Who Should Predict? Exact Algorithms For Learning to Defer to Humans
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Abstract (arXiv)
Automated AI classifiers should be able to defer the prediction to a human decision maker to ensure more accurate predictions. In this work, we jointly train a classifier with a rejector, which decides on each data point whether the classifier or the human should predict. We show that prior approaches can fail to find a human-AI system with low misclassification error even when there exists a linear classifier and rejector that have zero error (the realizable setting). We prove that obtaining a linear pair with low error is NP-hard even when the problem is realizable. To complement this negative result, we give a mixed-integer-linear-programming (MILP) formulation that can optimally solve the problem in the linear setting. However, the MILP only scales to moderately-sized problems. Therefore, we provide a novel surrogate loss function that is realizable-consistent and performs well empirically. We test our approaches on a comprehensive set of datasets and compare to a wide range of baselines.
Key facts. Cited by 68 papers in the map (data through 7 Oct 2026). Builds on 27 of its 56 references that are in the map. First posted on arXiv 15 Jan 2023.
Builds on
27 of 56 references.
References · 27
- 2014Adam: A Method for Stochastic Optimizationcited by 36,960
- 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,049
- 2016Densely Connected Convolutional Networkscited by 6,691
- 2016Wide Residual Networkscited by 3,057
- 2021Convex optimizationcited by 2,479
- 2017Selective Classification for Deep Neural Networkscited by 799
- 2017Automated Hate Speech Detection and the Problem of Offensive Languagecited by 724
- 2022Fine-Tuning can Distort Pretrained Features and Underperform Out-of-Distributioncited by 722
- 2020Consistent Estimators for Learning to Defer to an Expertcited by 262
- 2017Predict Responsibly: Improving Fairness and Accuracy by Learning to Defercited by 228
- 2020Learning to Complement Humanscited by 123
- 2019The Algorithmic Automation Problem: Prediction, Triage, and Human Effortcited by 101
15 more
- 2015Supersparse Linear Integer Models for Optimized Medical Scoring Systemscited by 76
- 2021Differentiable Learning Under Triagecited by 74
- 2021Towards Unbiased and Accurate Deferral to Multiple Expertscited by 71
- 2022Calibrated Learning to Defer with One-vs-All Classifierscited by 68
- 2021Understanding the Effect of Out-of-distribution Examples and Interactive Explanations on Human-AI Decision Makingcited by 58
- 2020Classification with Rejection Based on Cost-sensitive Classificationcited by 55
- 2022Sample Efficient Learning of Predictors that Complement Humanscited by 46
- 2019Regression Under Human Assistancecited by 40
- 2021Combining Human Predictions with Model Probabilities via Confusion Matrices and Calibrationcited by 40
- 2020Selective Classification via One-Sided Predictioncited by 37
- 2021Teaching Humans When To Defer to a Classifier via Exemplarscited by 29
- 2021Preferential Mixture-of-Experts: Interpretable Models that Rely on Human Expertise as much as Possiblecited by 19
- 2021Incorporating Uncertainty in Learning to Defer Algorithms for Safe Computer-Aided Diagnosiscited by 15
- 2021Improving Learning-to-Defer Algorithms Through Fine-Tuningcited by 10
- 2020Budget Learning via Bracketingcited by 6
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Citing papers per year: 2023: 10; 2024: 21; 2025: 20; 2026: 17.
68 papers.
