Asymmetric Shapley values: incorporating causal knowledge into model-agnostic explainability
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Abstract (arXiv)
Explaining AI systems is fundamental both to the development of high performing models and to the trust placed in them by their users. The Shapley framework for explainability has strength in its general applicability combined with its precise, rigorous foundation: it provides a common, model-agnostic language for AI explainability and uniquely satisfies a set of intuitive mathematical axioms. However, Shapley values are too restrictive in one significant regard: they ignore all causal structure in the data. We introduce a less restrictive framework, Asymmetric Shapley values (ASVs), which are rigorously founded on a set of axioms, applicable to any AI system, and flexible enough to incorporate any causal structure known to be respected by the data. We demonstrate that ASVs can (i) improve model explanations by incorporating causal information, (ii) provide an unambiguous test for unfair discrimination in model predictions, (iii) enable sequentially incremental explanations in time-series models, and (iv) support feature-selection studies without the need for model retraining.
Key facts. Cited by 114 papers in the map (data through 7 Oct 2026). First posted on arXiv 14 Oct 2019.
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Citing papers per year: 2021: 20; 2022: 18; 2023: 26; 2024: 15; 2025: 15; 2026: 20.
114 papers.
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- 2022From Anecdotal Evidence to Quantitative Evaluation Methods: A Systematic Review on Evaluating Explainable AIcited by 299
- 2022Algorithms to estimate Shapley value feature attributionscited by 114
- 2022The Shapley Value in Machine Learningcited by 97
- 2021Explaining Black-Box Algorithms Using Probabilistic Contrastive Counterfactualscited by 55
- 2021Shapley values for feature selection: The good, the bad, and the axiomscited by 54
- 2022Measuring the Effect of Training Data on Deep Learning Predictions via Randomized Experimentscited by 50
- 2021Shapley Counterfactual Credits for Multi-Agent Reinforcement Learningcited by 37
- 2021Defining and Quantifying the Emergence of Sparse Concepts in DNNscited by 36
- 2021Interpretable Data-Based Explanations for Fairness Debuggingcited by 30
- 2023The Inadequacy of Shapley Values for Explainabilitycited by 30
- 2021On Locality of Local Explanation Modelscited by 25
- 2021The Shapley Value of Classifiers in Ensemble Gamescited by 23
38 more
- 2021SHAFF: Fast and consistent SHApley eFfect estimates via random Forestscited by 22
- 2022Improvement-Focused Causal Recourse (ICR)cited by 20
- 2021Using Shapley Values and Variational Autoencoders to Explain Predictive Models with Dependent Mixed Featurescited by 19
- 2023Explaining the Uncertain: Stochastic Shapley Values for Gaussian Process Modelscited by 19
- 2021Rational Shapley Valuescited by 18
- 2022Unifying local and global model explanations by functional decomposition of low dimensional structurescited by 18
- 2023On the Robustness of Removal-Based Feature Attributionscited by 18
- 2025A Comprehensive Survey on Self-Interpretable Neural Networkscited by 18
- 2021Explaining Algorithmic Fairness Through Fairness-Aware Causal Path Decompositioncited by 17
- 2021Fast Hierarchical Games for Image Explanationscited by 15
- 2021Joint Shapley values: a measure of joint feature importancecited by 15
- 2022Explainability in Music Recommender Systemscited by 15
- 2023Explanations of Black-Box Models based on Directional Feature Interactionscited by 15
- 2023A Review of the Role of Causality in Developing Trustworthy AI Systemscited by 14
- 2022Statistical Aspects of SHAP: Functional ANOVA for Model Interpretationcited by 12
- 2024SyntaxShap: Syntax-aware Explainability Method for Text Generationcited by 11
- 2023Axiomatic Aggregations of Abductive Explanationscited by 10
- 2021Instance-wise or Class-wise? A Tale of Neighbor Shapley for Concept-based Explanationcited by 9
- 2024AI Data Readiness Inspector (AIDRIN) for Quantitative Assessment of Data Readiness for AIcited by 9
- 2021AcME -- Accelerated Model-agnostic Explanations: Fast Whitening of the Machine-Learning Black Boxcited by 8
