited by 2 papers in the map (data through 14 Oct 2026). Placed in Offline RL algorithms, one of 13 directions in Offline RL and imitation learning from data. Builds on 23 of its 43 references that are in the map. First posted on arXiv 30 Jul 2025.
Builds on
23 of 43 references.
Closest ancestors · 6
Same direction, newest first
- 2022A Survey on Offline Reinforcement Learning: Taxonomy, Review, and Open Problems2 Mar
- 2021Offline Reinforcement Learning with Implicit Q-Learning12 Oct
- 2020Conservative Q-Learning for Offline Reinforcement Learning8 Jun
- 2020MOPO: Model-based Offline Policy Optimization27 May
- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems4 May
- 2019Behavior Regularized Offline Reinforcement Learning26 Nov
Other references · 17
- 2015Deep Reinforcement Learning with Double Q-learningcited by 1,745
- 2016Concrete Problems in AI Safetycited by 1,642
- 2017Constrained Policy Optimizationcited by 983
- 2019Stabilizing Off-Policy Q-Learning via Bootstrapping Error Reductioncited by 840
- 2019Advantage-Weighted Regression: Simple and Scalable Off-Policy Reinforcement Learningcited by 782
- 2017OptNet: Differentiable Optimization as a Layer in Neural Networkscited by 599
- 2017Distributional Reinforcement Learning with Quantile Regressioncited by 474
- 2019Differentiable Convex Optimization Layerscited by 465
- 2016Input Convex Neural Networkscited by 414
- 2017Safe Model-based Reinforcement Learning with Stability Guaranteescited by 366
- 2019End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Taskscited by 289
- 2016Control Barrier Function Based Quadratic Programs for Safety Critical Systemscited by 287
5 more
- 2018Safe Exploration in Continuous Action Spacescited by 247
- 2018Optimal Control Via Neural Networks: A Convex Approachcited by 85
- 2017A Benchmark Environment Motivated by Industrial Control Problemscited by 31
- 2024PC-Gym: Benchmark Environments For Process Control Problemscited by 10
- 2024Actor-Critic Physics-informed Neural Lyapunov Controlcited by 8
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Citing papers per year: 2025: 1; 2026: 1.
2 papers.
Similar, not cited
Close in wording, no citation either way
- 2026Reinforcement Learning-based Control via Y-wise Affine Neural Networks: Comparative Case Studies for Chemical Processes
- 2020Overcoming Model Bias for Robust Offline Deep Reinforcement Learning
- 2025Optimizing Operation Recipes with Reinforcement Learning for Safe and Interpretable Control of Chemical Processes
- 2024Offline Behavior Distillation
- 2021A Workflow for Offline Model-Free Robotic Reinforcement Learning
- 2026Beyond Static Datasets: Robust Offline Policy Optimization via Vetted Synthetic Transitions
- 2023Guided Online Distillation: Promoting Safe Reinforcement Learning by Offline Demonstration
- 2024Control-Informed Reinforcement Learning for Chemical Processes