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- 2024Learning to Decode Collaboratively with Multiple Language Modelscited by 61
- 2023Predictor-Rejector Multi-Class Abstention: Theoretical Analysis and Algorithmscited by 36
- 2023Theoretically Grounded Loss Functions and Algorithms for Score-Based Multi-Class Abstentioncited by 32
- 2023In Defense of Softmax Parametrization for Calibrated and Consistent Learning to Defercited by 26
- 2024Learning to Defer to a Population: A Meta-Learning Approachcited by 26
- 2024Realizable H-Consistent and Bayes-Consistent Loss Functions for Learning to Defercited by 26
- 2023When to Show a Suggestion? Integrating Human Feedback in AI-Assisted Programmingcited by 25
- 2024Towards Human-AI Complementarity with Prediction Setscited by 25
- 2024A Universal Growth Rate for Learning with Smooth Surrogate Lossescited by 24
- 2023Effective Human-AI Teams via Learned Natural Language Rules and Onboardingcited by 20
- 2024A Two-Stage Learning-to-Defer Approach for Multi-Task Learningcited by 16
- 2025Adversarial Robustness in Two-Stage Learning-to-Defer: Algorithms and Guaranteescited by 16
38 more
- 2025Mastering Multiple-Expert Routing: Realizable H-Consistency and Strong Guarantees for Learning to Defercited by 16
- 2024Optimal Query Allocation in Extractive QA with LLMs: A Learning-to-Defer Framework with Theoretical Guaranteescited by 15
- 2024A Causal Framework for Evaluating Deferring Systemscited by 13
- 2024Cost-Sensitive Learning to Defer to Multiple Experts with Workload Constraintscited by 12
- 2024The Road to Artificial SuperIntelligence: A Comprehensive Survey of Superalignmentcited by 11
- 2025Strategic Tradeoffs Between Humans and AI in Multi-Agent Bargainingcited by 11
- 2025Budgeted Multiple-Expert Deferralcited by 11
- 2023Why is plausibility surprisingly problematic as an XAI criterion?cited by 9
- 2024Controlling Counterfactual Harm in Decision Support Systems Based on Prediction Setscited by 9
- 2023Fair Classifiers that Abstain without Harmcited by 8
- 2024AI, Meet Human: Learning Paradigms for Hybrid Decision Making Systemscited by 7
- 2024Learning to Complement and to Defer to Multiple Userscited by 7
- 2025Towards Human-AI Complementarity in Matching Taskscited by 7
- 2025Why Ask One When You Can Ask k? Learning-to-Defer to the Top-k Expertscited by 6
- 2023Learning to Complement with Multiple Humanscited by 5
- 2024A Unifying Post-Processing Framework for Multi-Objective Learn-to-Defer Problemscited by 5
- 2024Online Decision Deferral under Budget Constraintscited by 5
- 2025Adversarial Robustness in One-Stage Learning-to-Defercited by 5
- 2026When to Trust the Cheap Check: Weak and Strong Verification for Reasoningcited by 5
- 2024LICORICE: Label-Efficient Concept-Based Interpretable Reinforcement Learningcited by 4
- 2025Cost-Aware Routing for Efficient Text-To-Image Generationcited by 4
- 2025To Ask or Not to Ask: Learning to Require Human Feedbackcited by 4
- 2026Learning-to-Defer in Non-Stationary Time Series via Switching State-Space Modelscited by 4
- 2023FiFAR: A Fraud Detection Dataset for Learning to Defercited by 3
- 2024Partial-Label Learning with a Reject Optioncited by 3
- 2024Rejection via Learning Density Ratioscited by 3
- 2025Perils of Label Indeterminacy: A Case Study on Prediction of Neurological Recovery After Cardiac Arrestcited by 3
- 2023When No-Rejection Learning is Consistent for Regression with Rejectioncited by 2
- 2024Toward A Causal Framework for Modeling Perceptioncited by 2
- 2024A Dynamic Model of Performative Human-ML Collaboration: Theory and Empirical Evidencecited by 2
