mlsanityData to 7 Oct 2026

Spectral Bias and Task-Model Alignment Explain Generalization in Kernel Regression and Infinitely Wide Neural Networks

arXiv 2006.13198 ↗First posted 23 Jun 2020stat.ML cond-mat.dis-nn cs.LGcited by 166

On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods

Abstract (arXiv)

Generalization beyond a training dataset is a main goal of machine learning, but theoretical understanding of generalization remains an open problem for many models. The need for a new theory is exacerbated by recent observations in deep neural networks where overparameterization leads to better performance, contradicting the conventional wisdom from classical statistics. In this paper, we investigate generalization error for kernel regression, which, besides being a popular machine learning method, also includes infinitely overparameterized neural networks trained with gradient descent. We use techniques from statistical mechanics to derive an analytical expression for generalization error applicable to any kernel or data distribution. We present applications of our theory to real and synthetic datasets, and for many kernels including those that arise from training deep neural networks in the infinite-width limit. We elucidate an inductive bias of kernel regression to explain data with "simple functions", which are identified by solving a kernel eigenfunction problem on the data distribution. This notion of simplicity allows us to characterize whether a kernel is compatible with a learning task, facilitating good generalization performance from a small number of training examples. We show that more data may impair generalization when noisy or not expressible by the kernel, leading to non-monotonic learning curves with possibly many peaks. To further understand these phenomena, we turn to the broad class of rotation invariant kernels, which is relevant to training deep neural networks in the infinite-width limit, and present a detailed mathematical analysis of them when data is drawn from a spherically symmetric distribution and the number of input dimensions is large.

Key facts. Cited by 166 papers in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 43 of its 103 references that are in the map. First posted on arXiv 23 Jun 2020.

Builds on

43 of 103 references.

References · 43

  1. 2020Scaling Laws for Neural Language Modelscited by 6,411
  2. 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,597
  3. 2016Understanding deep learning requires rethinking generalizationcited by 1,657
  4. 2018On the Spectral Bias of Neural Networkscited by 1,321
  5. 2018Reconciling modern machine learning practice and the bias-variance trade-offcited by 919
  6. 2019Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descentcited by 732
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  8. 2017The Implicit Bias of Gradient Descent on Separable Datacited by 649
  9. 2017Deep Neural Networks as Gaussian Processescited by 617
  10. 2019On Exact Computation with an Infinitely Wide Neural Netcited by 572
  11. 2019Surprises in High-Dimensional Ridgeless Least Squares Interpolationcited by 508
  12. 2019The generalization error of random features regression: Precise asymptotics and double descent curvecited by 410
31 more
  1. 2014In Search of the Real Inductive Bias: On the Role of Implicit Regularization in Deep Learningcited by 339
  2. 2018Gaussian Process Behaviour in Wide Deep Neural Networkscited by 314
  3. 2020Implicit Bias of Gradient Descent for Wide Two-layer Neural Networks Trained with the Logistic Losscited by 267
  4. 2017High-dimensional dynamics of generalization error in neural networkscited by 238
  5. 2020Spectrum Dependent Learning Curves in Kernel Regression and Wide Neural Networkscited by 200
  6. 2018Just Interpolate: Kernel "Ridgeless" Regression Can Generalizecited by 190
  7. 2018To understand deep learning we need to understand kernel learningcited by 186
  8. 2019On the Inductive Bias of Neural Tangent Kernelscited by 177
  9. 2019Towards Understanding the Spectral Bias of Deep Learningcited by 173
  10. 2019Linearized two-layers neural networks in high dimensioncited by 155
  11. 2019Neural Tangents: Fast and Easy Infinite Neural Networks in Pythoncited by 149
  12. 2019Tensor Programs I: Wide Feedforward or Recurrent Neural Networks of Any Architecture are Gaussian Processescited by 148
  13. 2020Generalisation error in learning with random features and the hidden manifold modelcited by 126
  14. 2020Optimal Regularization Can Mitigate Double Descentcited by 107
  15. 2018Overfitting or perfect fitting? Risk bounds for classification and regression rules that interpolatecited by 99
  16. 2018Does data interpolation contradict statistical optimality?cited by 95
  17. 2020Double Trouble in Double Descent : Bias and Variance(s) in the Lazy Regimecited by 95
  18. 2019Scaling description of generalization with number of parameters in deep learningcited by 83
  19. 2020A Random Matrix Analysis of Random Fourier Features: Beyond the Gaussian Kernel, a Precise Phase Transition, and the Corresponding Double Descentcited by 69
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  21. 2020The Recurrent Neural Tangent Kernelcited by 67
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  23. 2020Triple descent and the two kinds of overfitting: Where & why do they appear?cited by 64
  24. 2020Implicit Regularization of Random Feature Modelscited by 54
  25. 2020Kernel Alignment Risk Estimator: Risk Prediction from Training Datacited by 54
  26. 2019Theory of the Frequency Principle for General Deep Neural Networkscited by 45
  27. 2020A Brief Prehistory of Double Descentcited by 44
  28. 2019More Data Can Hurt for Linear Regression: Sample-wise Double Descentcited by 37
  29. 2018Approximation beats concentration? An approximation view on inference with smooth radial kernelscited by 33
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  31. 2019Learning Curves for Deep Neural Networks: A Gaussian Field Theory Perspectivecited by 11

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 18; 2022: 27; 2023: 32; 2024: 31; 2025: 31; 2026: 27.

166 papers.

