Nearly Minimax Optimal Offline Reinforcement Learning with Linear Function Approximation: Single-Agent MDP and Markov Game
On the map: Offline RL and imitation learning from data → Offline RL algorithms
Abstract (arXiv)
Offline reinforcement learning (RL) aims at learning an optimal strategy using a pre-collected dataset without further interactions with the environment. While various algorithms have been proposed for offline RL in the previous literature, the minimax optimality has only been (nearly) established for tabular Markov decision processes (MDPs). In this paper, we focus on offline RL with linear function approximation and propose a new pessimism-based algorithm for offline linear MDP. At the core of our algorithm is the uncertainty decomposition via a reference function, which is new in the literature of offline RL under linear function approximation. Theoretical analysis demonstrates that our algorithm can match the performance lower bound up to logarithmic factors. We also extend our techniques to the two-player zero-sum Markov games (MGs), and establish a new performance lower bound for MGs, which tightens the existing result, and verifies the nearly minimax optimality of the proposed algorithm. To the best of our knowledge, these are the first computationally efficient and nearly minimax optimal algorithms for offline single-agent MDPs and MGs with linear function approximation.
Key facts. Cited by 53 papers in the map (data through 7 Oct 2026). Placed in Offline RL algorithms, one of 13 directions in Offline RL and imitation learning from data. Builds on 39 of its 71 references that are in the map. First posted on arXiv 31 May 2022.
Builds on
39 of 71 references.
Closest ancestors · 13
Same direction, newest first
- 2022Settling the Sample Complexity of Model-Based Offline Reinforcement Learning11 Apr
- 2022Near-optimal Offline Reinforcement Learning with Linear Representation: Leveraging Variance Information with Pessimism11 Mar
- 2022Pessimistic Q-Learning for Offline Reinforcement Learning: Towards Optimal Sample Complexity28 Feb
- 2021Towards Instance-Optimal Offline Reinforcement Learning with Pessimism17 Oct
- 2021Representation Learning for Online and Offline RL in Low-rank MDPs9 Oct
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learning19 Aug
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coverage13 Jul
- 2021Bellman-consistent Pessimism for Offline Reinforcement Learning13 Jun
- 2021Policy Finetuning: Bridging Sample-Efficient Offline and Online Reinforcement Learning9 Jun
- 2021Bridging Offline Reinforcement Learning and Imitation Learning: A Tale of Pessimism22 Mar
- 2020Is Pessimism Provably Efficient for Offline RL?30 Dec
- 2020What are the Statistical Limits of Offline RL with Linear Function Approximation?22 Oct
Other references · 26
- 2017Proximal Policy Optimization Algorithmscited by 14,441
- 2015Continuous control with deep reinforcement learningcited by 3,279
- 2015Trust Region Policy Optimizationcited by 2,503
- 2018Soft Actor-Critic Algorithms and Applicationscited by 1,179
- 2019Provably Efficient Reinforcement Learning with Linear Function Approximationcited by 514
- 2017Minimax Regret Bounds for Reinforcement Learningcited by 500
- 2016Contextual Decision Processes with Low Bellman Rank are PAC-Learnablecited by 290
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 222
- 2021The Statistical Complexity of Interactive Decision Makingcited by 208
- 2019Provably Efficient Exploration in Policy Optimizationcited by 203
- 2020Nearly Minimax Optimal Reinforcement Learning for Linear Mixture Markov Decision Processescited by 199
- 2019Tighter Problem-Dependent Regret Bounds in Reinforcement Learning without Domain Knowledge using Value Function Boundscited by 194