- 2024Learning To Help: Training Models to Assist Legacy Devicescited by 2
- 2025Learning to Help in Multi-Class Settingscited by 2
- 2025Partial-Label Learning with Conformal Candidate Cleaningcited by 2
- 2025Selective Prediction Reduces the Negative Effects of Automation Bias Overall but Increases False Negativescited by 2
- 2025No Need for Learning to Defer? A Training Free Deferral Framework to Multiple Experts through Conformal Predictioncited by 2
- 2026L2CU: Learning to Complement Unseen Userscited by 2
- 2026Optimized Deferral for Imbalanced Settingscited by 2
- 2025A Comparison of Human and Machine Learning Errors in Face Recognitioncited by 1
50 most cited of 68 All 68 (JSON)
- 2026Should I stay or should I show? Learning to selectively disclose information30 Sep 2026
- 2026From Few-Shot Segmentation to Clinician-in-the-Loop Medical Image Analysis9 Sep 2026
- 2026Removable Defects: The Economics and Limits of Deliberate Deficiency13 Jul 2026
- 2026Human-AI Teaming Through the Lens of Calibration9 Jun 2026
- 2026Learning to Assign Prediction Tasks to Agents with Capacity Constraints27 May 2026
- 2026Density-Ratio Losses for Post-Hoc Learning to Defer19 May 2026
- 2026Mechanical Enforcement for LLM Governance:Evidence of Governance-Task Decoupling in Financial Decision Systems14 May 2026
- 2026Online Learning-to-Defer with Varying Experts12 May 2026
- 2026When Can Human-AI Teams Outperform Individuals? Tight Bounds with Impossibility Guarantees9 May 2026
- 2026Optimized Deferral for Imbalanced Settings30 Apr 2026
- 2026Calibrating conditional risk22 Apr 2026
- 2026TRACER: Trace-Based Adaptive Cost-Efficient Routing for LLM Classification16 Apr 2026
38 more
- 2026Consistent Learning-to-Defer with Expert-Conditional Advice15 Mar 2026
- 2026The Confidence Gate Theorem: When Should Ranked Decision Systems Abstain?10 Mar 2026
- 2026When to Trust the Cheap Check: Weak and Strong Verification for Reasoning19 Feb 2026
- 2026Learning-to-Defer in Non-Stationary Time Series via Switching State-Space Models30 Jan 2026
- 2026L2CU: Learning to Complement Unseen Users3 Jan 2026
- 2025Budgeted Multiple-Expert Deferral30 Oct 2025
- 2025Adversarial Robustness in One-Stage Learning-to-Defer13 Oct 2025
- 2025To Ask or Not to Ask: Learning to Require Human Feedback9 Oct 2025
- 2025No Need for Learning to Defer? A Training Free Deferral Framework to Multiple Experts through Conformal Prediction16 Sep 2025
- 2025Know What You Don't Know: Selective Prediction for Early Exit DNNs15 Sep 2025
- 2025Strategic Tradeoffs Between Humans and AI in Multi-Agent Bargaining11 Sep 2025
- 2025Towards Human-AI Complementarity in Matching Tasks18 Aug 2025
- 2025Unequal Uncertainty: Rethinking Algorithmic Interventions for Mitigating Discrimination from AI11 Aug 2025
- 2025Selective Prediction Reduces the Negative Effects of Automation Bias Overall but Increases False Negatives11 Aug 2025
- 2025Is Uncertainty Quantification a Viable Alternative to Learned Deferral?4 Aug 2025
- 2025Mastering Multiple-Expert Routing: Realizable H-Consistency and Strong Guarantees for Learning to Defer25 Jun 2025
- 2025Cost-Aware Routing for Efficient Text-To-Image Generation17 Jun 2025
- 2025Bayesian Inference for Correlated Human Experts and Classifiers5 Jun 2025
- 2025DeCoDe: Defer-and-Complement Decision-Making via Decoupled Concept Bottleneck Models25 May 2025
- 2025Why Ask One When You Can Ask k? Learning-to-Defer to the Top-k Experts17 Apr 2025
- 2025Perils of Label Indeterminacy: A Case Study on Prediction of Neurological Recovery After Cardiac Arrest5 Apr 2025
- 2025A Comparison of Human and Machine Learning Errors in Face Recognition17 Feb 2025