- 2023Feature Interactions Reveal Linguistic Structure in Language Modelscited by 8
- 2021Local Explanation of Dialogue Response Generationcited by 7
- 2023Toward Operationalizing Pipeline-aware ML Fairness: A Research Agenda for Developing Practical Guidelines and Toolscited by 7
- 2024Statistical Significance of Feature Importance Rankingscited by 7
- 2022Explaining Preferences with Shapley Valuescited by 6
- 2022SHAP-XRT: The Shapley Value Meets Conditional Independence Testingcited by 6
- 2022Explanation Shift: Detecting distribution shifts on tabular data via the explanation spacecited by 6
- 2022Trade-off Between Efficiency and Consistency for Removal-based Explanationscited by 6
- 2024Accurate Explanation Model for Image Classifiers using Class Association Embeddingcited by 6
- 2025Practical do-Shapley Explanations with Estimand-Agnostic Causal Inferencecited by 6
- 2022Variable importance without impossible datacited by 5
- 2023Explanation Shift: How Did the Distribution Shift Impact the Model?cited by 5
- 2024DiConStruct: Causal Concept-based Explanations through Black-Box Distillationcited by 5
- 2025shapr: Explaining Machine Learning Models with Conditional Shapley Values in R and Pythoncited by 5
- 2021Seven challenges for harmonizing explainability requirementscited by 4
- 2021Causal versus Marginal Shapley Values for Robotic Lever Manipulation Controlled using Deep Reinforcement Learningcited by 4
- 2023Efficient SAGE Estimation via Causal Structure Learningcited by 4
- 2023A Refutation of Shapley Values for Explainabilitycited by 4
50 most cited of 114 All 114 (JSON)
- 2026Semiparametric Inference for Conditional Shapley Feature Importance9 Sep 2026
- 2026Resolving superposition in AI for interpretability and cross-modal alignment in patient-neuronal images30 Jun 2026
- 2026Beyond Shapley: Efficient Computation of Asymmetric Shapley Values23 Jun 2026
- 2026Feature Attribution in Directed Acyclic Graphs Using Edge Intervention13 Jun 2026
- 2026Formalizing and falsifying causal pathways of rare events29 May 2026
- 2026Knowledge Dependency Estimation for Reliable Question Answering27 May 2026
- 2026Generalized Priority-Aware Shapley Value14 May 2026
- 2026ConfoundingSHAP: Quantifying confounding strength in causal inference11 May 2026
- 2026Causal Parametric Drift Simulation: A Digital Twin Framework for Classifier Robustness Evaluation10 May 2026
- 2026Temporal-Decay Shapley: A Time-Aware Data Valuation Framework for Time-Series Data4 May 2026
- 2026Meritocratic Fairness via K-Shapley Values in Budgeted Combinatorial Bandits with Full-Bandit Feedback1 May 2026
- 2026ShapShift: Explaining Model Prediction Shifts with Subgroup Conditional Shapley Values13 Apr 2026
38 more
- 2026Aumann-SHAP: The Geometry of Counterfactual Interaction Explanations in Machine Learning14 Mar 2026
- 2026How important are the genes to explain the outcome - the asymmetric Shapley value as an honest importance metric for high-dimensional features5 Mar 2026
- 2026From Baselines to Transport Geodesics: Axiomatic Attribution via Optimal Generative Flows5 Mar 2026
- 2026Owen-based Semantics and Hierarchy-Aware Explanation (O-Shap)19 Feb 2026
- 2026Statistical Inference and Learning for Shapley Additive Explanations (SHAP)11 Feb 2026
- 2026Priority-Aware Shapley Value10 Feb 2026
- 2026Exactly Computing do-Shapley Values6 Feb 2026
- 2026Score-based Integrated Gradient for Root Cause Explanations of Outliers29 Jan 2026
- 2025A Model of Causal Explanation on Neural Networks for Tabular Data25 Dec 2025
- 2025Practical do-Shapley Explanations with Estimand-Agnostic Causal Inference24 Sep 2025
- 2025CUBE: Contrastive Understanding by Balanced Experiments13 Sep 2025
- 2025Causal SHAP: Feature Attribution with Dependency Awareness through Causal Discovery31 Aug 2025
- 2025Understanding Action Effects through Instrumental Empowerment in Multi-Agent Reinforcement Learning21 Aug 2025
- 2025Rigorous Feature Importance Scores based on Shapley Value and Banzhaf Index16 Aug 2025
- 2025OrdShap: Feature Position Importance for Sequential Black-Box Models16 Jul 2025
- 2025TaylorPODA: A Taylor Expansion-Based Method to Improve Post-Hoc Attributions for Opaque Models14 Jul 2025
