Provably Efficient Exploration in Policy Optimization
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Cited by 33 in Offline RL and imitation learning from data, but placed by its own abstract, which didn’t fit.
Abstract (arXiv)
While policy-based reinforcement learning (RL) achieves tremendous successes in practice, it is significantly less understood in theory, especially compared with value-based RL. In particular, it remains elusive how to design a provably efficient policy optimization algorithm that incorporates exploration. To bridge such a gap, this paper proposes an Optimistic variant of the Proximal Policy Optimization algorithm (OPPO), which follows an ``optimistic version'' of the policy gradient direction. This paper proves that, in the problem of episodic Markov decision process with linear function approximation, unknown transition, and adversarial reward with full-information feedback, OPPO achieves tildeO(√d2 H3 T ) regret. Here d is the feature dimension, H is the episode horizon, and T is the total number of steps. To the best of our knowledge, OPPO is the first provably efficient policy optimization algorithm that explores.
Key facts. Cited by 203 papers in the map (data through 7 Oct 2026). First posted on arXiv 12 Dec 2019.
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Citing papers per year: 2020: 3; 2021: 53; 2022: 44; 2023: 44; 2024: 32; 2025: 17; 2026: 10.
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- 2020Is Pessimism Provably Efficient for Offline RL?cited by 362
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraintcited by 346
- 2025Reasoning with Exploration: An Entropy Perspectivecited by 277
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- 2021Towards Instance-Optimal Offline Reinforcement Learning with Pessimismcited by 78
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- 2022Independent Policy Gradient for Large-Scale Markov Potential Games: Sharper Rates, Function Approximation, and Game-Agnostic Convergencecited by 54
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- 2024Provably Efficient Off-Policy Adversarial Imitation Learning with Convergence Guarantees26 May 2024
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- 2021Bellman-consistent Pessimism for Offline Reinforcement Learningcited by 267
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- 2021Near-Optimal Offline Reinforcement Learning via Double Variance Reductioncited by 56
- 2022Nearly Minimax Optimal Offline Reinforcement Learning with Linear Function Approximation: Single-Agent MDP and Markov Gamecited by 53
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- 2026Provably Efficient Policy-Reward Co-Pretraining for Adversarial Imitation Learning20 Jun 2026
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- 2025Provable Zero-Shot Generalization in Offline Reinforcement Learning11 Mar 2025
- 2025Towards a Sharp Analysis of Offline Policy Learning for f-Divergence-Regularized Contextual Bandits9 Feb 2025
- 2024Leveraging Unlabeled Data Sharing through Kernel Function Approximation in Offline Reinforcement Learning22 Aug 2024
- 2024Pessimism Meets Risk: Risk-Sensitive Offline Reinforcement Learning10 Jul 2024
- 2024Bayesian Design Principles for Offline-to-Online Reinforcement Learning31 May 2024
- 2024Trajectory Data Suffices for Statistically Efficient Learning in Offline RL with Linear qπ-Realizability and Concentrability27 May 2024
- 2024Provably Efficient Off-Policy Adversarial Imitation Learning with Convergence Guarantees26 May 2024
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- 2024DPO Meets PPO: Reinforced Token Optimization for RLHFcited by 126
- 2024Reinforcement Learning from Human Feedback with Active Queriescited by 39
- 2024Self-Play with Adversarial Critic: Provable and Scalable Offline Alignment for Language Modelscited by 16
- 2025Greedy Sampling Is Provably Efficient for RLHFcited by 10
- 2026Breaking the Capability Ceiling of LLM Post-Training by Reintroducing Markov Statescited by 1
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- 2025Greedy Sampling Is Provably Efficient for RLHF28 Oct 2025
- 2024Self-Play with Adversarial Critic: Provable and Scalable Offline Alignment for Language Models6 Jun 2024
- 2024DPO Meets PPO: Reinforced Token Optimization for RLHF29 Apr 2024
- 2024Reinforcement Learning from Human Feedback with Active Queries14 Feb 2024
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint18 Dec 2023
- 2023ReMax: A Simple, Effective, and Efficient Reinforcement Learning Method for Aligning Large Language Models16 Oct 2023
- 2025Reasoning with Exploration: An Entropy Perspectivecited by 277
- 2024Building Math Agents with Multi-Turn Iterative Preference Learningcited by 66
- 2025BRiTE: Bootstrapping Reinforced Thinking Process to Enhance Language Model Reasoningcited by 10
- 2025Revisiting Entropy Regularization: Adaptive Coefficient Unlocks Its Potential for LLM Reinforcement Learningcited by 10
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- 2025Revisiting Entropy Regularization: Adaptive Coefficient Unlocks Its Potential for LLM Reinforcement Learning13 Oct 2025
- 2025Reasoning with Exploration: An Entropy Perspective17 Jun 2025
- 2025BRiTE: Bootstrapping Reinforced Thinking Process to Enhance Language Model Reasoning31 Jan 2025
- 2024Building Math Agents with Multi-Turn Iterative Preference Learning4 Sep 2024
- 2023Rethinking Model-based, Policy-based, and Value-based Reinforcement Learning via the Lens of Representation Complexity28 Dec 2023
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 222
- 2021Provably Efficient Reinforcement Learning with Linear Function Approximation Under Adaptivity Constraintscited by 124
- 2021Non-stationary Reinforcement Learning without Prior Knowledge: An Optimal Black-box Approachcited by 98
- 2021Reward is enough for convex MDPscited by 82
- 2022Human-in-the-loop: Provably Efficient Preference-based Reinforcement Learning with General Function Approximationcited by 80
- 2022Unpacking Reward Shaping: Understanding the Benefits of Reward Engineering on Sample Complexitycited by 59
- 2021Exploration in Deep Reinforcement Learning: From Single-Agent to Multiagent Domaincited by 57
- 2022Independent Policy Gradient for Large-Scale Markov Potential Games: Sharper Rates, Function Approximation, and Game-Agnostic Convergencecited by 54
- 2021Cautiously Optimistic Policy Optimization and Exploration with Linear Function Approximationcited by 53
- 2022Computationally Efficient Horizon-Free Reinforcement Learning for Linear Mixture MDPscited by 52
- 2021Policy Optimization in Adversarial MDPs: Improved Exploration via Dilated Bonusescited by 51
- 2021Randomized Exploration for Reinforcement Learning with General Value Function Approximationcited by 49
12 most cited of 156 All 156 (JSON)
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- 2026Fine-tuning Timeseries Predictors Using Reinforcement Learning20 Mar 2026
- 2026Near-Optimal Regret for KL-Regularized Multi-Armed Bandits2 Mar 2026
- 2026OPRIDE: Offline Preference-based Reinforcement Learning via In-Dataset Exploration19 Feb 2026
- 2026Optimal Regret for Policy Optimization in Contextual Bandits14 Feb 2026
- 2026Reinforcement Learning in the Real World: A Survey of Statistical Challenges and Future Directions21 Jan 2026
- 2025Auto-exploration for online reinforcement learning6 Dec 2025
- 2025On the Sample Complexity of Differentially Private Policy Optimization24 Oct 2025
- 2025Sampling Complexity of TD and PPO in RKHS29 Sep 2025
- 2025Replicable Reinforcement Learning with Linear Function Approximation10 Sep 2025
- 2025Reinforcement Learning from Adversarial Preferences in Tabular MDPs15 Jul 2025
- 2025The Sample Complexity of Online Strategic Decision Making with Information Asymmetry and Knowledge Transportability11 Jun 2025
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