- 2025Partial-Label Learning with Conformal Candidate Cleaning11 Feb 2025
- 2025Adversarial Robustness in Two-Stage Learning-to-Defer: Algorithms and Guarantees3 Feb 2025
- 2025Learning to Help in Multi-Class Settings23 Jan 2025
- 2024The Road to Artificial SuperIntelligence: A Comprehensive Survey of Superalignment21 Dec 2024
- 2024Optimal Query Allocation in Extractive QA with LLMs: A Learning-to-Defer Framework with Theoretical Guarantees21 Oct 2024
- 2024A Two-Stage Learning-to-Defer Approach for Multi-Task Learning21 Oct 2024
- 2024Online Decision Deferral under Budget Constraints30 Sep 2024
- 2024Learning To Help: Training Models to Assist Legacy Devices24 Sep 2024
- 2024LICORICE: Label-Efficient Concept-Based Interpretable Reinforcement Learning22 Jul 2024
- 2024Realizable H-Consistent and Bayes-Consistent Loss Functions for Learning to Defer18 Jul 2024
- 2024A Unifying Post-Processing Framework for Multi-Objective Learn-to-Defer Problems17 Jul 2024
- 2024Learning to Complement and to Defer to Multiple Users9 Jul 2024
- 2024Controlling Counterfactual Harm in Decision Support Systems Based on Prediction Sets10 Jun 2024
- 2024A Causal Framework for Evaluating Deferring Systems29 May 2024
- 2024Rejection via Learning Density Ratios29 May 2024
- 2024Towards Human-AI Complementarity with Prediction Sets27 May 2024
50 newest of 68 All 68 (JSON)
- 2025Cost-Aware Routing for Efficient Text-To-Image Generation17 Jun 2025
- 2024Learning to Decode Collaboratively with Multiple Language Modelscited by 61
- 2023Predictor-Rejector Multi-Class Abstention: Theoretical Analysis and Algorithmscited by 36
- 2023Theoretically Grounded Loss Functions and Algorithms for Score-Based Multi-Class Abstentioncited by 32
- 2023In Defense of Softmax Parametrization for Calibrated and Consistent Learning to Defercited by 26
- 2024Learning to Defer to a Population: A Meta-Learning Approachcited by 26
- 2024Realizable H-Consistent and Bayes-Consistent Loss Functions for Learning to Defercited by 26
- 2024Towards Human-AI Complementarity with Prediction Setscited by 25
- 2024A Universal Growth Rate for Learning with Smooth Surrogate Lossescited by 24
- 2023Effective Human-AI Teams via Learned Natural Language Rules and Onboardingcited by 20
- 2024A Two-Stage Learning-to-Defer Approach for Multi-Task Learningcited by 16
- 2025Adversarial Robustness in Two-Stage Learning-to-Defer: Algorithms and Guaranteescited by 16
- 2025Mastering Multiple-Expert Routing: Realizable H-Consistency and Strong Guarantees for Learning to Defercited by 16
12 most cited of 60 All 60 (JSON)
- 2026Should I stay or should I show? Learning to selectively disclose information30 Sep 2026
- 2026From Few-Shot Segmentation to Clinician-in-the-Loop Medical Image Analysis9 Sep 2026
- 2026Removable Defects: The Economics and Limits of Deliberate Deficiency13 Jul 2026
- 2026Human-AI Teaming Through the Lens of Calibration9 Jun 2026
- 2026Density-Ratio Losses for Post-Hoc Learning to Defer19 May 2026
- 2026Mechanical Enforcement for LLM Governance:Evidence of Governance-Task Decoupling in Financial Decision Systems14 May 2026
- 2026Online Learning-to-Defer with Varying Experts12 May 2026
- 2026When Can Human-AI Teams Outperform Individuals? Tight Bounds with Impossibility Guarantees9 May 2026
- 2026Optimized Deferral for Imbalanced Settings30 Apr 2026
- 2026Calibrating conditional risk22 Apr 2026
- 2026TRACER: Trace-Based Adaptive Cost-Efficient Routing for LLM Classification16 Apr 2026
- 2026Consistent Learning-to-Defer with Expert-Conditional Advice15 Mar 2026
12 newest of 60 All 60 (JSON)