mlsanityData to 7 Oct 2026

Feasible Actor-Critic: Constrained Reinforcement Learning for Ensuring Statewise Safety

arXiv 2105.10682 ↗First posted 22 May 2021cs.LGcited by 30

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Abstract (arXiv)

The safety constraints commonly used by existing safe reinforcement learning (RL) methods are defined only on expectation of initial states, but allow each certain state to be unsafe, which is unsatisfying for real-world safety-critical tasks. In this paper, we introduce the feasible actor-critic (FAC) algorithm, which is the first model-free constrained RL method that considers statewise safety, e.g, safety for each initial state. We claim that some states are inherently unsafe no matter what policy we choose, while for other states there exist policies ensuring safety, where we say such states and policies are feasible. By constructing a statewise Lagrange function available on RL sampling and adopting an additional neural network to approximate the statewise Lagrange multiplier, we manage to obtain the optimal feasible policy which ensures safety for each feasible state and the safest possible policy for infeasible states. Furthermore, the trained multiplier net can indicate whether a given state is feasible or not through the statewise complementary slackness condition. We provide theoretical guarantees that FAC outperforms previous expectation-based constrained RL methods in terms of both constraint satisfaction and reward optimization. Experimental results on both robot locomotive tasks and safe exploration tasks verify the safety enhancement and feasibility interpretation of the proposed method.

Key facts. Cited by 30 papers in the map (data through 7 Oct 2026). Builds on 22 of its 39 references that are in the map. First posted on arXiv 22 May 2021.

Builds on

22 of 39 references.

References · 22

  1. 2017Proximal Policy Optimization Algorithmscited by 14,441
  2. 2018Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actorcited by 4,635
  3. 2013Playing Atari with Deep Reinforcement Learningcited by 3,211
  4. 2015Trust Region Policy Optimizationcited by 2,503
  5. 2018Addressing Function Approximation Error in Actor-Critic Methodscited by 2,302
  6. 2017Constrained Policy Optimizationcited by 928
  7. 2019Control Barrier Functions: Theory and Applicationscited by 332
  8. 2015Risk-Constrained Reinforcement Learning with Percentile Risk Criteriacited by 320
  9. 2020Responsive Safety in Reinforcement Learning by PID Lagrangian Methodscited by 302
  10. 2019End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Taskscited by 256
  11. 2018Safe Exploration in Continuous Action Spacescited by 237
  12. 2020Projection-Based Constrained Policy Optimizationcited by 195
10 more
  1. 2020Interpretable End-to-end Urban Autonomous Driving with Latent Deep Reinforcement Learningcited by 99
  2. 2017OptLayer - Practical Constrained Optimization for Deep Reinforcement Learning in the Real Worldcited by 64
  3. 2018Deep Reinforcement Learning for Autonomous Drivingcited by 36
  4. 2021Model-based Constrained Reinforcement Learning using Generalized Control Barrier Functioncited by 30
  5. 2019Open-Sourced Reinforcement Learning Environments for Surgical Roboticscited by 24
  6. 2019A Review of Reinforcement Learning for Autonomous Building Energy Managementcited by 18
  7. 2019Adaptive dynamic programming for nonaffine nonlinear optimal control problem with state constraintscited by 12
  8. 2020Improving Generalization of Reinforcement Learning with Minimax Distributional Soft Actor-Criticcited by 12
  9. 2021Separated Proportional-Integral Lagrangian for Chance Constrained Reinforcement Learningcited by 12
  10. 2021Mixed Policy Gradient: off-policy reinforcement learning driven jointly by data and modelcited by 8

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 2; 2022: 6; 2023: 6; 2024: 8; 2025: 2; 2026: 6.

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  1. 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Modelcited by 62
  2. 2022Reachability Constrained Reinforcement Learningcited by 52
  3. 2023Iterative Reachability Estimation for Safe Reinforcement Learningcited by 33
  4. 2021Joint Synthesis of Safety Certificate and Safe Control Policy using Constrained Reinforcement Learningcited by 25
  5. 2022Evaluating Model-free Reinforcement Learning toward Safety-critical Taskscited by 18
  6. 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificatecited by 16
  7. 2023GUARD: A Safe Reinforcement Learning Benchmarkcited by 13
  8. 2023Stable and Safe Reinforcement Learning via a Barrier-Lyapunov Actor-Critic Approachcited by 11
  9. 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 11
  10. 2023State-wise Constrained Policy Optimizationcited by 9
  11. 2022Verified Probabilistic Policies for Deep Reinforcement Learningcited by 6
  12. 2022SafeRL-Kit: Evaluating Efficient Reinforcement Learning Methods for Safe Autonomous Drivingcited by 6
18 more
  1. 2023Reduced Policy Optimization for Continuous Control with Hard Constraintscited by 5
  2. 2021Learn Zero-Constraint-Violation Policy in Model-Free Constrained Reinforcement Learningcited by 4
  3. 2024Long and Short-Term Constraints Driven Safe Reinforcement Learning for Autonomous Drivingcited by 4
  4. 2024Action Mapping for Reinforcement Learning in Continuous Environments with Constraintscited by 4
  5. 2022Conservative Distributional Reinforcement Learning with Safety Constraintscited by 3
  6. 2024Stable and Safe Human-aligned Reinforcement Learning through Neural Ordinary Differential Equationscited by 3
  7. 2024FAWAC: Feasibility Informed Advantage Weighted Regression for Persistent Safety in Offline Reinforcement Learningcited by 3
  8. 2023A Multiplicative Value Function for Safe and Efficient Reinforcement Learningcited by 1
  9. 2024Convex Regularization and Convergence of Policy Gradient Flows under Safety Constraintscited by 1
  10. 2026Neuro-symbolic Action Masking for Deep Reinforcement Learningcited by 1
  11. 2026Augmented Lagrangian Multiplier Network for State-wise Safety in Reinforcement Learningcited by 1
  12. 2024Absolute State-wise Constrained Policy Optimization: High-Probability State-wise Constraints Satisfactioncited by 0
  13. 2025Barrier Function Overrides For Non-Convex Fixed Wing Flight Control and Self-Driving Carscited by 0
  14. 2025Safety Reinforced Model Predictive Control (SRMPC): Improving MPC with Reinforcement Learning for Motion Planning in Autonomous Drivingcited by 0
  15. 2026Conformal Reachability for Safe Control in Unknown Environmentscited by 0
  16. 2026A Safety-Constrained Reinforcement Learning Framework for Reliable Wireless Autonomycited by 0
  17. 2026A Risk-Sensitive and Uncertainty-Aware Decision-Making and Control Framework for Safe and Robust Autonomous Drivingcited by 0
  18. 2026Safe Score Matching: Diffusion Policies with Hamilton-Jacobi Reachability for Online Safe Reinforcement Learningcited by 0