14 more
- 2020Learning Near Optimal Policies with Low Inherent Bellman Errorcited by 180
- 2021Bilinear Classes: A Structural Framework for Provable Generalization in RLcited by 176
- 2020Almost Optimal Model-Free Reinforcement Learning via Reference-Advantage Decompositioncited by 127
- 2020Minimax-Optimal Off-Policy Evaluation with Linear Function Approximationcited by 120
- 2018Supervised Reinforcement Learning with Recurrent Neural Network for Dynamic Treatment Recommendationcited by 101
- 2020Learning Zero-Sum Simultaneous-Move Markov Games Using Function Approximation and Correlated Equilibriumcited by 100
- 2021The Power of Exploiter: Provable Multi-Agent RL in Large State Spacescited by 48
- 2021Towards General Function Approximation in Zero-Sum Markov Gamescited by 42
- 2022Pessimistic Minimax Value Iteration: Provably Efficient Equilibrium Learning from Offline Datasetscited by 42
- 2021Variance-Aware Off-Policy Evaluation with Linear Function Approximationcited by 34
- 2022When is Offline Two-Player Zero-Sum Markov Game Solvable?cited by 27
- 2021Almost Optimal Algorithms for Two-player Zero-Sum Linear Mixture Markov Gamescited by 25
- 2021Can Reinforcement Learning Find Stackelberg-Nash Equilibria in General-Sum Markov Games with Myopic Followers?cited by 24
- 2021Nearly Optimal Policy Optimization with Stable at Any Time Guaranteecited by 13
Built on by
Citing papers per year: 2022: 6; 2023: 19; 2024: 16; 2025: 8; 2026: 4.
53 papers.
Sort:
By area:
- 2023RAFT: Reward rAnked FineTuning for Generative Foundation Model Alignmentcited by 672
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraintcited by 346
- 2024DPO Meets PPO: Reinforced Token Optimization for RLHFcited by 126
- 2024Provably Mitigating Overoptimization in RLHF: Your SFT Loss is Implicitly an Adversarial Regularizercited by 109
- 2024REBEL: Reinforcement Learning via Regressing Relative Rewardscited by 66
- 2024The Importance of Online Data: Understanding Preference Fine-tuning via Coveragecited by 55
- 2024Online Iterative Reinforcement Learning from Human Feedback with General Preference Modelcited by 52
- 2023Double Pessimism is Provably Efficient for Distributionally Robust Offline Reinforcement Learning: Generic Algorithm and Robust Partial Coveragecited by 51
- 2023Corruption-Robust Offline Reinforcement Learning with General Function Approximationcited by 30
- 2022Provable Benefit of Multitask Representation Learning in Reinforcement Learningcited by 29
- 2023Breaking the Curse of Multiagents in a Large State Space: RL in Markov Games with Independent Linear Function Approximationcited by 26
- 2023Towards Robust Offline Reinforcement Learning under Diverse Data Corruptioncited by 24
38 more
- 2022On Instance-Dependent Bounds for Offline Reinforcement Learning with Linear Function Approximationcited by 22
- 2024Minimax Optimal and Computationally Efficient Algorithms for Distributionally Robust Offline Reinforcement Learningcited by 17
- 2023Offline Learning in Markov Games with General Function Approximationcited by 16
- 2022A Self-Play Posterior Sampling Algorithm for Zero-Sum Markov Gamescited by 14
- 2023Unsupervised Behavior Extraction via Random Intent Priorscited by 13
- 2022Offline Reinforcement Learning with Differentiable Function Approximation is Provably Efficientcited by 12
- 2023Bridging Distributionally Robust Learning and Offline RL: An Approach to Mitigate Distribution Shift and Partial Data Coveragecited by 12
- 2024Towards Robust Model-Based Reinforcement Learning Against Adversarial Corruptioncited by 12
- 2024Sample Complexity of Offline Distributionally Robust Linear Markov Decision Processescited by 12
- 2023Policy Finetuning in Reinforcement Learning via Design of Experiments using Offline Datacited by 11
