Safe Continuous Control with Constrained Model-Based Policy Optimization
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Abstract (arXiv)
The applicability of reinforcement learning (RL) algorithms in real-world domains often requires adherence to safety constraints, a need difficult to address given the asymptotic nature of the classic RL optimization objective. In contrast to the traditional RL objective, safe exploration considers the maximization of expected returns under safety constraints expressed in expected cost returns. We introduce a model-based safe exploration algorithm for constrained high-dimensional control to address the often prohibitively high sample complexity of model-free safe exploration algorithms. Further, we provide theoretical and empirical analyses regarding the implications of model-usage on constrained policy optimization problems and introduce a practical algorithm that accelerates policy search with model-generated data. The need for accurate estimates of a policy's constraint satisfaction is in conflict with accumulating model-errors. We address this issue by quantifying model-uncertainty as the expected Kullback-Leibler divergence between predictions of an ensemble of probabilistic dynamics models and constrain this error-measure, resulting in an adaptive resampling scheme and dynamically limited rollout horizons. We evaluate this approach on several simulated constrained robot locomotion tasks with high-dimensional action- and state-spaces. Our empirical studies find that our algorithm reaches model-free performances with a 10-20 fold reduction of training samples while maintaining approximate constraint satisfaction levels of model-free methods.
Key facts. Cited by 17 papers in the map (data through 7 Oct 2026). Builds on 18 of its 31 references that are in the map. First posted on arXiv 14 Apr 2021.
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18 of 31 references.
References · 18
- 2018Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actorcited by 4,635
- 2016Simple and Scalable Predictive Uncertainty Estimation using Deep Ensemblescited by 3,888
- 2015Trust Region Policy Optimizationcited by 2,503
- 2018Addressing Function Approximation Error in Actor-Critic Methodscited by 2,302
- 2015High-Dimensional Continuous Control Using Generalized Advantage Estimationcited by 1,916
- 2017Constrained Policy Optimizationcited by 928
- 2019When to Trust Your Model: Model-Based Policy Optimizationcited by 753
- 2018Deep Reinforcement Learning in a Handful of Trials using Probabilistic Dynamics Modelscited by 748
- 2018Learning Dexterous In-Hand Manipulationcited by 643
- 2017Safe Model-based Reinforcement Learning with Stability Guaranteescited by 347
- 2015Risk-Constrained Reinforcement Learning with Percentile Risk Criteriacited by 320
- 2019Emergent Tool Use From Multi-Agent Autocurriculacited by 308
6 more
- 2018A Lyapunov-based Approach to Safe Reinforcement Learningcited by 278
- 2018Safe Exploration in Continuous Action Spacescited by 237
- 2018Model-Ensemble Trust-Region Policy Optimizationcited by 214
- 2020Projection-Based Constrained Policy Optimizationcited by 195
- 2018Deep Reinforcement Learning and the Deadly Triadcited by 170
- 2018Learning-based Model Predictive Control for Safe Explorationcited by 116
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Citing papers per year: 2021: 2; 2022: 7; 2023: 3; 2024: 2; 2025: 3.
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- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2022Safe Reinforcement Learning by Imagining the Near Futurecited by 67
- 2022Constrained Policy Optimization via Bayesian World Modelscited by 55
- 2021Learning Barrier Certificates: Towards Safe Reinforcement Learning with Zero Training-time Violationscited by 36
- 2021Multi-Agent Constrained Policy Optimisationcited by 32
- 2022When to Ask for Help: Proactive Interventions in Autonomous Reinforcement Learningcited by 20
- 2022CUP: A Conservative Update Policy Algorithm for Safe Reinforcement Learningcited by 16
- 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificatecited by 16
- 2022Safe Reinforcement Learning From Pixels Using a Stochastic Latent Representationcited by 11
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfercited by 8
- 2025PIGDreamer: Privileged Information Guided World Models for Safe Partially Observable Reinforcement Learningcited by 7
- 2023Value Functions are Control Barrier Functions: Verification of Safe Policies using Control Theorycited by 5
5 more
- 2023Reinforcement Learning by Guided Safe Explorationcited by 5
- 2023Approximate Shielding of Atari Agents for Safe Explorationcited by 2
- 2024Q-learning-based Model-free Safety Filtercited by 1
- 2025Safe and Near-Optimal Control with Online Dynamics Learningcited by 1
- 2024Constrained Meta Agnostic Reinforcement Learningcited by 0
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfer23 Sep 2025
- 2025Safe and Near-Optimal Control with Online Dynamics Learning20 Sep 2025
- 2025PIGDreamer: Privileged Information Guided World Models for Safe Partially Observable Reinforcement Learning4 Aug 2025
- 2024Q-learning-based Model-free Safety Filter29 Nov 2024
- 2024Constrained Meta Agnostic Reinforcement Learning20 Jun 2024
- 2023Reinforcement Learning by Guided Safe Exploration26 Jul 2023
- 2023Value Functions are Control Barrier Functions: Verification of Safe Policies using Control Theory6 Jun 2023
- 2023Approximate Shielding of Atari Agents for Safe Exploration21 Apr 2023
- 2022When to Ask for Help: Proactive Interventions in Autonomous Reinforcement Learning19 Oct 2022
- 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificate14 Oct 2022
- 2022Safe Reinforcement Learning From Pixels Using a Stochastic Latent Representation2 Oct 2022
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applications20 May 2022
5 more
- 2022Safe Reinforcement Learning by Imagining the Near Future15 Feb 2022
- 2022CUP: A Conservative Update Policy Algorithm for Safe Reinforcement Learning15 Feb 2022
- 2022Constrained Policy Optimization via Bayesian World Models24 Jan 2022
- 2021Multi-Agent Constrained Policy Optimisation6 Oct 2021
- 2021Learning Barrier Certificates: Towards Safe Reinforcement Learning with Zero Training-time Violations4 Aug 2021
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2022Safe Reinforcement Learning by Imagining the Near Futurecited by 67
- 2021Learning Barrier Certificates: Towards Safe Reinforcement Learning with Zero Training-time Violationscited by 36
- 2021Multi-Agent Constrained Policy Optimisationcited by 32
- 2022When to Ask for Help: Proactive Interventions in Autonomous Reinforcement Learningcited by 20
- 2022CUP: A Conservative Update Policy Algorithm for Safe Reinforcement Learningcited by 16
- 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificatecited by 16
- 2022Safe Reinforcement Learning From Pixels Using a Stochastic Latent Representationcited by 11
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfercited by 8
- 2023Value Functions are Control Barrier Functions: Verification of Safe Policies using Control Theorycited by 5
- 2023Reinforcement Learning by Guided Safe Explorationcited by 5
- 2023Approximate Shielding of Atari Agents for Safe Explorationcited by 2
12 most cited of 15 All 15 (JSON)
- 2025SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfer23 Sep 2025
- 2025Safe and Near-Optimal Control with Online Dynamics Learning20 Sep 2025
- 2024Q-learning-based Model-free Safety Filter29 Nov 2024
- 2024Constrained Meta Agnostic Reinforcement Learning20 Jun 2024
- 2023Reinforcement Learning by Guided Safe Exploration26 Jul 2023
- 2023Value Functions are Control Barrier Functions: Verification of Safe Policies using Control Theory6 Jun 2023
- 2023Approximate Shielding of Atari Agents for Safe Exploration21 Apr 2023
- 2022When to Ask for Help: Proactive Interventions in Autonomous Reinforcement Learning19 Oct 2022
- 2022Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificate14 Oct 2022
- 2022Safe Reinforcement Learning From Pixels Using a Stochastic Latent Representation2 Oct 2022
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applications20 May 2022
- 2022Safe Reinforcement Learning by Imagining the Near Future15 Feb 2022
12 newest of 15 All 15 (JSON)
Similar, not cited
Close in wording, no citation either way
- 2026Imagine to Ensure Safety in Hierarchical Reinforcement Learning
- 2024Safe Exploration Using Bayesian World Models and Log-Barrier Optimization
- 2025Safe Planning and Policy Optimization via World Model Learning
- 2026Beyond Hard Constraints: Budget-Conditioned Reachability For Safe Offline Reinforcement Learning
- 2025Exchange Policy Optimization Algorithm for Semi-Infinite Safe Reinforcement Learning
- 2025Don't Trade Off Safety: Diffusion Regularization for Constrained Offline RL
- 2026Safe Reinforcement Learning with Preference-based Constraint Inference
- 2024FOSP: Fine-tuning Offline Safe Policy through World Models