mlsanityData to 7 Oct 2026

Learning Barrier Certificates: Towards Safe Reinforcement Learning with Zero Training-time Violations

arXiv 2108.01846 ↗First posted 4 Aug 2021cs.LG cs.AI cs.ROcited by 36

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Abstract (arXiv)

Training-time safety violations have been a major concern when we deploy reinforcement learning algorithms in the real world. This paper explores the possibility of safe RL algorithms with zero training-time safety violations in the challenging setting where we are only given a safe but trivial-reward initial policy without any prior knowledge of the dynamics model and additional offline data. We propose an algorithm, Co-trained Barrier Certificate for Safe RL (CRABS), which iteratively learns barrier certificates, dynamics models, and policies. The barrier certificates, learned via adversarial training, ensure the policy's safety assuming calibrated learned dynamics model. We also add a regularization term to encourage larger certified regions to enable better exploration. Empirical simulations show that zero safety violations are already challenging for a suite of simple environments with only 2-4 dimensional state space, especially if high-reward policies have to visit regions near the safety boundary. Prior methods require hundreds of violations to achieve decent rewards on these tasks, whereas our proposed algorithms incur zero violations.

Key facts. Cited by 36 papers in the map (data through 7 Oct 2026). Builds on 37 of its 49 references that are in the map. First posted on arXiv 4 Aug 2021.

Builds on

37 of 49 references.

References · 37

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25 more
  1. 2018Reward Constrained Policy Optimizationcited by 397
  2. 2017Safe Model-based Reinforcement Learning with Stability Guaranteescited by 347
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  4. 2020Responsive Safety in Reinforcement Learning by PID Lagrangian Methodscited by 302
  5. 2018A Lyapunov-based Approach to Safe Reinforcement Learningcited by 278
  6. 2019End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Taskscited by 256
  7. 2018Safe Exploration in Continuous Action Spacescited by 237
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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 1; 2022: 9; 2023: 11; 2024: 6; 2025: 3; 2026: 6.

36 papers.

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  1. 2023FLIRT: Feedback Loop In-context Red Teamingcited by 81
  2. 2025SafeVLA: Towards Safety Alignment of Vision-Language-Action Model via Constrained Learningcited by 69
  3. 2023Constrained Decision Transformer for Offline Safe Reinforcement Learningcited by 65
  4. 2023Datasets and Benchmarks for Offline Safe Reinforcement Learningcited by 58
  5. 2022Enforcing Hard Constraints with Soft Barriers: Safe Reinforcement Learning in Unknown Stochastic Environmentscited by 54
  6. 2022Reachability Constrained Reinforcement Learningcited by 52
  7. 2022On the Robustness of Safe Reinforcement Learning under Observational Perturbationscited by 38
  8. 2022Towards Safe Reinforcement Learning with a Safety Editor Policycited by 28
  9. 2021Joint Synthesis of Safety Certificate and Safe Control Policy using Constrained Reinforcement Learningcited by 25
  10. 2023Constraint-Conditioned Policy Optimization for Versatile Safe Reinforcement Learningcited by 17
  11. 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificatecited by 16
  12. 2024Constrained Reinforcement Learning with Smoothed Log Barrier Functioncited by 12
24 more
  1. 2022Joint Differentiable Optimization and Verification for Certified Reinforcement Learningcited by 11
  2. 2023Efficient Off-Policy Safe Reinforcement Learning Using Trust Region Conditional Value at Riskcited by 11
  3. 2024Offline Safe Reinforcement Learning Using Trajectory Classificationcited by 9
  4. 2023Shielded Reinforcement Learning for Hybrid Systemscited by 8
  5. 2022Provable Safe Reinforcement Learning with Binary Feedbackcited by 7
  6. 2022Safe Deep RL in 3D Environments using Human Feedbackcited by 5
  7. 2023Approximate Model-Based Shielding for Safe Reinforcement Learningcited by 4
  8. 2024Reinforcement Learning with Ensemble Model Predictive Safety Certificationcited by 4
  9. 2026Pre-VLA: Preemptive Runtime Verification for Reliable Vision-Language-Action and World-Model Rolloutscited by 4
  10. 2022Safe Inverse Reinforcement Learning via Control Barrier Functioncited by 3
  11. 2024Learning Control Barrier Functions and their application in Reinforcement Learning: A Surveycited by 3
  12. 2023Approximate Shielding of Atari Agents for Safe Explorationcited by 2
  13. 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operationscited by 2
  14. 2023Stable Modular Control via Contraction Theory for Reinforcement Learningcited by 1
  15. 2023Modeling Risk in Reinforcement Learning: A Literature Mappingcited by 1
  16. 2024Concurrent Learning of Policy and Unknown Safety Constraints in Reinforcement Learningcited by 1
  17. 2024Constrained Reinforcement Learning for Safe Heat Pump Controlcited by 1
  18. 2026Dyna-Style Safety Augmented Reinforcement Learning: Staying Safe in the Face of Uncertaintycited by 1
  19. 2023Adaptive Aggregation for Safety-Critical Controlcited by 0
  20. 2025Barrier Function Overrides For Non-Convex Fixed Wing Flight Control and Self-Driving Carscited by 0
  21. 2026Scenario Generation for Risk-Aware Reinforcement Learning with Probably Approximately Safe Guaranteescited by 0
  22. 2026Learning Safe Agent Behaviour from Human Preferences and Justifications via World Modelscited by 0
  23. 2026Robust Peak-cost Constrained Reinforcement Learningcited by 0
  24. 2026Q-learning Penalized Transformer for Safe Offline Reinforcement Learningcited by 0