Spectral Bias and Task-Model Alignment Explain Generalization in Kernel Regression and Infinitely Wide Neural Networks
On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods
Abstract (arXiv)
Generalization beyond a training dataset is a main goal of machine learning, but theoretical understanding of generalization remains an open problem for many models. The need for a new theory is exacerbated by recent observations in deep neural networks where overparameterization leads to better performance, contradicting the conventional wisdom from classical statistics. In this paper, we investigate generalization error for kernel regression, which, besides being a popular machine learning method, also includes infinitely overparameterized neural networks trained with gradient descent. We use techniques from statistical mechanics to derive an analytical expression for generalization error applicable to any kernel or data distribution. We present applications of our theory to real and synthetic datasets, and for many kernels including those that arise from training deep neural networks in the infinite-width limit. We elucidate an inductive bias of kernel regression to explain data with "simple functions", which are identified by solving a kernel eigenfunction problem on the data distribution. This notion of simplicity allows us to characterize whether a kernel is compatible with a learning task, facilitating good generalization performance from a small number of training examples. We show that more data may impair generalization when noisy or not expressible by the kernel, leading to non-monotonic learning curves with possibly many peaks. To further understand these phenomena, we turn to the broad class of rotation invariant kernels, which is relevant to training deep neural networks in the infinite-width limit, and present a detailed mathematical analysis of them when data is drawn from a spherically symmetric distribution and the number of input dimensions is large.
Key facts. Cited by 166 papers in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 43 of its 103 references that are in the map. First posted on arXiv 23 Jun 2020.
Builds on
43 of 103 references.
References · 43
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Citing papers per year: 2021: 18; 2022: 27; 2023: 32; 2024: 31; 2025: 31; 2026: 27.
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- 2026Constitutional Midtraining: Content Presence Drives Alignment Gains29 Jul 2026
- 2026Statevector-to-Hardware Reconstruction of a Four-Qubit ZZ Quantum Kernel: A Single-Backend Case Study of Three Execution Jobs22 Jul 2026
- 2026Statistical Properties of Training & Generalization18 Jun 2026
- 2026Spectral Reach: Understanding Neural Scaling as Progress into the Spectral Tail29 May 2026
- 2026Kernel Renormalization in Bayesian Deep Neural Networks: the Equivalent Wishart Ansatz in the Proportional Regime28 May 2026
- 2026Label-NTK Alignments and A Tighter Convergence Bound in the NTK Regime24 May 2026
- 2026A mathematical theory of balancing relational generalization and memorization21 May 2026
- 2026A Boundary-Layer Mechanism for One-Third Scaling in Online Softmax Classification21 May 2026
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