- 2025Greedy Sampling Is Provably Efficient for RLHFcited by 10
- 2022Strategic Decision-Making in the Presence of Information Asymmetry: Provably Efficient RL with Algorithmic Instrumentscited by 9
- 2023Pessimistic Nonlinear Least-Squares Value Iteration for Offline Reinforcement Learningcited by 9
- 2025Towards a Sharp Analysis of Offline Policy Learning for f-Divergence-Regularized Contextual Banditscited by 9
- 2023Minimax Optimal Q Learning with Nearest Neighborscited by 8
- 2024Robust Offline Reinforcement Learning with Linearly Structured f-Divergence Regularizationcited by 8
- 2023A Reduction-based Framework for Sequential Decision Making with Delayed Feedbackcited by 7
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPscited by 7
- 2023Provably Efficient UCB-type Algorithms For Learning Predictive State Representationscited by 6
- 2024On Sample-Efficient Offline Reinforcement Learning: Data Diversity, Posterior Sampling, and Beyondcited by 6
- 2024Hybrid Reinforcement Learning Breaks Sample Size Barriers in Linear MDPscited by 6
- 2023Advancing RAN Slicing with Offline Reinforcement Learningcited by 5
- 2024Pessimism Meets Risk: Risk-Sensitive Offline Reinforcement Learningcited by 5
- 2023Regularization and Variance-Weighted Regression Achieves Minimax Optimality in Linear MDPs: Theory and Practicecited by 4
- 2024The Role of Inherent Bellman Error in Offline Reinforcement Learning with Linear Function Approximationcited by 4
- 2023VIPeR: Provably Efficient Algorithm for Offline RL with Neural Function Approximationcited by 3
- 2023Provably Efficient Offline Reinforcement Learning with Perturbed Data Sourcescited by 3
- 2024Trajectory Data Suffices for Statistically Efficient Learning in Offline RL with Linear qπ-Realizability and Concentrabilitycited by 3
- 2025Augmenting Online RL with Offline Data is All You Need: A Unified Hybrid RL Algorithm Design and Analysiscited by 3
- 2023Posterior Sampling for Competitive RL: Function Approximation and Partial Observationcited by 2
- 2025Learning an Optimal Assortment Policy under Observational Datacited by 2
- 2026On the Optimal Sample Complexity of Offline Multi-Armed Bandits with KL Regularizationcited by 2
- 2022Offline congestion games: How feedback type affects data coverage requirementcited by 1
- 2026When Do Multi-Agent Systems Outperform? Analysing the Learning Efficiency of Agentic Systemscited by 1
- 2026Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrabilitycited by 1
- 2024Is Offline Decision Making Possible with Only Few Samples? Reliable Decisions in Data-Starved Bandits via Trust Region Enhancementcited by 0
- 2024Robust Offline Reinforcement Learning for Non-Markovian Decision Processescited by 0
- 2025Oryx: a Scalable Sequence Model for Many-Agent Coordination in Offline MARLcited by 0
50 most cited of 53 All 53 (JSON)
- 2026Out-of-Distribution Generalisation with Sequence Models in Offline Multi-Agent Reinforcement Learning3 Sep 2026
- 2026Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrability9 May 2026
- 2026On the Optimal Sample Complexity of Offline Multi-Armed Bandits with KL Regularization4 May 2026
- 2026When Do Multi-Agent Systems Outperform? Analysing the Learning Efficiency of Agentic Systems9 Feb 2026
- 2025Greedy Sampling Is Provably Efficient for RLHF28 Oct 2025
- 2025Functional Critics Are Essential for Actor-Critic: From Off-Policy Stability to Efficient Exploration26 Sep 2025
- 2025Generalized Linear Markov Decision Process1 Jun 2025
- 2025Oryx: a Scalable Sequence Model for Many-Agent Coordination in Offline MARL28 May 2025
- 2025Augmenting Online RL with Offline Data is All You Need: A Unified Hybrid RL Algorithm Design and Analysis19 May 2025
