Latent Safety-Constrained Policy Approach for Safe Offline Reinforcement Learning
On the map: Offline RL and imitation learning from data → Safe offline RL
Abstract (arXiv)
In safe offline reinforcement learning (RL), the objective is to develop a policy that maximizes cumulative rewards while strictly adhering to safety constraints, utilizing only offline data. Traditional methods often face difficulties in balancing these constraints, leading to either diminished performance or increased safety risks. We address these issues with a novel approach that begins by learning a conservatively safe policy through the use of Conditional Variational Autoencoders, which model the latent safety constraints. Subsequently, we frame this as a Constrained Reward-Return Maximization problem, wherein the policy aims to optimize rewards while complying with the inferred latent safety constraints. This is achieved by training an encoder with a reward-Advantage Weighted Regression objective within the latent constraint space. Our methodology is supported by theoretical analysis, including bounds on policy performance and sample complexity. Extensive empirical evaluation on benchmark datasets, including challenging autonomous driving scenarios, demonstrates that our approach not only maintains safety compliance but also excels in cumulative reward optimization, surpassing existing methods. Additional visualizations provide further insights into the effectiveness and underlying mechanisms of our approach.
Key facts. Cited by 7 papers in the map (data through 14 Oct 2026). Placed in Safe offline RL, one of 13 directions in Offline RL and imitation learning from data. Builds on 45 of its 55 references that are in the map. First posted on arXiv 11 Dec 2024.
Builds on
45 of 55 references.
Closest ancestors · 6
Same direction, newest first
- 2024OASIS: Conditional Distribution Shaping for Offline Safe Reinforcement Learning19 Jul
- 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Model19 Jan
- 2023Datasets and Benchmarks for Offline Safe Reinforcement Learning15 Jun
- 2023Constrained Decision Transformer for Offline Safe Reinforcement Learning14 Feb
- 2023SaFormer: A Conditional Sequence Modeling Approach to Offline Safe Reinforcement Learning28 Jan
- 2021Constraints Penalized Q-learning for Safe Offline Reinforcement Learning19 Jul
Other references · 39
- 2020Denoising Diffusion Probabilistic Modelscited by 21,076
- 2015Trust Region Policy Optimizationcited by 2,580
- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problemscited by 1,920
- 2020Conservative Q-Learning for Offline Reinforcement Learningcited by 1,809
- 2021Decision Transformer: Reinforcement Learning via Sequence Modelingcited by 1,546
- 2020D4RL: Datasets for Deep Data-Driven Reinforcement Learningcited by 1,427
- 2021Offline Reinforcement Learning with Implicit Q-Learningcited by 1,293
- 2018Off-Policy Deep Reinforcement Learning without Explorationcited by 1,241
- 2022Planning with Diffusion for Flexible Behavior Synthesiscited by 1,061
- 2017Constrained Policy Optimizationcited by 983
- 2021A Minimalist Approach to Offline Reinforcement Learningcited by 899
- 2019Stabilizing Off-Policy Q-Learning via Bootstrapping Error Reductioncited by 840
27 more
- 2019Advantage-Weighted Regression: Simple and Scalable Off-Policy Reinforcement Learningcited by 782
- 2019Behavior Regularized Offline Reinforcement Learningcited by 662
- 2021Offline Reinforcement Learning as One Big Sequence Modeling Problemcited by 644
- 2022Diffusion Policies as an Expressive Policy Class for Offline Reinforcement Learningcited by 562
- 2016Tutorial on Variational Autoencoderscited by 409
- 2015Risk-Constrained Reinforcement Learning with Percentile Risk Criteriacited by 337
- 2020Responsive Safety in Reinforcement Learning by PID Lagrangian Methodscited by 316
- 2021MetaDrive: Composing Diverse Driving Scenarios for Generalizable Reinforcement Learningcited by 290
