mlsanityData to 14 Oct 2026

Principles and Practice of Explainable Machine Learning

arXiv 2009.11698 ↗First posted 18 Sep 2020cs.LG cs.AI stat.MLcited by 99

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Abstract (arXiv)

Artificial intelligence (AI) provides many opportunities to improve private and public life. Discovering patterns and structures in large troves of data in an automated manner is a core component of data science, and currently drives applications in diverse areas such as computational biology, law and finance. However, such a highly positive impact is coupled with significant challenges: how do we understand the decisions suggested by these systems in order that we can trust them? In this report, we focus specifically on data-driven methods -- machine learning (ML) and pattern recognition models in particular -- so as to survey and distill the results and observations from the literature. The purpose of this report can be especially appreciated by noting that ML models are increasingly deployed in a wide range of businesses. However, with the increasing prevalence and complexity of methods, business stakeholders in the very least have a growing number of concerns about the drawbacks of models, data-specific biases, and so on. Analogously, data science practitioners are often not aware about approaches emerging from the academic literature, or may struggle to appreciate the differences between different methods, so end up using industry standards such as SHAP. Here, we have undertaken a survey to help industry practitioners (but also data scientists more broadly) understand the field of explainable machine learning better and apply the right tools. Our latter sections build a narrative around a putative data scientist, and discuss how she might go about explaining her models by asking the right questions.

Key facts. Cited by 99 papers in the map (data through 14 Oct 2026). First posted on arXiv 18 Sep 2020.

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Citing papers per year: 2021: 16; 2022: 26; 2023: 21; 2024: 19; 2025: 14; 2026: 3.

99 papers.

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  1. 2022Training Data Influence Analysis and Estimation: A Surveycited by 135
  2. 2021Explainable AI (XAI): A Systematic Meta-Survey of Current Challenges and Future Opportunitiescited by 125
  3. 2021Trustworthy AI: A Computational Perspectivecited by 93
  4. 2021Counterfactuals and Causability in Explainable Artificial Intelligence: Theory, Algorithms, and Applicationscited by 59
  5. 2022Leveraging Explanations in Interactive Machine Learning: An Overviewcited by 53
  6. 2022A Survey on Explainable Anomaly Detectioncited by 39
  7. 2021Explainable AI: current status and future directionscited by 33
  8. 2023Explainable Deep Reinforcement Learning: State of the Art and Challengescited by 33
  9. 2021To trust or not to trust an explanation: using LEAF to evaluate local linear XAI methodscited by 26
  10. 2021SurvNAM: The machine learning survival model explanationcited by 16
  11. 2024A Survey of Explainable Artificial Intelligence (XAI) in Financial Time Series Forecastingcited by 14
  12. 2023Explainability in AI Policies: A Critical Review of Communications, Reports, Regulations, and Standards in the EU, US, and UKcited by 13
38 more
  1. 2022A review of machine learning concepts and methods for addressing challenges in probabilistic hydrological post-processing and forecastingcited by 12
  2. 2024Explainable Predictive Maintenance: A Survey of Current Methods, Challenges and Opportunitiescited by 10
  3. 2023Prototype-Based Interpretability for Legal Citation Predictioncited by 9
  4. 2023Evaluating and Explaining Large Language Models for Code Using Syntactic Structurescited by 9
  5. 2023Stabilizing Estimates of Shapley Values with Control Variatescited by 9
  6. 2021Ensembles of Random SHAPscited by 8
  7. 2023DINE: Dimensional Interpretability of Node Embeddingscited by 8
  8. 2022Benchmarking Instance-Centric Counterfactual Algorithms for XAI: From White Box to Black Boxcited by 7
  9. 2024Statistical Significance of Feature Importance Rankingscited by 7
  10. 2024FLARE up your data: Diffusion-based Augmentation Method in Astronomical Imagingcited by 7
  11. 2021An Imprecise SHAP as a Tool for Explaining the Class Probability Distributions under Limited Training Datacited by 6
  12. 2022Comparison of machine learning algorithms for merging gridded satellite and earth-observed precipitation datacited by 6
  13. 2022Quant 4.0: Engineering Quantitative Investment with Automated, Explainable and Knowledge-driven Artificial Intelligencecited by 6
  14. 2023Ethical Framework for Harnessing the Power of AI in Healthcare and Beyondcited by 6
  15. 2021Desiderata for Explainable AI in statistical production systems of the European Central Bankcited by 5
  16. 2021Exploring Explainable AI in the Financial Sector: Perspectives of Banks and Supervisory Authoritiescited by 5
  17. 2022A systematic review of biologically-informed deep learning models for cancer: fundamental trends for encoding and interpreting oncology datacited by 5
  18. 2022AI, Opacity, and Personal Autonomycited by 5
  19. 2023A New Perspective on Evaluation Methods for Explainable Artificial Intelligence (XAI)cited by 5
  20. 2024Explainable Artificial Intelligence (XAI) for Malware Analysis: A Survey of Techniques, Applications, and Open Challengescited by 5
  21. 2021Natural Language Specification of Reinforcement Learning Policies through Differentiable Decision Treescited by 4
  22. 2021Robotic Lever Manipulation using Hindsight Experience Replay and Shapley Additive Explanationscited by 4
  23. 2021TorchEsegeta: Framework for Interpretability and Explainability of Image-based Deep Learning Modelscited by 4
  24. 2022Vision Checklist: Towards Testable Error Analysis of Image Models to Help System Designers Interrogate Model Capabilitiescited by 4
  25. 2022Pest presence prediction using interpretable machine learningcited by 4
  26. 2022Active learning-assisted neutron spectroscopy with log-Gaussian processescited by 4
  27. 2022Explainable Artificial Intelligence: Precepts, Methods, and Opportunities for Research in Constructioncited by 4
  28. 2022Comparison of tree-based ensemble algorithms for merging satellite and earth-observed precipitation data at the daily time scalecited by 4
  29. 2023Characterizing the contribution of dependent features in XAI methodscited by 4
  30. 2023Review of Machine Learning Methods for Additive Manufacturing of Functionally Graded Materialscited by 4
  31. 2024Feature Importance and Explainability in Quantum Machine Learningcited by 4
  32. 2024Towards Trustworthy Machine Learning in Production: An Overview of the Robustness in MLOps Approachcited by 4
  33. 2025SMT-EX: An Explainable Surrogate Modeling Toolbox for Mixed-Variables Design Explorationcited by 4
  34. 2025SHAP-based Explanations are Sensitive to Feature Representationcited by 4
  35. 2021Attention-like feature explanation for tabular datacited by 3
  36. 2022Explainability of Predictive Process Monitoring Results: Can You See My Data Issues?cited by 3
  37. 2023Helpful, Misleading or Confusing: How Humans Perceive Fundamental Building Blocks of Artificial Intelligence Explanationscited by 3
  38. 2023Ensemble learning for blending gridded satellite and gauge-measured precipitation datacited by 3

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