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPs3 Mar 2025
- 2025Learning an Optimal Assortment Policy under Observational Data10 Feb 2025
- 2025Towards a Sharp Analysis of Offline Policy Learning for f-Divergence-Regularized Contextual Bandits9 Feb 2025
38 more
- 2024Robust Offline Reinforcement Learning with Linearly Structured f-Divergence Regularization27 Nov 2024
- 2024Robust Offline Reinforcement Learning for Non-Markovian Decision Processes12 Nov 2024
- 2024Hybrid Reinforcement Learning Breaks Sample Size Barriers in Linear MDPs8 Aug 2024
- 2024Pessimism Meets Risk: Risk-Sensitive Offline Reinforcement Learning10 Jul 2024
- 2024The Role of Inherent Bellman Error in Offline Reinforcement Learning with Linear Function Approximation17 Jun 2024
- 2024The Importance of Online Data: Understanding Preference Fine-tuning via Coverage3 Jun 2024
- 2024Trajectory Data Suffices for Statistically Efficient Learning in Offline RL with Linear qπ-Realizability and Concentrability27 May 2024
- 2024Provably Mitigating Overoptimization in RLHF: Your SFT Loss is Implicitly an Adversarial Regularizer26 May 2024
- 2024DPO Meets PPO: Reinforced Token Optimization for RLHF29 Apr 2024
- 2024REBEL: Reinforcement Learning via Regressing Relative Rewards25 Apr 2024
- 2024Sample Complexity of Offline Distributionally Robust Linear Markov Decision Processes19 Mar 2024
- 2024Minimax Optimal and Computationally Efficient Algorithms for Distributionally Robust Offline Reinforcement Learning14 Mar 2024
- 2024Is Offline Decision Making Possible with Only Few Samples? Reliable Decisions in Data-Starved Bandits via Trust Region Enhancement24 Feb 2024
- 2024Towards Robust Model-Based Reinforcement Learning Against Adversarial Corruption14 Feb 2024
- 2024Online Iterative Reinforcement Learning from Human Feedback with General Preference Model11 Feb 2024
- 2024On Sample-Efficient Offline Reinforcement Learning: Data Diversity, Posterior Sampling, and Beyond6 Jan 2024
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint18 Dec 2023
- 2023Advancing RAN Slicing with Offline Reinforcement Learning16 Dec 2023
- 2023Posterior Sampling for Competitive RL: Function Approximation and Partial Observation30 Oct 2023
- 2023Unsupervised Behavior Extraction via Random Intent Priors28 Oct 2023
- 2023Bridging Distributionally Robust Learning and Offline RL: An Approach to Mitigate Distribution Shift and Partial Data Coverage27 Oct 2023
- 2023Corruption-Robust Offline Reinforcement Learning with General Function Approximation23 Oct 2023
- 2023Towards Robust Offline Reinforcement Learning under Diverse Data Corruption19 Oct 2023
- 2023Pessimistic Nonlinear Least-Squares Value Iteration for Offline Reinforcement Learning2 Oct 2023
- 2023Minimax Optimal Q Learning with Nearest Neighbors3 Aug 2023
- 2023Policy Finetuning in Reinforcement Learning via Design of Experiments using Offline Data10 Jul 2023
- 2023Provably Efficient UCB-type Algorithms For Learning Predictive State Representations1 Jul 2023
- 2023Provably Efficient Offline Reinforcement Learning with Perturbed Data Sources14 Jun 2023
- 2023Regularization and Variance-Weighted Regression Achieves Minimax Optimality in Linear MDPs: Theory and Practice22 May 2023
- 2023Double Pessimism is Provably Efficient for Distributionally Robust Offline Reinforcement Learning: Generic Algorithm and Robust Partial Coverage16 May 2023
- 2023RAFT: Reward rAnked FineTuning for Generative Foundation Model Alignment13 Apr 2023
- 2023VIPeR: Provably Efficient Algorithm for Offline RL with Neural Function Approximation24 Feb 2023
- 2023Breaking the Curse of Multiagents in a Large State Space: RL in Markov Games with Independent Linear Function Approximation7 Feb 2023
- 2023Offline Learning in Markov Games with General Function Approximation6 Feb 2023
