mlsanityData to 7 Oct 2026

Asymmetric Shapley values: incorporating causal knowledge into model-agnostic explainability

arXiv 1910.06358 ↗First posted 14 Oct 2019stat.ML cs.AI cs.LGcited by 114

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Abstract (arXiv)

Explaining AI systems is fundamental both to the development of high performing models and to the trust placed in them by their users. The Shapley framework for explainability has strength in its general applicability combined with its precise, rigorous foundation: it provides a common, model-agnostic language for AI explainability and uniquely satisfies a set of intuitive mathematical axioms. However, Shapley values are too restrictive in one significant regard: they ignore all causal structure in the data. We introduce a less restrictive framework, Asymmetric Shapley values (ASVs), which are rigorously founded on a set of axioms, applicable to any AI system, and flexible enough to incorporate any causal structure known to be respected by the data. We demonstrate that ASVs can (i) improve model explanations by incorporating causal information, (ii) provide an unambiguous test for unfair discrimination in model predictions, (iii) enable sequentially incremental explanations in time-series models, and (iv) support feature-selection studies without the need for model retraining.

Key facts. Cited by 114 papers in the map (data through 7 Oct 2026). First posted on arXiv 14 Oct 2019.

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Citing papers per year: 2021: 20; 2022: 18; 2023: 26; 2024: 15; 2025: 15; 2026: 20.

114 papers.

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  1. 2022From Anecdotal Evidence to Quantitative Evaluation Methods: A Systematic Review on Evaluating Explainable AIcited by 299
  2. 2022Algorithms to estimate Shapley value feature attributionscited by 114
  3. 2022The Shapley Value in Machine Learningcited by 97
  4. 2021Explaining Black-Box Algorithms Using Probabilistic Contrastive Counterfactualscited by 55
  5. 2021Shapley values for feature selection: The good, the bad, and the axiomscited by 54
  6. 2022Measuring the Effect of Training Data on Deep Learning Predictions via Randomized Experimentscited by 50
  7. 2021Shapley Counterfactual Credits for Multi-Agent Reinforcement Learningcited by 37
  8. 2021Defining and Quantifying the Emergence of Sparse Concepts in DNNscited by 36
  9. 2021Interpretable Data-Based Explanations for Fairness Debuggingcited by 30
  10. 2023The Inadequacy of Shapley Values for Explainabilitycited by 30
  11. 2021On Locality of Local Explanation Modelscited by 25
  12. 2021The Shapley Value of Classifiers in Ensemble Gamescited by 23
38 more
  1. 2021SHAFF: Fast and consistent SHApley eFfect estimates via random Forestscited by 22
  2. 2022Improvement-Focused Causal Recourse (ICR)cited by 20
  3. 2021Using Shapley Values and Variational Autoencoders to Explain Predictive Models with Dependent Mixed Featurescited by 19
  4. 2023Explaining the Uncertain: Stochastic Shapley Values for Gaussian Process Modelscited by 19
  5. 2021Rational Shapley Valuescited by 18
  6. 2022Unifying local and global model explanations by functional decomposition of low dimensional structurescited by 18
  7. 2023On the Robustness of Removal-Based Feature Attributionscited by 18
  8. 2025A Comprehensive Survey on Self-Interpretable Neural Networkscited by 18
  9. 2021Explaining Algorithmic Fairness Through Fairness-Aware Causal Path Decompositioncited by 17
  10. 2021Fast Hierarchical Games for Image Explanationscited by 15
  11. 2021Joint Shapley values: a measure of joint feature importancecited by 15
  12. 2022Explainability in Music Recommender Systemscited by 15
  13. 2023Explanations of Black-Box Models based on Directional Feature Interactionscited by 15
  14. 2023A Review of the Role of Causality in Developing Trustworthy AI Systemscited by 14
  15. 2022Statistical Aspects of SHAP: Functional ANOVA for Model Interpretationcited by 12
  16. 2024SyntaxShap: Syntax-aware Explainability Method for Text Generationcited by 11
  17. 2023Axiomatic Aggregations of Abductive Explanationscited by 10
  18. 2021Instance-wise or Class-wise? A Tale of Neighbor Shapley for Concept-based Explanationcited by 9
  19. 2024AI Data Readiness Inspector (AIDRIN) for Quantitative Assessment of Data Readiness for AIcited by 9
  20. 2021AcME -- Accelerated Model-agnostic Explanations: Fast Whitening of the Machine-Learning Black Boxcited by 8
  21. 2023Feature Interactions Reveal Linguistic Structure in Language Modelscited by 8
  22. 2021Local Explanation of Dialogue Response Generationcited by 7
  23. 2023Toward Operationalizing Pipeline-aware ML Fairness: A Research Agenda for Developing Practical Guidelines and Toolscited by 7
  24. 2024Statistical Significance of Feature Importance Rankingscited by 7
  25. 2022Explaining Preferences with Shapley Valuescited by 6
  26. 2022SHAP-XRT: The Shapley Value Meets Conditional Independence Testingcited by 6
  27. 2022Explanation Shift: Detecting distribution shifts on tabular data via the explanation spacecited by 6
  28. 2022Trade-off Between Efficiency and Consistency for Removal-based Explanationscited by 6
  29. 2024Accurate Explanation Model for Image Classifiers using Class Association Embeddingcited by 6
  30. 2025Practical do-Shapley Explanations with Estimand-Agnostic Causal Inferencecited by 6
  31. 2022Variable importance without impossible datacited by 5
  32. 2023Explanation Shift: How Did the Distribution Shift Impact the Model?cited by 5
  33. 2024DiConStruct: Causal Concept-based Explanations through Black-Box Distillationcited by 5
  34. 2025shapr: Explaining Machine Learning Models with Conditional Shapley Values in R and Pythoncited by 5
  35. 2021Seven challenges for harmonizing explainability requirementscited by 4
  36. 2021Causal versus Marginal Shapley Values for Robotic Lever Manipulation Controlled using Deep Reinforcement Learningcited by 4
  37. 2023Efficient SAGE Estimation via Causal Structure Learningcited by 4
  38. 2023A Refutation of Shapley Values for Explainabilitycited by 4

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