mlsanityData to 7 Oct 2026

A General Safety Framework for Learning-Based Control in Uncertain Robotic Systems

arXiv 1705.01292 ↗First posted 3 May 2017cs.RO cs.SY eess.SYcited by 150

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Abstract (arXiv)

The proven efficacy of learning-based control schemes strongly motivates their application to robotic systems operating in the physical world. However, guaranteeing correct operation during the learning process is currently an unresolved issue, which is of vital importance in safety-critical systems. We propose a general safety framework based on Hamilton-Jacobi reachability methods that can work in conjunction with an arbitrary learning algorithm. The method exploits approximate knowledge of the system dynamics to guarantee constraint satisfaction while minimally interfering with the learning process. We further introduce a Bayesian mechanism that refines the safety analysis as the system acquires new evidence, reducing initial conservativeness when appropriate while strengthening guarantees through real-time validation. The result is a least-restrictive, safety-preserving control law that intervenes only when (a) the computed safety guarantees require it, or (b) confidence in the computed guarantees decays in light of new observations. We prove theoretical safety guarantees combining probabilistic and worst-case analysis and demonstrate the proposed framework experimentally on a quadrotor vehicle. Even though safety analysis is based on a simple point-mass model, the quadrotor successfully arrives at a suitable controller by policy-gradient reinforcement learning without ever crashing, and safely retracts away from a strong external disturbance introduced during flight.

Key facts. Cited by 150 papers in the map (data through 7 Oct 2026). First posted on arXiv 3 May 2017.

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Citing papers per year: 2018: 1; 2019: 0; 2020: 1; 2021: 44; 2022: 29; 2023: 21; 2024: 22; 2025: 14; 2026: 18.

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  1. 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 337
  2. 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
  3. 2022Physics-Informed Machine Learning: A Survey on Problems, Methods and Applicationscited by 88
  4. 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systemscited by 77
  5. 2022Saute RL: Almost Surely Safe Reinforcement Learning Using State Augmentationcited by 63
  6. 2021Learning to Synthesize Programs as Interpretable and Generalizable Policiescited by 59
  7. 2023State-wise Safe Reinforcement Learning: A Surveycited by 48
  8. 2021Safe Reinforcement Learning Using Advantage-Based Interventioncited by 45
  9. 2021Safe Reinforcement Learning Using Robust Control Barrier Functionscited by 44
  10. 2021Safety and Liveness Guarantees through Reach-Avoid Reinforcement Learningcited by 43
  11. 2024A Survey of Constraint Formulations in Safe Reinforcement Learningcited by 42
  12. 2021CROP: Certifying Robust Policies for Reinforcement Learning through Functional Smoothingcited by 41
38 more
  1. 2021How to Certify Machine Learning Based Safety-critical Systems? A Systematic Literature Reviewcited by 36
  2. 2020Imitation Learning with Stability and Safety Guaranteescited by 34
  3. 2021A Dual Approach to Constrained Markov Decision Processes with Entropy Regularizationcited by 33
  4. 2022A System-Level View on Out-of-Distribution Data in Roboticscited by 33
  5. 2022Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarkingcited by 31
  6. 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failurescited by 30
  7. 2022Safe Reinforcement Learning for Legged Locomotioncited by 29
  8. 2021Mitigating Covariate Shift in Imitation Learning via Offline Data Without Great Coveragecited by 26
  9. 2021Hard Choices in Artificial Intelligencecited by 26
  10. 2022Convergence and sample complexity of natural policy gradient primal-dual methods for constrained MDPscited by 26
  11. 2021Safe Pontryagin Differentiable Programmingcited by 25
  12. 2022Sim-to-Lab-to-Real: Safe Reinforcement Learning with Shielding and Generalization Guaranteescited by 24
  13. 2022ISAACS: Iterative Soft Adversarial Actor-Critic for Safetycited by 24
  14. 2023Concrete Problems in AI Safety, Revisitedcited by 21
  15. 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Processcited by 18
  16. 2022System Safety and Artificial Intelligencecited by 18
  17. 2021A Provably-Efficient Model-Free Algorithm for Constrained Markov Decision Processescited by 17
  18. 2023Robust Control for Dynamical Systems With Non-Gaussian Noise via Formal Abstractionscited by 16
  19. 2022Safe Reinforcement Learning of Dynamic High-Dimensional Robotic Tasks: Navigation, Manipulation, Interactioncited by 15
  20. 2021Data-Driven Reachability Analysis from Noisy Datacited by 14
  21. 2021PC-MLP: Model-based Reinforcement Learning with Policy Cover Guided Explorationcited by 14
  22. 2021Safe Autonomous Racing via Approximate Reachability on Ego-visioncited by 13
  23. 2021Sampling-Based Robust Control of Autonomous Systems with Non-Gaussian Noisecited by 13
  24. 2023Active Uncertainty Reduction for Safe and Efficient Interaction Planning: A Shielding-Aware Dual Control Approachcited by 13
  25. 2023Provably Efficient Generalized Lagrangian Policy Optimization for Safe Multi-Agent Reinforcement Learningcited by 13
  26. 2021Safe Reinforcement Learning Using Robust Action Governorcited by 12
  27. 2021Risk-averse autonomous systems: A brief history and recent developments from the perspective of optimal controlcited by 12
  28. 2024Safe Reinforcement Learning on the Constraint Manifold: Theory and Applicationscited by 12
  29. 2025A Survey of Safe Reinforcement Learning and Constrained MDPs: A Technical Survey on Single-Agent and Multi-Agent Safetycited by 12
  30. 2021Policy Gradient Bayesian Robust Optimization for Imitation Learningcited by 11
  31. 2021Provably Efficient Generative Adversarial Imitation Learning for Online and Offline Setting with Linear Function Approximationcited by 11
  32. 2022Near-Optimal Multi-Agent Learning for Safe Coverage Controlcited by 11
  33. 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 11
  34. 2021Scalable Learning of Safety Guarantees for Autonomous Systems using Hamilton-Jacobi Reachabilitycited by 10
  35. 2021Dual Online Stein Variational Inference for Control and Dynamicscited by 10
  36. 2021Safe Adaptive Learning-based Control for Constrained Linear Quadratic Regulators with Regret Guaranteescited by 10
  37. 2022SafeAPT: Safe Simulation-to-Real Robot Learning using Diverse Policies Learned in Simulationcited by 10
  38. 2022Correct-by-Construction Runtime Enforcement in AI -- A Surveycited by 10

50 most cited of 150 All 150 (JSON)