A General Safety Framework for Learning-Based Control in Uncertain Robotic Systems
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Abstract (arXiv)
The proven efficacy of learning-based control schemes strongly motivates their application to robotic systems operating in the physical world. However, guaranteeing correct operation during the learning process is currently an unresolved issue, which is of vital importance in safety-critical systems. We propose a general safety framework based on Hamilton-Jacobi reachability methods that can work in conjunction with an arbitrary learning algorithm. The method exploits approximate knowledge of the system dynamics to guarantee constraint satisfaction while minimally interfering with the learning process. We further introduce a Bayesian mechanism that refines the safety analysis as the system acquires new evidence, reducing initial conservativeness when appropriate while strengthening guarantees through real-time validation. The result is a least-restrictive, safety-preserving control law that intervenes only when (a) the computed safety guarantees require it, or (b) confidence in the computed guarantees decays in light of new observations. We prove theoretical safety guarantees combining probabilistic and worst-case analysis and demonstrate the proposed framework experimentally on a quadrotor vehicle. Even though safety analysis is based on a simple point-mass model, the quadrotor successfully arrives at a suitable controller by policy-gradient reinforcement learning without ever crashing, and safely retracts away from a strong external disturbance introduced during flight.
Key facts. Cited by 150 papers in the map (data through 7 Oct 2026). First posted on arXiv 3 May 2017.
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Citing papers per year: 2018: 1; 2019: 0; 2020: 1; 2021: 44; 2022: 29; 2023: 21; 2024: 22; 2025: 14; 2026: 18.
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- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 337
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2022Physics-Informed Machine Learning: A Survey on Problems, Methods and Applicationscited by 88
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- 2022Saute RL: Almost Surely Safe Reinforcement Learning Using State Augmentationcited by 63
- 2021Learning to Synthesize Programs as Interpretable and Generalizable Policiescited by 59
- 2023State-wise Safe Reinforcement Learning: A Surveycited by 48
- 2021Safe Reinforcement Learning Using Advantage-Based Interventioncited by 45
- 2021Safe Reinforcement Learning Using Robust Control Barrier Functionscited by 44
- 2021Safety and Liveness Guarantees through Reach-Avoid Reinforcement Learningcited by 43
- 2024A Survey of Constraint Formulations in Safe Reinforcement Learningcited by 42
- 2021CROP: Certifying Robust Policies for Reinforcement Learning through Functional Smoothingcited by 41
38 more
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- 2020Imitation Learning with Stability and Safety Guaranteescited by 34
- 2021A Dual Approach to Constrained Markov Decision Processes with Entropy Regularizationcited by 33
- 2022A System-Level View on Out-of-Distribution Data in Roboticscited by 33
- 2022Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarkingcited by 31
- 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failurescited by 30
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- 2022ISAACS: Iterative Soft Adversarial Actor-Critic for Safetycited by 24
- 2023Concrete Problems in AI Safety, Revisitedcited by 21
- 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Processcited by 18
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- 2021A Provably-Efficient Model-Free Algorithm for Constrained Markov Decision Processescited by 17
- 2023Robust Control for Dynamical Systems With Non-Gaussian Noise via Formal Abstractionscited by 16
- 2022Safe Reinforcement Learning of Dynamic High-Dimensional Robotic Tasks: Navigation, Manipulation, Interactioncited by 15
- 2021Data-Driven Reachability Analysis from Noisy Datacited by 14
- 2021PC-MLP: Model-based Reinforcement Learning with Policy Cover Guided Explorationcited by 14
- 2021Safe Autonomous Racing via Approximate Reachability on Ego-visioncited by 13
- 2021Sampling-Based Robust Control of Autonomous Systems with Non-Gaussian Noisecited by 13
- 2023Active Uncertainty Reduction for Safe and Efficient Interaction Planning: A Shielding-Aware Dual Control Approachcited by 13
- 2023Provably Efficient Generalized Lagrangian Policy Optimization for Safe Multi-Agent Reinforcement Learningcited by 13
- 2021Safe Reinforcement Learning Using Robust Action Governorcited by 12
- 2021Risk-averse autonomous systems: A brief history and recent developments from the perspective of optimal controlcited by 12