- 2025Beyond Shapley Values: Cooperative Games for the Interpretation of Machine Learning Models16 Jun 2025
- 2025Causal Explanations Over Time: Articulated Reasoning for Interactive Environments4 Jun 2025
- 2025A New Approach to Backtracking Counterfactual Explanations: A Unified Causal Framework for Efficient Model Interpretability5 May 2025
- 2025shapr: Explaining Machine Learning Models with Conditional Shapley Values in R and Python2 Apr 2025
- 2025How to safely discard features based on aggregate SHAP values29 Mar 2025
- 2025From Abstract to Actionable: Pairwise Shapley Values for Explainable AI18 Feb 2025
- 2025A Comprehensive Survey on Self-Interpretable Neural Networks26 Jan 2025
- 2024Feature Selection for Network Intrusion Detection18 Nov 2024
- 2024Towards Data Valuation via Asymmetric Data Shapley1 Nov 2024
- 2024Explainable AI needs formalization22 Sep 2024
- 2024Towards consistency of rule-based explainer and black box model -- fusion of rule induction and XAI-based feature importance16 Jul 2024
- 2024AI Data Readiness Inspector (AIDRIN) for Quantitative Assessment of Data Readiness for AI27 Jun 2024
- 2024Accurate Explanation Model for Image Classifiers using Class Association Embedding12 Jun 2024
- 2024Partial Information Decomposition for Data Interpretability and Feature Selection29 May 2024
- 2024CAGE: Causality-Aware Shapley Value for Global Explanations17 Apr 2024
- 2024REFRESH: Responsible and Efficient Feature Reselection Guided by SHAP Values13 Mar 2024
- 2024Explaining Probabilistic Models with Distributional Values15 Feb 2024
- 2024SyntaxShap: Syntax-aware Explainability Method for Text Generation14 Feb 2024
- 2024Succinct Interaction-Aware Explanations8 Feb 2024
- 2024Statistical Significance of Feature Importance Rankings28 Jan 2024
- 2024TERC: A Transfer Entropy Redundancy Criterion for State Variable Selection in Reinforcement Learning21 Jan 2024
- 2024DiConStruct: Causal Concept-based Explanations through Black-Box Distillation16 Jan 2024
50 newest of 114 All 114 (JSON)
- 2022From Anecdotal Evidence to Quantitative Evaluation Methods: A Systematic Review on Evaluating Explainable AIcited by 299
- 2022Algorithms to estimate Shapley value feature attributionscited by 114
- 2022The Shapley Value in Machine Learningcited by 97
- 2021Explaining Black-Box Algorithms Using Probabilistic Contrastive Counterfactualscited by 55
- 2021Shapley values for feature selection: The good, the bad, and the axiomscited by 54
- 2022Measuring the Effect of Training Data on Deep Learning Predictions via Randomized Experimentscited by 50
- 2021Shapley Counterfactual Credits for Multi-Agent Reinforcement Learningcited by 37
- 2021Defining and Quantifying the Emergence of Sparse Concepts in DNNscited by 36
- 2021Interpretable Data-Based Explanations for Fairness Debuggingcited by 30
- 2023The Inadequacy of Shapley Values for Explainabilitycited by 30
- 2021On Locality of Local Explanation Modelscited by 25
- 2021The Shapley Value of Classifiers in Ensemble Gamescited by 23
12 most cited of 114 All 114 (JSON)
- 2026Semiparametric Inference for Conditional Shapley Feature Importance9 Sep 2026
- 2026Resolving superposition in AI for interpretability and cross-modal alignment in patient-neuronal images30 Jun 2026
- 2026Beyond Shapley: Efficient Computation of Asymmetric Shapley Values23 Jun 2026
- 2026Feature Attribution in Directed Acyclic Graphs Using Edge Intervention13 Jun 2026
- 2026Formalizing and falsifying causal pathways of rare events29 May 2026
- 2026Knowledge Dependency Estimation for Reliable Question Answering27 May 2026
- 2026Generalized Priority-Aware Shapley Value14 May 2026
- 2026ConfoundingSHAP: Quantifying confounding strength in causal inference11 May 2026
- 2026Causal Parametric Drift Simulation: A Digital Twin Framework for Classifier Robustness Evaluation10 May 2026
- 2026Temporal-Decay Shapley: A Time-Aware Data Valuation Framework for Time-Series Data4 May 2026
- 2026Meritocratic Fairness via K-Shapley Values in Budgeted Combinatorial Bandits with Full-Bandit Feedback1 May 2026
- 2026ShapShift: Explaining Model Prediction Shifts with Subgroup Conditional Shapley Values13 Apr 2026
12 newest of 114 All 114 (JSON)