The Uncertainty Bellman Equation and Exploration
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Abstract (arXiv)
We consider the exploration/exploitation problem in reinforcement learning. For exploitation, it is well known that the Bellman equation connects the value at any time-step to the expected value at subsequent time-steps. In this paper we consider a similar textituncertainty Bellman equation (UBE), which connects the uncertainty at any time-step to the expected uncertainties at subsequent time-steps, thereby extending the potential exploratory benefit of a policy beyond individual time-steps. We prove that the unique fixed point of the UBE yields an upper bound on the variance of the posterior distribution of the Q-values induced by any policy. This bound can be much tighter than traditional count-based bonuses that compound standard deviation rather than variance. Importantly, and unlike several existing approaches to optimism, this method scales naturally to large systems with complex generalization. Substituting our UBE-exploration strategy for ε-greedy improves DQN performance on 51 out of 57 games in the Atari suite.
Key facts. Cited by 82 papers in the map (data through 14 Oct 2026). First posted on arXiv 15 Sep 2017.
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Citing papers per year: 2020: 2; 2021: 15; 2022: 17; 2023: 20; 2024: 13; 2025: 10; 2026: 5.
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- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problemscited by 1,920
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- 2022Pessimistic Bootstrapping for Uncertainty-Driven Offline Reinforcement Learningcited by 125
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- 2023On the Importance of Exploration for Generalization in Reinforcement Learningcited by 31
- 2021Risk-Averse Bayes-Adaptive Reinforcement Learningcited by 29
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- 2024Satisficing Exploration for Deep Reinforcement Learning16 Jul 2024
- 2024Training Greedy Policy for Proposal Batch Selection in Expensive Multi-Objective Combinatorial Optimization21 Jun 2024
- 2024Deterministic Uncertainty Propagation for Improved Model-Based Offline Reinforcement Learning6 Jun 2024
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- 2024Sequential Decision-Making under Uncertainty: A Robust MDPs review1 Apr 2024
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- 2023Diverse Projection Ensembles for Distributional Reinforcement Learning12 Jun 2023
- 2023On the Importance of Exploration for Generalization in Reinforcement Learning8 Jun 2023
- 2023Flipping Coins to Estimate Pseudocounts for Exploration in Reinforcement Learning5 Jun 2023
- 2023Shattering the Agent-Environment Interface for Fine-Tuning Inclusive Language Models19 May 2023
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- 2023Wasserstein Actor-Critic: Directed Exploration via Optimism for Continuous-Actions Control4 Mar 2023
- 2023Model-Based Uncertainty in Value Functions24 Feb 2023
- 2023Efficient Exploration via Epistemic-Risk-Seeking Policy Optimization18 Feb 2023
- 2023Efficient Policy Evaluation with Offline Data Informed Behavior Policy Design31 Jan 2023
- 2023STEERING: Stein Information Directed Exploration for Model-Based Reinforcement Learning28 Jan 2023
- 2022Confidence-Conditioned Value Functions for Offline Reinforcement Learning8 Dec 2022
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- 2024Truncating Trajectories in Monte Carlo Policy Evaluation: an Adaptive Approachcited by 1
- 2025Optimal Transport-Guided Safety in Temporal Difference Reinforcement Learningcited by 1
- 2026Value Bonuses using Ensemble Errors for Exploration in Reinforcement Learningcited by 1
- 2026Behavior-Consistent Deep Reinforcement Learningcited by 1
- 2024VDSC: Enhancing Exploration Timing with Value Discrepancy and State Countscited by 0
- 2025Priors Matter: Addressing Misspecification in Bayesian Deep Q-Learningcited by 0
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- 2026Deep Epistemic Value Functions for Optimistic Exploration28 Sep 2026
- 2026CARE-VI: Conservative Adaptive Reliability Estimation for Value Improvement in Off-Policy Actor-Critic Learning17 Sep 2026
- 2026Behavior-Consistent Deep Reinforcement Learning20 May 2026
- 2026Mind Dreamer: Untethering Imagination via Active Causal Intervention on Latent Manifolds15 May 2026
- 2026Value Bonuses using Ensemble Errors for Exploration in Reinforcement Learning12 Feb 2026
- 2025Tensor-Efficient High-Dimensional Q-learning5 Nov 2025
- 2025Uncertainty-Based Smooth Policy Regularisation for Reinforcement Learning with Few Demonstrations19 Sep 2025
- 2025Priors Matter: Addressing Misspecification in Bayesian Deep Q-Learning29 Aug 2025
- 2025Optimal Transport-Guided Safety in Temporal Difference Reinforcement Learning22 Feb 2025