- 2024Safe Reinforcement Learning on the Constraint Manifold: Theory and Applicationscited by 12
- 2025A Survey of Safe Reinforcement Learning and Constrained MDPs: A Technical Survey on Single-Agent and Multi-Agent Safetycited by 12
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- 2021Provably Efficient Generative Adversarial Imitation Learning for Online and Offline Setting with Linear Function Approximationcited by 11
- 2022Near-Optimal Multi-Agent Learning for Safe Coverage Controlcited by 11
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 11
- 2021Scalable Learning of Safety Guarantees for Autonomous Systems using Hamilton-Jacobi Reachabilitycited by 10
- 2021Dual Online Stein Variational Inference for Control and Dynamicscited by 10
- 2021Safe Adaptive Learning-based Control for Constrained Linear Quadratic Regulators with Regret Guaranteescited by 10
- 2022SafeAPT: Safe Simulation-to-Real Robot Learning using Diverse Policies Learned in Simulationcited by 10
- 2022Correct-by-Construction Runtime Enforcement in AI -- A Surveycited by 10
50 most cited of 150 All 150 (JSON)
- 2026LEAP-CBF: A Safety Filter for Uncertain Systems with Least-Effort Adversarial Potentials23 Sep 2026
- 2026Large Language Models in the Loop: A Stability- and Network-Aware Survey in Networked Control, Cyber-Physical, and Multi-Agent Systems15 Sep 2026
- 2026Humanoid Safe Stop via Learned Stoppability Value2 Sep 2026
- 2026Topological Feasibility Guarantees for Differentiable Predictive Control11 Aug 2026
- 2026Shielding for Higher-Order Safety4 Aug 2026
- 2026When Can Safe Controllers Adapt? Information before Commitment18 Jul 2026
- 2026Robust Peak-cost Constrained Reinforcement Learning16 Jul 2026
- 2026Directional Constraints for Efficient Exploration in Safe Reinforcement Learning14 Jul 2026
- 2026Safe Reinforcement Learning using Ideas from Model Predictive Control8 Jul 2026
- 2026Pixels to Proofs: Probabilistically-Safe Latent World Model Control via Parallel Conformal Robust MPC14 Jun 2026
- 2026Dyna-Style Safety Augmented Reinforcement Learning: Staying Safe in the Face of Uncertainty28 Apr 2026
- 2026Safe Control using Learned Safety Filters and Adaptive Conformal Inference20 Apr 2026
38 more
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- 2026On the Equilibrium between Feasible Zone and Uncertain Model in Safe Exploration31 Jan 2026
- 2025Predictive Safety Shield for Dyna-Q Reinforcement Learning26 Nov 2025
- 2025Probabilistic Safety Guarantee for Stochastic Control Systems Using Average Reward MDPs11 Nov 2025
- 2025From Demonstrations to Safe Deployment: Path-Consistent Safety Filtering for Diffusion Policies9 Nov 2025
- 2025How Well Do Latent World Models Understand Partially Observable Safety Constraints?7 Oct 2025
- 2025Incentivizing Safer Actions in Policy Optimization for Constrained Reinforcement Learning11 Sep 2025
- 2025Safely Learning Controlled Stochastic Dynamics3 Jun 2025
- 2025Accelerated Learning with Linear Temporal Logic using Differentiable Simulation1 Jun 2025
- 2025A Survey of Safe Reinforcement Learning and Constrained MDPs: A Technical Survey on Single-Agent and Multi-Agent Safety22 May 2025
- 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failures1 May 2025
- 2025Learning Isometric Embeddings of Road Networks using Multidimensional Scaling24 Apr 2025
- 2025Data-Driven Safety Verification using Barrier Certificates and Matrix Zonotopes1 Apr 2025
- 2025Actor-Critic Cooperative Compensation to Model Predictive Control for Off-Road Autonomous Vehicles Under Unknown Dynamics1 Mar 2025
- 2025Safety Must Precede the Deployment of Open-Ended AI6 Feb 2025
- 2025Stability Enhancement in Reinforcement Learning via Adaptive Control Lyapunov Function18 Jan 2025
- 2024Q-learning-based Model-free Safety Filter29 Nov 2024
- 2024Recursive Gaussian Process State Space Model22 Nov 2024
- 2024Absolute State-wise Constrained Policy Optimization: High-Probability State-wise Constraints Satisfaction2 Oct 2024
- 2024MAGICS: Adversarial RL with Minimax Actors Guided by Implicit Critic Stackelberg for Convergent Neural Synthesis of Robot Safety20 Sep 2024
- 2024Bridging the gap between Learning-to-plan, Motion Primitives and Safe Reinforcement Learning26 Aug 2024
- 2024Reinforcement Learning Compensated Model Predictive Control for Off-road Driving on Unknown Deformable Terrain17 Aug 2024
- 2024MORTAR: A Model-based Runtime Action Repair Framework for AI-enabled Cyber-Physical Systems7 Aug 2024
- 2024A Safe Exploration Strategy for Model-free Task Adaptation in Safety-constrained Grid Environments2 Aug 2024
- 2024Bayesian meta learning for trustworthy uncertainty quantification27 Jul 2024
- 2024Statistical Reachability Analysis of Stochastic Cyber-Physical Systems under Distribution Shift16 Jul 2024
