Scaling description of generalization with number of parameters in deep learning
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Abstract (arXiv)
Supervised deep learning involves the training of neural networks with a large number N of parameters. For large enough N, in the so-called over-parametrized regime, one can essentially fit the training data points. Sparsity-based arguments would suggest that the generalization error increases as N grows past a certain threshold N*. Instead, empirical studies have shown that in the over-parametrized regime, generalization error keeps decreasing with N. We resolve this paradox through a new framework. We rely on the so-called Neural Tangent Kernel, which connects large neural nets to kernel methods, to show that the initialization causes finite-size random fluctuations |fN-barfN|~ N-1/4 of the neural net output function fN around its expectation barfN. These affect the generalization error εN for classification: under natural assumptions, it decays to a plateau value ε∞ in a power-law fashion ~ N-1/2. This description breaks down at a so-called jamming transition N=N*. At this threshold, we argue that |fN| diverges. This result leads to a plausible explanation for the cusp in test error known to occur at N*. Our results are confirmed by extensive empirical observations on the MNIST and CIFAR image datasets. Our analysis finally suggests that, given a computational envelope, the smallest generalization error is obtained using several networks of intermediate sizes, just beyond N*, and averaging their outputs.
Key facts. Cited by 83 papers in the map (data through 7 Oct 2026). First posted on arXiv 6 Jan 2019.
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Citing papers per year: 2020: 2; 2021: 26; 2022: 21; 2023: 10; 2024: 8; 2025: 8; 2026: 8.
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- 2024Solution space and storage capacity of fully connected two-layer neural networks with generic activation functions20 Apr 2024
- 2024Understanding the Double Descent Phenomenon in Deep Learning15 Mar 2024
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- 2023Approximation Results for Gradient Descent trained Neural Networks9 Sep 2023
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- 2023Feature-Learning Networks Are Consistent Across Widths At Realistic Scales28 May 2023
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- 2023Evaluation of the MACE Force Field Architecture: from Medicinal Chemistry to Materials Science23 May 2023
- 2023When are ensembles really effective?21 May 2023
- 2023High-dimensional analysis of double descent for linear regression with random projections2 Mar 2023
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- 2023Spatially heterogeneous learning by a deep student machine15 Feb 2023
- 2022Bayesian Interpolation with Deep Linear Networks29 Dec 2022
- 2022The Onset of Variance-Limited Behavior for Networks in the Lazy and Rich Regimes23 Dec 2022
- 2022Gradient flow in the gaussian covariate model: exact solution of learning curves and multiple descent structures13 Dec 2022
- 2022Disentangling the Predictive Variance of Deep Ensembles through the Neural Tangent Kernel18 Oct 2022
- 2022Monotonicity and Double Descent in Uncertainty Estimation with Gaussian Processes14 Oct 2022
- 2022Continual task learning in natural and artificial agents10 Oct 2022
- 2022Approximation results for Gradient Descent trained Shallow Neural Networks in 1d17 Sep 2022
- 2022Normalization effects on deep neural networks2 Sep 2022
- 2022Multiple Descent in the Multiple Random Feature Model21 Aug 2022
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- 2022Evaluating the Impact of Model Scale for Compositional Generalization in Semantic Parsing24 May 2022
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- 2022Understanding out-of-distribution accuracies through quantifying difficulty of test samples28 Mar 2022
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- 2026Double Descent and Malign Overfitting in Diffusion Models22 Sep 2026
- 2021Explaining Neural Scaling Lawscited by 353
- 2021Scaling Laws for Neural Machine Translationcited by 110
- 2024A Dynamical Model of Neural Scaling Lawscited by 105
- 2021Repulsive Deep Ensembles are Bayesiancited by 103
- 2021A Farewell to the Bias-Variance Tradeoff? An Overview of the Theory of Overparameterized Machine Learningcited by 54
- 2022Evaluating the Impact of Model Scale for Compositional Generalization in Semantic Parsingcited by 50
- 2023High-dimensional analysis of double descent for linear regression with random projectionscited by 47
- 2024Scaling and renormalization in high-dimensional regressioncited by 45
- 2021Benign Overfitting in Multiclass Classification: All Roads Lead to Interpolationcited by 41
- 2023Feature-Learning Networks Are Consistent Across Widths At Realistic Scalescited by 40
- 2022Neural Tangent Kernel Beyond the Infinite-Width Limit: Effects of Depth and Initializationcited by 30
- 2021Scene Synthesis via Uncertainty-Driven Attribute Synchronizationcited by 29
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- 2026A Graph Neural Network approach to zero-shot Digital Twins10 Jul 2026
- 2026A Function-Space Dichotomy for Compositional Learning: Exponential Sub-Optimality of the Neural Tangent Kernel7 Jul 2026
- 2026Statistical Properties of Training & Generalization18 Jun 2026
- 2026A Rigorous, Tractable Measure of Model Complexity20 May 2026
- 2026Escape dynamics and implicit bias of one-pass SGD in overparameterized quadratic networks3 Apr 2026
- 2025Beyond Universal Approximation Theorems: Algorithmic Uniform Approximation by Neural Networks Trained with Noisy Data31 Aug 2025
- 2025Finite-Width Neural Tangent Kernels from Feynman Diagrams15 Aug 2025
- 2025The Riemannian Geometry Associated to Gradient Flows of Linear Convolutional Networks8 Jul 2025
- 2025Multiple Descents in Deep Learning as a Sequence of Order-Chaos Transitions in LSTM Networks26 May 2025
- 2025The Nuclear Route: Sharp Asymptotics of ERM in Overparameterized Quadratic Networks23 May 2025
- 2025The Double Descent Behavior in Two Layer Neural Network for Binary Classification27 Apr 2025
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