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  1. 2021Explaining Neural Scaling Lawscited by 353
  2. 2021Neural Networks as Kernel Learners: The Silent Alignment Effectcited by 106
  3. 2024A Dynamical Model of Neural Scaling Lawscited by 105
  4. 2022Self-Consistent Dynamical Field Theory of Kernel Evolution in Wide Neural Networkscited by 104
  5. 2023Grokking as the Transition from Lazy to Rich Training Dynamicscited by 102
  6. 2022A Solvable Model of Neural Scaling Lawscited by 101
  7. 2023A Spectral Condition for Feature Learningcited by 101
  8. 2021Generalization Error Rates in Kernel Regression: The Crossover from the Noiseless to Noisy Regimecited by 95
  9. 2021The Inductive Bias of Quantum Kernelscited by 90
  10. 2022More Than a Toy: Random Matrix Models Predict How Real-World Neural Representations Generalizecited by 87
  11. 2023In-Context Learning through the Bayesian Prismcited by 78
  12. 2023How Two-Layer Neural Networks Learn, One (Giant) Step at a Timecited by 67
38 more
  1. 2021Separation of Scales and a Thermodynamic Description of Feature Learning in Some CNNscited by 53
  2. 2024Scaling and renormalization in high-dimensional regressioncited by 45
  3. 2023Bayes-optimal Learning of Deep Random Networks of Extensive-widthcited by 41
  4. 2021Representation Learning via Quantum Neural Tangent Kernelscited by 40
  5. 2023Feature-Learning Networks Are Consistent Across Widths At Realistic Scalescited by 40
  6. 2022Benign, Tempered, or Catastrophic: A Taxonomy of Overfittingcited by 36
  7. 2023On the Stepwise Nature of Self-Supervised Learningcited by 36
  8. 2022Limitations of the NTK for Understanding Generalization in Deep Learningcited by 34
  9. 2021A self consistent theory of Gaussian Processes captures feature learning effects in finite CNNscited by 33
  10. 2022Bandwidth Enables Generalization in Quantum Kernel Modelscited by 32
  11. 2024Neural Networks Learn Statistics of Increasing Complexitycited by 30
  12. 2023Generalization Ability of Wide Neural Networks on ℝcited by 28
  13. 2023Deep neural networks have an inbuilt Occam's razorcited by 28
  14. 2021Locality defeats the curse of dimensionality in convolutional teacher-student scenarioscited by 26
  15. 2023Generalization in Kernel Regression Under Realistic Assumptionscited by 26
  16. 2021The Eigenlearning Framework: A Conservation Law Perspective on Kernel Regression and Wide Neural Networkscited by 25
  17. 2022On the Activation Function Dependence of the Spectral Bias of Neural Networkscited by 25
  18. 2022The Onset of Variance-Limited Behavior for Networks in the Lazy and Rich Regimescited by 25
  19. 2022Contrasting random and learned features in deep Bayesian linear regressioncited by 24
  20. 2025Pre-training under infinite computecited by 24
  21. 2025Generalization through variance: how noise shapes inductive biases in diffusion modelscited by 23
  22. 2022Precise Learning Curves and Higher-Order Scaling Limits for Dot Product Kernel Regressioncited by 22
  23. 2024Fine-grained Analysis of In-context Linear Estimation: Data, Architecture, and Beyondcited by 22
  24. 2025A Multi-Power Law for Loss Curve Prediction Across Learning Rate Schedulescited by 22
  25. 2021Out-of-Distribution Generalization in Kernel Regressioncited by 21
  26. 2021Learning with convolution and pooling operations in kernel methodscited by 21
  27. 2026There Will Be a Scientific Theory of Deep Learningcited by 21
  28. 2023Local Kernel Renormalization as a mechanism for feature learning in overparametrized Convolutional Neural Networkscited by 19
  29. 2023Six Lectures on Linearized Neural Networkscited by 19
  30. 2024When does compositional structure yield compositional generalization? A kernel theorycited by 19
  31. 2022Sharp Asymptotics of Kernel Ridge Regression Beyond the Linear Regimecited by 18
  32. 2022Overcoming the Spectral Bias of Neural Value Approximationcited by 18
  33. 2026Deriving Neural Scaling Laws from the statistics of natural languagecited by 18
  34. 2022Error Scaling Laws for Kernel Classification under Source and Capacity Conditionscited by 17
  35. 2023More is Better in Modern Machine Learning: when Infinite Overparameterization is Optimal and Overfitting is Obligatorycited by 17
  36. 2022What Can Be Learnt With Wide Convolutional Neural Networks?cited by 16
  37. 2023How connectivity structure shapes rich and lazy learning in neural circuitscited by 15
  38. 2024Loss-to-Loss Prediction: Scaling Laws for All Datasetscited by 15

50 most cited of 166 All 166 (JSON)

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  1. 2026A Theory of Generalization in Deep Learning
  2. 2026Biased Generalization in Diffusion Models
  3. 2026Benign Overfitting Does Not Occur in Diffusion Models
  4. 2026Representation Gap: Explaining the Unreasonable Effectiveness of Neural Networks from a Geometric Perspective
  5. 2026Generalization, memorization, and overfitting for diffusion models trained in the lazy high-dimensional regime
  6. 2026A Training-Time Diagnostic for Generalization via the Log-Alignment Ratio
  7. 2025Data Distributional Properties As Inductive Bias for Systematic Generalization
  8. 2026On Interpolation Formulas Describing Neural Network Generalization