- 2019Batch Policy Learning under Constraintscited by 244
- 2021Offline Reinforcement Learning with Fisher Divergence Critic Regularizationcited by 238
- 2022A Survey on Offline Reinforcement Learning: Taxonomy, Review, and Open Problemscited by 231
- 2020Projection-Based Constrained Policy Optimizationcited by 203
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 181
- 2023Safety-Gymnasium: A Unified Safe Reinforcement Learning Benchmarkcited by 143
- 2020PLAS: Latent Action Space for Offline Reinforcement Learningcited by 133
- 2013Risk-sensitive Reinforcement Learningcited by 130
- 2021OptiDICE: Offline Policy Optimization via Stationary Distribution Correction Estimationcited by 121
- 2022CORL: Research-oriented Deep Offline Reinforcement Learning Librarycited by 119
- 2020Error Bounds of Imitating Policies and Environmentscited by 90
- 2022Distributionally Robust Model-Based Offline Reinforcement Learning with Near-Optimal Sample Complexitycited by 87
- 2022Settling the Sample Complexity of Model-Based Offline Reinforcement Learningcited by 83
- 2022Constrained Variational Policy Optimization for Safe Reinforcement Learningcited by 71
- 2022COptiDICE: Offline Constrained Reinforcement Learning via Stationary Distribution Correction Estimationcited by 71
- 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizabilitycited by 36
- 2020Learning with Safety Constraints: Sample Complexity of Reinforcement Learning for Constrained MDPscited by 32
- 2023A Theoretical Analysis of Optimistic Proximal Policy Optimization in Linear Markov Decision Processescited by 29
- 2024Learning from Sparse Offline Datasets via Conservative Density Estimationcited by 9
Built on by
Citing papers per year: 2025: 2; 2026: 5.
7 papers.
- 2025VLM-SAFE: Vision-Language Model-Guided Safety-Aware Reinforcement Learning with World Models for Autonomous Drivingcited by 9
- 2025Boundary-to-Region Supervision for Offline Safe Reinforcement Learningcited by 1
- 2026PREFINE: Preference-Based Implicit Reward and Cost Fine-Tuning for Safety Alignmentcited by 1
- 2026Conditional Sequence Modeling for Safe Reinforcement Learningcited by 0
- 2026LexiSafe: Offline Safe Reinforcement Learning with Lexicographic Safety-Reward Hierarchycited by 0
- 2026Model-Based Proactive Cost Generation for Learning Safe Policies Offline with Limited Violation Datacited by 0
- 2026Q-learning Penalized Transformer for Safe Offline Reinforcement Learningcited by 0
- 2026Q-learning Penalized Transformer for Safe Offline Reinforcement Learning28 Sep 2026
- 2026PREFINE: Preference-Based Implicit Reward and Cost Fine-Tuning for Safety Alignment20 May 2026
- 2026Model-Based Proactive Cost Generation for Learning Safe Policies Offline with Limited Violation Data2 May 2026
- 2026LexiSafe: Offline Safe Reinforcement Learning with Lexicographic Safety-Reward Hierarchy19 Feb 2026
- 2026Conditional Sequence Modeling for Safe Reinforcement Learning9 Feb 2026
- 2025Boundary-to-Region Supervision for Offline Safe Reinforcement Learning30 Sep 2025
- 2025VLM-SAFE: Vision-Language Model-Guided Safety-Aware Reinforcement Learning with World Models for Autonomous Driving22 May 2025
Similar, not cited
Close in wording, no citation either way
- 2025Don't Trade Off Safety: Diffusion Regularization for Constrained Offline RL
- 2023Guided Online Distillation: Promoting Safe Reinforcement Learning by Offline Demonstration
- 2025Feasibility-Aware Pessimistic Estimation: Toward Long-Horizon Safety in Offline RL
- 2026Beyond Hard Constraints: Budget-Conditioned Reachability For Safe Offline Reinforcement Learning
- 2025Online Optimization for Offline Safe Reinforcement Learning
- 2025Offline Safe Policy Optimization From Heterogeneous Feedback
- 2025Safety Modulation: Enhancing Safety in Reinforcement Learning through Cost-Modulated Rewards
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraints