mlsanityData to 14 Oct 2026

Generalization in Kernel Regression Under Realistic Assumptions

arXiv 2312.15995 ↗First posted 26 Dec 2023cs.LG cs.AI stat.MLcited by 27

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Abstract (arXiv)

It is by now well-established that modern over-parameterized models seem to elude the bias-variance tradeoff and generalize well despite overfitting noise. Many recent works attempt to analyze this phenomenon in the relatively tractable setting of kernel regression. However, as we argue in detail, most past works on this topic either make unrealistic assumptions, or focus on a narrow problem setup. This work aims to provide a unified theory to upper bound the excess risk of kernel regression for nearly all common and realistic settings. Specifically, we provide rigorous bounds that hold for common kernels and for any amount of regularization, noise, any input dimension, and any number of samples. Furthermore, we provide relative perturbation bounds for the eigenvalues of kernel matrices, which may be of independent interest. These reveal a self-regularization phenomenon, whereby a heavy tail in the eigendecomposition of the kernel provides it with an implicit form of regularization, enabling good generalization. When applied to common kernels, our results imply benign overfitting in high input dimensions, nearly tempered overfitting in fixed dimensions, and explicit convergence rates for regularized regression. As a by-product, we obtain time-dependent bounds for neural networks trained in the kernel regime.

Key facts. Cited by 27 papers in the map (data through 14 Oct 2026). Builds on 50 of its 76 references that are in the map. First posted on arXiv 26 Dec 2023.

Builds on

50 of 76 references.

References · 50

  1. 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,621
  2. 2018Reconciling modern machine learning practice and the bias-variance trade-offcited by 927
  3. 2019Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descentcited by 738
  4. 2017Deep Neural Networks as Gaussian Processescited by 622
  5. 2019Fine-Grained Analysis of Optimization and Generalization for Overparameterized Two-Layer Neural Networkscited by 566
  6. 2019Surprises in High-Dimensional Ridgeless Least Squares Interpolationcited by 513
  7. 2015An Introduction to Matrix Concentration Inequalitiescited by 397
  8. 2020Spectrum Dependent Learning Curves in Kernel Regression and Wide Neural Networkscited by 200
  9. 2018Just Interpolate: Kernel "Ridgeless" Regression Can Generalizecited by 190
  10. 2019Towards moderate overparameterization: global convergence guarantees for training shallow neural networkscited by 176
  11. 2019Towards Understanding the Spectral Bias of Deep Learningcited by 174
  12. 2020Spectral Bias and Task-Model Alignment Explain Generalization in Kernel Regression and Infinitely Wide Neural Networkscited by 166
38 more
  1. 2019Linearized two-layers neural networks in high dimensioncited by 155
  2. 2015High-Dimensional Asymptotics of Prediction: Ridge Regression and Classificationcited by 148
  3. 2019The Convergence Rate of Neural Networks for Learned Functions of Different Frequenciescited by 135
  4. 2020Generalisation error in learning with random features and the hidden manifold modelcited by 127
  5. 2017Sobolev Norm Learning Rates for Regularized Least-Squares Algorithmcited by 114
  6. 2021Generalization error of random features and kernel methods: hypercontractivity and kernel matrix concentrationcited by 110
  7. 2020On the Optimal Weighted ℓ2 Regularization in Overparameterized Linear Regressioncited by 98
  8. 2021Generalization Error Rates in Kernel Regression: The Crossover from the Noiseless to Noisy Regimecited by 96
  9. 2020Tight Bounds on the Smallest Eigenvalue of the Neural Tangent Kernel for Deep ReLU Networkscited by 87
  10. 2020Deep Equals Shallow for ReLU Networks in Kernel Regimescited by 85
  11. 2020The Interpolation Phase Transition in Neural Networks: Memorization and Generalization under Lazy Trainingcited by 84
  12. 2020Spectra of the Conjugate Kernel and Neural Tangent Kernel for linear-width neural networkscited by 77
  13. 2020Deep Neural Tangent Kernel and Laplace Kernel Have the Same RKHScited by 74
  14. 2018A Continuous-Time View of Early Stopping for Least Squarescited by 69
  15. 2019A Fine-Grained Spectral Perspective on Neural Networkscited by 68
  16. 2020Asymptotics of Ridge (less) Regression under General Source Conditioncited by 62
  17. 2018Optimal Rates for Spectral Algorithms with Least-Squares Regression over Hilbert Spacescited by 59
  18. 2021Tensor Programs IIb: Architectural Universality of Neural Tangent Kernel Training Dynamicscited by 57
  19. 2020Kernel Alignment Risk Estimator: Risk Prediction from Training Datacited by 54
  20. 2022Dimension free ridge regressioncited by 51
  21. 2023High-dimensional analysis of double descent for linear regression with random projectionscited by 47
  22. 2022Spectrum of inner-product kernel matrices in the polynomial regime and multiple descent phenomenon in kernel ridge regressioncited by 45
  23. 2018Consistency of Interpolation with Laplace Kernels is a High-Dimensional Phenomenoncited by 44
  24. 2022Benign, Tempered, or Catastrophic: A Taxonomy of Overfittingcited by 36
  25. 2018Approximation beats concentration? An approximation view on inference with smooth radial kernelscited by 33
  26. 2021Towards an Understanding of Benign Overfitting in Neural Networkscited by 30
  27. 2021The Eigenlearning Framework: A Conservation Law Perspective on Kernel Regression and Wide Neural Networkscited by 26
  28. 2023Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimensioncited by 26
  29. 2022Precise Learning Curves and Higher-Order Scaling Limits for Dot Product Kernel Regressioncited by 22
  30. 2021Spectral Analysis of the Neural Tangent Kernel for Deep Residual Networkscited by 21
  31. 2021Deformed semicircle law and concentration of nonlinear random matrices for ultra-wide neural networkscited by 21
  32. 2023On the Asymptotic Learning Curves of Kernel Ridge Regression under Power-law Decaycited by 19
  33. 2022On the Spectral Bias of Convolutional Neural Tangent and Gaussian Process Kernelscited by 16
  34. 2022A Kernel Perspective of Skip Connections in Convolutional Networkscited by 12
  35. 2022Spectral Bias Outside the Training Set for Deep Networks in the Kernel Regimecited by 11
  36. 2023Controlling the Inductive Bias of Wide Neural Networks by Modifying the Kernel's Spectrumcited by 9
  37. 2023A Theoretical Analysis of the Test Error of Finite-Rank Kernel Ridge Regressioncited by 8
  38. 2018Relative concentration bounds for the spectrum of kernel matricescited by 4

