Safe Model-Based Reinforcement Learning with an Uncertainty-Aware Reachability Certificate
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Abstract (arXiv)
Safe reinforcement learning (RL) that solves constraint-satisfactory policies provides a promising way to the broader safety-critical applications of RL in real-world problems such as robotics. Among all safe RL approaches, model-based methods reduce training time violations further due to their high sample efficiency. However, lacking safety robustness against the model uncertainties remains an issue in safe model-based RL, especially in training time safety. In this paper, we propose a distributional reachability certificate (DRC) and its Bellman equation to address model uncertainties and characterize robust persistently safe states. Furthermore, we build a safe RL framework to resolve constraints required by the DRC and its corresponding shield policy. We also devise a line search method to maintain safety and reach higher returns simultaneously while leveraging the shield policy. Comprehensive experiments on classical benchmarks such as constrained tracking and navigation indicate that the proposed algorithm achieves comparable returns with much fewer constraint violations during training.
Key facts. Cited by 16 papers in the map (data through 7 Oct 2026). Builds on 34 of its 55 references that are in the map. First posted on arXiv 14 Oct 2022.
Builds on
34 of 55 references.
References · 34
- 2018Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actorcited by 4,635
- 2016OpenAI Gymcited by 1,684
- 2019Dream to Control: Learning Behaviors by Latent Imaginationcited by 1,598
- 2018Learning Latent Dynamics for Planning from Pixelscited by 1,221
- 2017Constrained Policy Optimizationcited by 928
- 2019When to Trust Your Model: Model-Based Policy Optimizationcited by 753
- 2018Deep Reinforcement Learning in a Handful of Trials using Probabilistic Dynamics Modelscited by 748
- 2017A Distributional Perspective on Reinforcement Learningcited by 743
- 2018Reward Constrained Policy Optimizationcited by 397
- 2015Risk-Constrained Reinforcement Learning with Percentile Risk Criteriacited by 320
- 2020Projection-Based Constrained Policy Optimizationcited by 195
- 2020Recovery RL: Safe Reinforcement Learning with Learned Recovery Zonescited by 156
22 more
- 2019Constrained Reinforcement Learning Has Zero Duality Gapcited by 144
- 2018Algorithmic Framework for Model-based Deep Reinforcement Learning with Theoretical Guaranteescited by 138
- 2020Conservative Safety Critics for Explorationcited by 107
- 2021Safe Nonlinear Control Using Robust Neural Lyapunov-Barrier Functionscited by 91
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Citing papers per year: 2023: 3; 2024: 5; 2025: 3; 2026: 5.
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- 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Modelcited by 62
- 2023Iterative Reachability Estimation for Safe Reinforcement Learningcited by 33
- 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failurescited by 30
- 2023A Human-Centered Safe Robot Reinforcement Learning Framework with Interactive Behaviorscited by 13
- 2024FREA: Feasibility-Guided Generation of Safety-Critical Scenarios with Reasonable Adversarialitycited by 13
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 11
- 2026Biased Dreams: Limitations to Epistemic Uncertainty Quantification in Latent Dynamics Modelscited by 5
- 2023Feasible Policy Iteration for Safe Reinforcement Learningcited by 4
- 2024FOSP: Fine-tuning Offline Safe Policy through World Modelscited by 3
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulationscited by 2
- 2024Policy Bifurcation in Safe Reinforcement Learningcited by 1
- 2025LaMOuR: Leveraging Language Models for Out-of-Distribution Recovery in Reinforcement Learningcited by 1
4 more
- 2026Augmented Lagrangian Multiplier Network for State-wise Safety in Reinforcement Learningcited by 1
- 2026On the Equilibrium between Feasible Zone and Uncertain Model in Safe Explorationcited by 0
- 2026Conformal Reachability for Safe Control in Unknown Environmentscited by 0
- 2026Towards Trustworthy Embodied Intelligence: A Systems Framework and Graded Trustworthiness Levelscited by 0
- 2026Towards Trustworthy Embodied Intelligence: A Systems Framework and Graded Trustworthiness Levels28 Jul 2026
- 2026Augmented Lagrangian Multiplier Network for State-wise Safety in Reinforcement Learning1 May 2026
- 2026Biased Dreams: Limitations to Epistemic Uncertainty Quantification in Latent Dynamics Models28 Apr 2026
- 2026Conformal Reachability for Safe Control in Unknown Environments3 Feb 2026
- 2026On the Equilibrium between Feasible Zone and Uncertain Model in Safe Exploration31 Jan 2026
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulations19 Jun 2025
- 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failures1 May 2025
- 2025LaMOuR: Leveraging Language Models for Out-of-Distribution Recovery in Reinforcement Learning21 Mar 2025
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Survey12 Jul 2024
- 2024FOSP: Fine-tuning Offline Safe Policy through World Models6 Jul 2024
- 2024FREA: Feasibility-Guided Generation of Safety-Critical Scenarios with Reasonable Adversariality5 Jun 2024
- 2024Policy Bifurcation in Safe Reinforcement Learning19 Mar 2024
4 more
- 2024Safe Offline Reinforcement Learning with Feasibility-Guided Diffusion Model19 Jan 2024
- 2023Iterative Reachability Estimation for Safe Reinforcement Learning24 Sep 2023
- 2023Feasible Policy Iteration for Safe Reinforcement Learning18 Apr 2023
- 2023A Human-Centered Safe Robot Reinforcement Learning Framework with Interactive Behaviors25 Feb 2023
- 2023Iterative Reachability Estimation for Safe Reinforcement Learningcited by 33
- 2023A Human-Centered Safe Robot Reinforcement Learning Framework with Interactive Behaviorscited by 13
- 2024FREA: Feasibility-Guided Generation of Safety-Critical Scenarios with Reasonable Adversarialitycited by 13
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 11
- 2026Biased Dreams: Limitations to Epistemic Uncertainty Quantification in Latent Dynamics Modelscited by 5
- 2023Feasible Policy Iteration for Safe Reinforcement Learningcited by 4
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulationscited by 2
- 2024Policy Bifurcation in Safe Reinforcement Learningcited by 1
- 2025LaMOuR: Leveraging Language Models for Out-of-Distribution Recovery in Reinforcement Learningcited by 1
- 2026Augmented Lagrangian Multiplier Network for State-wise Safety in Reinforcement Learningcited by 1
- 2026On the Equilibrium between Feasible Zone and Uncertain Model in Safe Explorationcited by 0
- 2026Conformal Reachability for Safe Control in Unknown Environmentscited by 0
12 most cited of 13 All 13 (JSON)
- 2026Towards Trustworthy Embodied Intelligence: A Systems Framework and Graded Trustworthiness Levels28 Jul 2026
- 2026Augmented Lagrangian Multiplier Network for State-wise Safety in Reinforcement Learning1 May 2026
- 2026Biased Dreams: Limitations to Epistemic Uncertainty Quantification in Latent Dynamics Models28 Apr 2026
- 2026Conformal Reachability for Safe Control in Unknown Environments3 Feb 2026
- 2026On the Equilibrium between Feasible Zone and Uncertain Model in Safe Exploration31 Jan 2026
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulations19 Jun 2025
- 2025LaMOuR: Leveraging Language Models for Out-of-Distribution Recovery in Reinforcement Learning21 Mar 2025
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Survey12 Jul 2024
- 2024FREA: Feasibility-Guided Generation of Safety-Critical Scenarios with Reasonable Adversariality5 Jun 2024
- 2024Policy Bifurcation in Safe Reinforcement Learning19 Mar 2024
- 2023Iterative Reachability Estimation for Safe Reinforcement Learning24 Sep 2023
- 2023Feasible Policy Iteration for Safe Reinforcement Learning18 Apr 2023
12 newest of 13 All 13 (JSON)