- 2024Truncating Trajectories in Monte Carlo Policy Evaluation: an Adaptive Approach17 Oct 2024
- 2024Efficient Multi-Policy Evaluation for Reinforcement Learning16 Aug 2024
- 2024Introduction to Reinforcement Learning13 Aug 2024
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- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problemscited by 1,920
- 2022Pessimistic Bootstrapping for Uncertainty-Driven Offline Reinforcement Learningcited by 125
- 2021Believe What You See: Implicit Constraint Approach for Offline Multi-Agent Reinforcement Learningcited by 79
- 2022Confidence-Conditioned Value Functions for Offline Reinforcement Learningcited by 20
- 2021Dealing with the Unknown: Pessimistic Offline Reinforcement Learningcited by 19
- 2020Expert-Supervised Reinforcement Learning for Offline Policy Learning and Evaluationcited by 14
- 2024Pessimistic Value Iteration for Multi-Task Data Sharing in Offline Reinforcement Learningcited by 7
- 2025IL-SOAR : Imitation Learning with Soft Optimistic Actor cRiticcited by 5
- 2024Q-Distribution guided Q-learning for offline reinforcement learning: Uncertainty penalized Q-value via consistency modelcited by 4
- 2025MOORL: A Framework for Integrating Offline-Online Reinforcement Learningcited by 4
- 2025Contextual Similarity Distillation: Ensemble Uncertainties with a Single Modelcited by 3
- 2024Deterministic Uncertainty Propagation for Improved Model-Based Offline Reinforcement Learningcited by 2
12 most cited of 13 All 13 (JSON)
- 2025MOORL: A Framework for Integrating Offline-Online Reinforcement Learning11 Jun 2025
- 2025Universal Value-Function Uncertainties27 May 2025
- 2025Contextual Similarity Distillation: Ensemble Uncertainties with a Single Model14 Mar 2025
- 2025IL-SOAR : Imitation Learning with Soft Optimistic Actor cRitic27 Feb 2025
- 2024Q-Distribution guided Q-learning for offline reinforcement learning: Uncertainty penalized Q-value via consistency model27 Oct 2024
- 2024Deterministic Uncertainty Propagation for Improved Model-Based Offline Reinforcement Learning6 Jun 2024
- 2024Pessimistic Value Iteration for Multi-Task Data Sharing in Offline Reinforcement Learning30 Apr 2024
- 2022Confidence-Conditioned Value Functions for Offline Reinforcement Learning8 Dec 2022
- 2022Pessimistic Bootstrapping for Uncertainty-Driven Offline Reinforcement Learning23 Feb 2022
- 2021Dealing with the Unknown: Pessimistic Offline Reinforcement Learning9 Nov 2021
- 2021Believe What You See: Implicit Constraint Approach for Offline Multi-Agent Reinforcement Learning7 Jun 2021
- 2020Expert-Supervised Reinforcement Learning for Offline Policy Learning and Evaluation23 Jun 2020
12 newest of 13 All 13 (JSON)
- 2022Exploration in Deep Reinforcement Learning: A Surveycited by 166
- 2022Accelerating Bayesian Optimization for Biological Sequence Design with Denoising Autoencoderscited by 102
- 2021Reinforcement Learning, Bit by Bitcited by 59
- 2021Exploration in Deep Reinforcement Learning: From Single-Agent to Multiagent Domaincited by 58
- 2023Thompson sampling for improved exploration in GFlowNetscited by 32
- 2023On the Importance of Exploration for Generalization in Reinforcement Learningcited by 31
- 2021Risk-Averse Bayes-Adaptive Reinforcement Learningcited by 29
- 2021Deep Reinforcement Learning Versus Evolution Strategies: A Comparative Surveycited by 28
- 2023Flipping Coins to Estimate Pseudocounts for Exploration in Reinforcement Learningcited by 28
- 2021Principled Exploration via Optimistic Bootstrapping and Backward Inductioncited by 26
- 2021Sample-Efficient Reinforcement Learning via Conservative Model-Based Actor-Criticcited by 23
- 2024A Single Goal is All You Need: Skills and Exploration Emerge from Contrastive RL without Rewards, Demonstrations, or Subgoalscited by 23
12 most cited of 51 All 51 (JSON)
- 2025When to retrain a machine learning model20 May 2025
- 2024Isoperimetry is All We Need: Langevin Posterior Sampling for RL with Sublinear Regret30 Dec 2024
- 2024A Single Goal is All You Need: Skills and Exploration Emerge from Contrastive RL without Rewards, Demonstrations, or Subgoals11 Aug 2024
- 2024Training Greedy Policy for Proposal Batch Selection in Expensive Multi-Objective Combinatorial Optimization21 Jun 2024
- 2023Active Reinforcement Learning for Robust Building Control16 Dec 2023
- 2023Model-Based Epistemic Variance of Values for Risk-Aware Policy Optimization7 Dec 2023
- 2023Probabilistic Inference in Reinforcement Learning Done Right22 Nov 2023
- 2023Nonparametric Additive Value Functions: Interpretable Reinforcement Learning with an Application to Surgical Recovery25 Aug 2023
- 2023Bayesian Exploration Networks24 Aug 2023
- 2023Value-Distributional Model-Based Reinforcement Learning12 Aug 2023
- 2023Bag of Policies for Distributional Deep Exploration3 Aug 2023
- 2023The Value of Chess Squares8 Jul 2023
12 newest of 51 All 51 (JSON)