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2024: 13; 2025: 10; 2026: 4.

27 papers.

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  1. 2024Characterizing Overfitting in Kernel Ridgeless Regression Through the Eigenspectrumcited by 13
  2. 2024The phase diagram of kernel interpolation in large dimensionscited by 9
  3. 2024Overfitting Behaviour of Gaussian Kernel Ridgeless Regression: Varying Bandwidth or Dimensionalitycited by 7
  4. 2024A Comprehensive Analysis on the Learning Curve in Kernel Ridge Regressioncited by 7
  5. 2024Provable Tempered Overfitting of Minimal Nets and Typical Netscited by 5
  6. 2025Determinant Estimation under Memory Constraints and Neural Scaling Lawscited by 4
  7. 2025Learning Curves of Stochastic Gradient Descent in Kernel Regressioncited by 4
  8. 2024Optimal Rates and Saturation for Noiseless Kernel Ridge Regressioncited by 3
  9. 2025When Bias Pretends to Be Truth: How Spurious Correlations Undermine Hallucination Detection in LLMscited by 3
  10. 2024On the Pinsker bound of inner product kernel regression in large dimensionscited by 2
  11. 2024Generalization for Least Squares Regression With Simple Spiked Covariancescited by 2
  12. 2025Beyond Benign Overfitting in Nadaraya-Watson Interpolatorscited by 2
15 more
  1. 2025On the Saturation Effects of Spectral Algorithms in Large Dimensionscited by 2
  2. 2025Benign Overfitting with Quantum Kernelscited by 2
  3. 2025Beyond Real Data: Synthetic Data through the Lens of Regularizationcited by 2
  4. 2024Simple Relative Deviation Bounds for Covariance and Gram Matricescited by 1
  5. 2025Generalisation and benign over-fitting for linear regression onto random functional covariatescited by 1
  6. 2024Tighter Learning Guarantees on Digital Computers via Concentration of Measure on Finite Spacescited by 0
  7. 2024Entrywise error bounds for low-rank approximations of kernel matricescited by 0
  8. 2024Benign overfitting in Fixed Dimension via Physics-Informed Learning with Smooth Inductive Biascited by 0
  9. 2024Towards a Statistical Understanding of Neural Networks: Beyond the Neural Tangent Kernel Theoriescited by 0
  10. 2025Querying Kernel Methods Suffices for Reconstructing their Training Datacited by 0
  11. 2025Spectral Analysis of Molecular Features: When Richer Features Do Not Guarantee Better Generalizationcited by 0
  12. 2026Learning Curves and Benign Overfitting of Spectral Algorithms in Large Dimensionscited by 0
  13. 2026Large Dimensional Kernel Ridge Regression: Extending to Product Kernelscited by 0
  14. 2026On Kernel Eigen-alignments of KRR: Reconstruction and Generalizationcited by 0
  15. 2026Benign Overfitting for General Norms and Distributionscited by 0