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Survey12 Jul 2024
- 2024Diffusion Models for Offline Multi-agent Reinforcement Learning with Safety Constraints30 Jun 2024
- 2024GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Model6 Jun 2024
- 2024Investigating the Impact of Choice on Deep Reinforcement Learning for Space Controls20 May 2024
- 2024Future Aware Safe Active Learning of Time Varying Systems using Gaussian Processes17 May 2024
- 2024Implicit Safe Set Algorithm for Provably Safe Reinforcement Learning4 May 2024
- 2024Constrained Reinforcement Learning Under Model Mismatch2 May 2024
- 2024Safe Reinforcement Learning on the Constraint Manifold: Theory and Applications13 Apr 2024
50 newest of 150 All 150 (JSON)
- 2020Imitation Learning with Stability and Safety Guaranteescited by 34
- 2021Mitigating Covariate Shift in Imitation Learning via Offline Data Without Great Coveragecited by 26
- 2021Policy Gradient Bayesian Robust Optimization for Imitation Learningcited by 11
- 2021Provably Efficient Generative Adversarial Imitation Learning for Online and Offline Setting with Linear Function Approximationcited by 11
- 2018Constraint Estimation and Derivative-Free Recovery for Robot Learning from Demonstrationscited by 0
- 2021Provably Efficient Generative Adversarial Imitation Learning for Online and Offline Setting with Linear Function Approximation19 Aug 2021
- 2021Policy Gradient Bayesian Robust Optimization for Imitation Learning11 Jun 2021
- 2021Mitigating Covariate Shift in Imitation Learning via Offline Data Without Great Coverage6 Jun 2021
- 2020Imitation Learning with Stability and Safety Guarantees16 Dec 2020
- 2018Constraint Estimation and Derivative-Free Recovery for Robot Learning from Demonstrations31 Jan 2018
- 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failurescited by 30
- 2026Pixels to Proofs: Probabilistically-Safe Latent World Model Control via Parallel Conformal Robust MPCcited by 2
- 2025How Well Do Latent World Models Understand Partially Observable Safety Constraints?cited by 0
- 2026Safe Urban Traffic Control via Uncertainty-Aware Conformal Prediction and World-Model Reinforcement Learningcited by 0
- 2026Pixels to Proofs: Probabilistically-Safe Latent World Model Control via Parallel Conformal Robust MPC14 Jun 2026
- 2026Safe Urban Traffic Control via Uncertainty-Aware Conformal Prediction and World-Model Reinforcement Learning4 Feb 2026
- 2025How Well Do Latent World Models Understand Partially Observable Safety Constraints?7 Oct 2025
- 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failures1 May 2025
- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 337
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2022Physics-Informed Machine Learning: A Survey on Problems, Methods and Applicationscited by 88
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systemscited by 77
- 2022Saute RL: Almost Surely Safe Reinforcement Learning Using State Augmentationcited by 63
- 2021Learning to Synthesize Programs as Interpretable and Generalizable Policiescited by 59
- 2023State-wise Safe Reinforcement Learning: A Surveycited by 48
- 2021Safe Reinforcement Learning Using Advantage-Based Interventioncited by 45
- 2021Safe Reinforcement Learning Using Robust Control Barrier Functionscited by 44
- 2021Safety and Liveness Guarantees through Reach-Avoid Reinforcement Learningcited by 43
- 2024A Survey of Constraint Formulations in Safe Reinforcement Learningcited by 42
- 2021CROP: Certifying Robust Policies for Reinforcement Learning through Functional Smoothingcited by 41
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- 2026LEAP-CBF: A Safety Filter for Uncertain Systems with Least-Effort Adversarial Potentials23 Sep 2026
- 2026Humanoid Safe Stop via Learned Stoppability Value2 Sep 2026
- 2026Topological Feasibility Guarantees for Differentiable Predictive Control11 Aug 2026
- 2026Shielding for Higher-Order Safety4 Aug 2026
- 2026When Can Safe Controllers Adapt? Information before Commitment18 Jul 2026
- 2026Robust Peak-cost Constrained Reinforcement Learning16 Jul 2026
- 2026Directional Constraints for Efficient Exploration in Safe Reinforcement Learning14 Jul 2026
- 2026Safe Reinforcement Learning using Ideas from Model Predictive Control8 Jul 2026
- 2026Dyna-Style Safety Augmented Reinforcement Learning: Staying Safe in the Face of Uncertainty28 Apr 2026
- 2026Safe Control using Learned Safety Filters and Adaptive Conformal Inference20 Apr 2026
- 2026Fundamental Limits of Man-in-the-Middle Attack Detection in Model-Free Reinforcement Learning29 Mar 2026
- 2026Embodied Foundation Models at the Edge: A Survey of Deployment Constraints and Mitigation Strategies16 Mar 2026
12 newest of 136 All 136 (JSON)