- 2023A Reduction-based Framework for Sequential Decision Making with Delayed Feedback3 Feb 2023
- 2022On Instance-Dependent Bounds for Offline Reinforcement Learning with Linear Function Approximation23 Nov 2022
- 2022Offline congestion games: How feedback type affects data coverage requirement24 Oct 2022
- 2022A Self-Play Posterior Sampling Algorithm for Zero-Sum Markov Games4 Oct 2022
50 newest of 53 All 53 (JSON)
- 2023Double Pessimism is Provably Efficient for Distributionally Robust Offline Reinforcement Learning: Generic Algorithm and Robust Partial Coveragecited by 51
- 2023Corruption-Robust Offline Reinforcement Learning with General Function Approximationcited by 30
- 2023Towards Robust Offline Reinforcement Learning under Diverse Data Corruptioncited by 24
- 2022On Instance-Dependent Bounds for Offline Reinforcement Learning with Linear Function Approximationcited by 22
- 2024Minimax Optimal and Computationally Efficient Algorithms for Distributionally Robust Offline Reinforcement Learningcited by 17
- 2023Offline Learning in Markov Games with General Function Approximationcited by 16
- 2023Unsupervised Behavior Extraction via Random Intent Priorscited by 13
- 2022Offline Reinforcement Learning with Differentiable Function Approximation is Provably Efficientcited by 12
- 2023Bridging Distributionally Robust Learning and Offline RL: An Approach to Mitigate Distribution Shift and Partial Data Coveragecited by 12
- 2024Sample Complexity of Offline Distributionally Robust Linear Markov Decision Processescited by 12
- 2022Strategic Decision-Making in the Presence of Information Asymmetry: Provably Efficient RL with Algorithmic Instrumentscited by 9
- 2023Pessimistic Nonlinear Least-Squares Value Iteration for Offline Reinforcement Learningcited by 9
12 most cited of 26 All 26 (JSON)
- 2026Out-of-Distribution Generalisation with Sequence Models in Offline Multi-Agent Reinforcement Learning3 Sep 2026
- 2025Generalized Linear Markov Decision Process1 Jun 2025
- 2025Oryx: a Scalable Sequence Model for Many-Agent Coordination in Offline MARL28 May 2025
- 2025Towards a Sharp Analysis of Offline Policy Learning for f-Divergence-Regularized Contextual Bandits9 Feb 2025
- 2024Robust Offline Reinforcement Learning with Linearly Structured f-Divergence Regularization27 Nov 2024
- 2024Robust Offline Reinforcement Learning for Non-Markovian Decision Processes12 Nov 2024
- 2024Hybrid Reinforcement Learning Breaks Sample Size Barriers in Linear MDPs8 Aug 2024
- 2024Pessimism Meets Risk: Risk-Sensitive Offline Reinforcement Learning10 Jul 2024
- 2024The Role of Inherent Bellman Error in Offline Reinforcement Learning with Linear Function Approximation17 Jun 2024
- 2024Trajectory Data Suffices for Statistically Efficient Learning in Offline RL with Linear qπ-Realizability and Concentrability27 May 2024
- 2024Sample Complexity of Offline Distributionally Robust Linear Markov Decision Processes19 Mar 2024
- 2024Minimax Optimal and Computationally Efficient Algorithms for Distributionally Robust Offline Reinforcement Learning14 Mar 2024
12 newest of 26 All 26 (JSON)
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraintcited by 346
- 2024DPO Meets PPO: Reinforced Token Optimization for RLHFcited by 126
- 2024Provably Mitigating Overoptimization in RLHF: Your SFT Loss is Implicitly an Adversarial Regularizercited by 109
- 2024REBEL: Reinforcement Learning via Regressing Relative Rewardscited by 66
- 2024The Importance of Online Data: Understanding Preference Fine-tuning via Coveragecited by 55
- 2024Online Iterative Reinforcement Learning from Human Feedback with General Preference Modelcited by 52
- 2025Greedy Sampling Is Provably Efficient for RLHFcited by 10
