Rethinking Model-based, Policy-based, and Value-based Reinforcement Learning via the Lens of Representation Complexity
On the map: LLM reasoning → Reinforcement learning for reasoning
Abstract (arXiv)
Reinforcement Learning (RL) encompasses diverse paradigms, including model-based RL, policy-based RL, and value-based RL, each tailored to approximate the model, optimal policy, and optimal value function, respectively. This work investigates the potential hierarchy of representation complexity -- the complexity of functions to be represented -- among these RL paradigms. We first demonstrate that, for a broad class of Markov decision processes (MDPs), the model can be represented by constant-depth circuits with polynomial size or Multi-Layer Perceptrons (MLPs) with constant layers and polynomial hidden dimension. However, the representation of the optimal policy and optimal value proves to be mathsfNP-complete and unattainable by constant-layer MLPs with polynomial size. This demonstrates a significant representation complexity gap between model-based RL and model-free RL, which includes policy-based RL and value-based RL. To further explore the representation complexity hierarchy between policy-based RL and value-based RL, we introduce another general class of MDPs where both the model and optimal policy can be represented by constant-depth circuits with polynomial size or constant-layer MLPs with polynomial size. In contrast, representing the optimal value is mathsfP-complete and intractable via a constant-layer MLP with polynomial hidden dimension. This accentuates the intricate representation complexity associated with value-based RL compared to policy-based RL. In summary, we unveil a potential representation complexity hierarchy within RL -- representing the model emerges as the easiest task, followed by the optimal policy, while representing the optimal value function presents the most intricate challenge.
Key facts. Cited by 2 papers in the map (data through 14 Oct 2026). Placed in Reinforcement learning for reasoning, one of 17 directions in LLM reasoning. Builds on 40 of its 65 references that are in the map. First posted on arXiv 28 Dec 2023.
Builds on
40 of 65 references.
Closest ancestors · 1
Same direction, newest first
- 2017Proximal Policy Optimization Algorithms20 Jul
Other references · 39
- 2017Attention Is All You Needcited by 60,361
- 2018Addressing Function Approximation Error in Actor-Critic Methodscited by 2,417
- 2016OpenAI Gymcited by 1,736
- 2019When to Trust Your Model: Model-Based Policy Optimizationcited by 773
- 2020MOPO: Model-based Offline Policy Optimizationcited by 636
- 2019Provably Efficient Reinforcement Learning with Linear Function Approximationcited by 520
- 2017Minimax Regret Bounds for Reinforcement Learningcited by 503
- 2018Is Q-learning Provably Efficient?cited by 487
- 2023Towards Revealing the Mystery behind Chain of Thought: A Theoretical Perspectivecited by 294
- 2016Contextual Decision Processes with Low Bellman Rank are PAC-Learnablecited by 292
- 2021Bellman-consistent Pessimism for Offline Reinforcement Learningcited by 269
- 2020Model-Based Reinforcement Learning with Value-Targeted Regressioncited by 234
27 more
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 223
- 2021The Statistical Complexity of Interactive Decision Makingcited by 218
- 2019Provably Efficient Exploration in Policy Optimizationcited by 205
- 2020Nearly Minimax Optimal Reinforcement Learning for Linear Mixture Markov Decision Processescited by 200
- 2019Tighter Problem-Dependent Regret Bounds in Reinforcement Learning without Domain Knowledge using Value Function Boundscited by 195
- 2022The Parallelism Tradeoff: Limitations of Log-Precision Transformerscited by 193
- 2021Bilinear Classes: A Structural Framework for Provable Generalization in RLcited by 178
- 2020Fast Global Convergence of Natural Policy Gradient Methods with Entropy Regularizationcited by 176
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coveragecited by 164
- 2021Policy Mirror Descent for Reinforcement Learning: Linear Convergence, New Sampling Complexity, and Generalized Problem Classescited by 156
- 2019Is a Good Representation Sufficient for Sample Efficient Reinforcement Learning?cited by 140
- 2022On the Convergence Rates of Policy Gradient Methodscited by 119
- 2020Is Reinforcement Learning More Difficult Than Bandits? A Near-optimal Algorithm Escaping the Curse of Horizoncited by 99
- 2020PC-PG: Policy Cover Directed Exploration for Provable Policy Gradient Learningcited by 92
- 2020Optimistic Policy Optimization with Bandit Feedbackcited by 79
- 2022GEC: A Unified Framework for Interactive Decision Making in MDP, POMDP, and Beyondcited by 46
- 2023Settling the Sample Complexity of Online Reinforcement Learningcited by 45
- 2018The Gap Between Model-Based and Model-Free Methods on the Linear Quadratic Regulator: An Asymptotic Viewpointcited by 40
- 2022Policy learning "without" overlap: Pessimism and generalized empirical Bernstein's inequalitycited by 32
- 2022A General Framework for Sample-Efficient Function Approximation in Reinforcement Learningcited by 31
- 2023A Theoretical Analysis of Optimistic Proximal Policy Optimization in Linear Markov Decision Processescited by 29
- 2023Bayesian Design Principles for Frequentist Sequential Learningcited by 18
- 2021Optimistic Policy Optimization is Provably Efficient in Non-stationary MDPscited by 16
- 2023Rate-Optimal Policy Optimization for Linear Markov Decision Processescited by 14
- 2021Nearly Optimal Policy Optimization with Stable at Any Time Guaranteecited by 13
- 2023Optimistic Natural Policy Gradient: a Simple Efficient Policy Optimization Framework for Online RLcited by 13
- 2023On Representation Complexity of Model-based and Model-free Reinforcement Learningcited by 6
Built on by
Citing papers per year: 2024: 1; 2025: 0; 2026: 1.
2 papers.
Similar, not cited
Close in wording, no citation either way
- 2021Provably Efficient Representation Selection in Low-rank Markov Decision Processes: From Online to Offline RL
- 2025Spectral Representation-based Reinforcement Learning
- 2026Representation Learning Enables Scalable Multitask Deep Reinforcement Learning
- 2025Statistical and Algorithmic Foundations of Reinforcement Learning
- 2024Sample and Oracle Efficient Reinforcement Learning for MDPs with Linearly-Realizable Value Functions
- 2026Mathematical methods of reinforcement learning
- 2025Realizable Abstractions: Near-Optimal Hierarchical Reinforcement Learning
- 2024Bridging State and History Representations: Understanding Self-Predictive RL