- 2025Greedy Sampling Is Provably Efficient for RLHF28 Oct 2025
- 2024The Importance of Online Data: Understanding Preference Fine-tuning via Coverage3 Jun 2024
- 2024Provably Mitigating Overoptimization in RLHF: Your SFT Loss is Implicitly an Adversarial Regularizer26 May 2024
- 2024DPO Meets PPO: Reinforced Token Optimization for RLHF29 Apr 2024
- 2024REBEL: Reinforcement Learning via Regressing Relative Rewards25 Apr 2024
- 2024Online Iterative Reinforcement Learning from Human Feedback with General Preference Model11 Feb 2024
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint18 Dec 2023
- 2022Provable Benefit of Multitask Representation Learning in Reinforcement Learningcited by 29
- 2023Breaking the Curse of Multiagents in a Large State Space: RL in Markov Games with Independent Linear Function Approximationcited by 26
- 2022A Self-Play Posterior Sampling Algorithm for Zero-Sum Markov Gamescited by 14
- 2024Towards Robust Model-Based Reinforcement Learning Against Adversarial Corruptioncited by 12
- 2023Policy Finetuning in Reinforcement Learning via Design of Experiments using Offline Datacited by 11
- 2023Minimax Optimal Q Learning with Nearest Neighborscited by 8
- 2023A Reduction-based Framework for Sequential Decision Making with Delayed Feedbackcited by 7
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPscited by 7
- 2023Provably Efficient UCB-type Algorithms For Learning Predictive State Representationscited by 6
- 2023Regularization and Variance-Weighted Regression Achieves Minimax Optimality in Linear MDPs: Theory and Practicecited by 4
- 2025Augmenting Online RL with Offline Data is All You Need: A Unified Hybrid RL Algorithm Design and Analysiscited by 3
- 2023Posterior Sampling for Competitive RL: Function Approximation and Partial Observationcited by 2
12 most cited of 18 All 18 (JSON)
- 2026Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrability9 May 2026
- 2026On the Optimal Sample Complexity of Offline Multi-Armed Bandits with KL Regularization4 May 2026
- 2025Functional Critics Are Essential for Actor-Critic: From Off-Policy Stability to Efficient Exploration26 Sep 2025
- 2025Augmenting Online RL with Offline Data is All You Need: A Unified Hybrid RL Algorithm Design and Analysis19 May 2025
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPs3 Mar 2025
- 2025Learning an Optimal Assortment Policy under Observational Data10 Feb 2025
- 2024Is Offline Decision Making Possible with Only Few Samples? Reliable Decisions in Data-Starved Bandits via Trust Region Enhancement24 Feb 2024
- 2024Towards Robust Model-Based Reinforcement Learning Against Adversarial Corruption14 Feb 2024
- 2023Posterior Sampling for Competitive RL: Function Approximation and Partial Observation30 Oct 2023
- 2023Minimax Optimal Q Learning with Nearest Neighbors3 Aug 2023
- 2023Policy Finetuning in Reinforcement Learning via Design of Experiments using Offline Data10 Jul 2023
- 2023Provably Efficient UCB-type Algorithms For Learning Predictive State Representations1 Jul 2023
12 newest of 18 All 18 (JSON)
Similar, not cited
Close in wording, no citation either way
- 2022Offline Reinforcement Learning via Linear-Programming with Error-Bound Induced Constraints
- 2023Offline Primal-Dual Reinforcement Learning for Linear MDPs
- 2020MOReL : Model-Based Offline Reinforcement Learning
- 2022Optimal Conservative Offline RL with General Function Approximation via Augmented Lagrangian
- 2021Near-Optimal Offline Reinforcement Learning via Double Variance Reduction
- 2024A Primal-Dual Algorithm for Offline Constrained Reinforcement Learning with Linear MDPs
- 2022Oracle Inequalities for Model Selection in Offline Reinforcement Learning
- 2025A Tutorial: An Intuitive Explanation of Offline Reinforcement Learning Theory