Reinforcement Learning with Convex Constraints
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Abstract (arXiv)
In standard reinforcement learning (RL), a learning agent seeks to optimize the overall reward. However, many key aspects of a desired behavior are more naturally expressed as constraints. For instance, the designer may want to limit the use of unsafe actions, increase the diversity of trajectories to enable exploration, or approximate expert trajectories when rewards are sparse. In this paper, we propose an algorithmic scheme that can handle a wide class of constraints in RL tasks: specifically, any constraints that require expected values of some vector measurements (such as the use of an action) to lie in a convex set. This captures previously studied constraints (such as safety and proximity to an expert), but also enables new classes of constraints (such as diversity). Our approach comes with rigorous theoretical guarantees and only relies on the ability to approximately solve standard RL tasks. As a result, it can be easily adapted to work with any model-free or model-based RL. In our experiments, we show that it matches previous algorithms that enforce safety via constraints, but can also enforce new properties that these algorithms do not incorporate, such as diversity.
Key facts. Cited by 57 papers in the map (data through 7 Oct 2026). First posted on arXiv 21 Jun 2019.
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Citing papers per year: 2021: 15; 2022: 13; 2023: 7; 2024: 12; 2025: 5; 2026: 5.
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- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2021Constraints Penalized Q-learning for Safe Offline Reinforcement Learningcited by 90
- 2021Reward is enough for convex MDPscited by 82
- 2021On the Convergence and Sample Efficiency of Variance-Reduced Policy Gradient Methodcited by 67
- 2022Challenging Common Assumptions in Convex Reinforcement Learningcited by 29
- 2021A Simple Reward-free Approach to Constrained Reinforcement Learningcited by 28
- 2021Interactive Learning from Activity Descriptioncited by 26
- 2021Provably Efficient Algorithms for Multi-Objective Competitive RLcited by 20
- 2022Policy Optimization with Linear Temporal Logic Constraintscited by 19
- 2023Reinforcement Learning with General Utilities: Simpler Variance Reduction and Large State-Action Spacecited by 18
- 2022Lexicographic Multi-Objective Reinforcement Learningcited by 17
- 2023Scalable Primal-Dual Actor-Critic Method for Safe Multi-Agent RL with General Utilitiescited by 15
38 more
- 2024Distributionally Robust Constrained Reinforcement Learning under Strong Dualitycited by 15
- 2021Reinforcement Learning with Almost Sure Constraintscited by 11
- 2022Decentralized Optimistic Hyperpolicy Mirror Descent: Provably No-Regret Learning in Markov Gamescited by 11
- 2021Safe Distributional Reinforcement Learningcited by 10
- 2021Model-Free Reinforcement Learning for Optimal Control of MarkovDecision Processes Under Signal Temporal Logic Specificationscited by 10
- 2024Near-Optimal Policy Identification in Robust Constrained Markov Decision Processes via Epigraph Formcited by 10
- 2021Preference learning along multiple criteria: A game-theoretic perspectivecited by 9
- 2021Interaction-Grounded Learningcited by 9
- 2021Efficient Performance Bounds for Primal-Dual Reinforcement Learning from Demonstrationscited by 9
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Taskscited by 9
- 2023Optimal Horizon-Free Reward-Free Exploration for Linear Mixture MDPscited by 7
- 2022Reinforcement Learning Your Way: Agent Characterization through Policy Regularizationcited by 6
- 2023Pseudonorm Approachability and Applications to Regret Minimizationcited by 5
- 2024A Policy Gradient Primal-Dual Algorithm for Constrained MDPs with Uniform PAC Guaranteescited by 5
- 2025Intersectional Fairness in Reinforcement Learning with Large State and Constraint Spacescited by 5
- 2025Multi-Objective Reinforcement Learning with Max-Min Criterion: A Game-Theoretic Approachcited by 5
- 2024Rate-Preserving Reductions for Blackwell Approachabilitycited by 4
- 2021Deep Reinforcement Learning for Demand Driven Services in Logistics and Transportation Systems: A Surveycited by 3
- 2022BCRLSP: An Offline Reinforcement Learning Framework for Sequential Targeted Promotioncited by 3
- 2022Towards Artificial Virtuous Agents: Games, Dilemmas and Machine Learningcited by 3
- 2023Marketing Budget Allocation with Offline Constrained Deep Reinforcement Learningcited by 3
- 2024Learning Control Barrier Functions and their application in Reinforcement Learning: A Surveycited by 3
- 2024Multi-agent assignment via state augmented reinforcement learningcited by 3
- 2024Convex Markov Games: A New Frontier for Multi-Agent Reinforcement Learningcited by 3
- 2022Safety-Constrained Policy Transfer with Successor Featurescited by 2
- 2024Double Duality: Variational Primal-Dual Policy Optimization for Constrained Reinforcement Learningcited by 2
- 2021DeCOM: Decomposed Policy for Constrained Cooperative Multi-Agent Reinforcement Learningcited by 1
- 2022An Optical Control Environment for Benchmarking Reinforcement Learning Algorithmscited by 1
- 2022Reinforcement Learning with Intrinsic Affinity for Personalized Prosperity Managementcited by 1
- 2023Safeguarded Progress in Reinforcement Learning: Safe Bayesian Exploration for Control Policy Synthesiscited by 1
- 2024A Dual Perspective of Reinforcement Learning for Imposing Policy Constraintscited by 1
- 2025The Geometry of Nonlinear Reinforcement Learningcited by 1
- 2021A Policy Efficient Reduction Approach to Convex Constrained Deep Reinforcement Learningcited by 0
- 2022Estimating Link Flows in Road Networks with Synthetic Trajectory Data Generation: Reinforcement Learning-based Approachescited by 0
- 2022Symbolic Explanation of Affinity-Based Reinforcement Learning Agents with Markov Modelscited by 0
- 2023Time-Dependent Blackwell Approachability and Application to Absorbing Gamescited by 0
- 2024Non-maximizing policies that fulfill multi-criterion aspirations in expectationcited by 0
- 2024Progressive Safeguards for Safe and Model-Agnostic Reinforcement Learningcited by 0
50 most cited of 57 All 57 (JSON)
- 2026Learning to Harvest Without Collapse in a Regenerative Commons: A Lagrangian Framework29 Sep 2026
- 2026Constrained Multi-Objective Reinforcement Learning with Max-Min Criterion29 May 2026
- 2026Q-MMR: Off-Policy Evaluation via Recursive Reweighting and Moment Matching7 May 2026
- 2026Multi-Objective Reinforcement Learning for Large-Scale Tote Allocation in Human-Robot Collaborative Fulfillment Centers27 Feb 2026
- 2026Efficient Opportunistic Approachability24 Feb 2026
- 2025Multi-Objective Reinforcement Learning with Max-Min Criterion: A Game-Theoretic Approach23 Oct 2025
- 2025The Geometry of Nonlinear Reinforcement Learning1 Sep 2025
- 2025Guided by Guardrails: Control Barrier Functions as Safety Instructors for Robotic Learning24 May 2025
- 2025Constrained Online Decision-Making: A Unified Framework11 May 2025
- 2025Intersectional Fairness in Reinforcement Learning with Large State and Constraint Spaces17 Feb 2025
- 2024Progressive Safeguards for Safe and Model-Agnostic Reinforcement Learning31 Oct 2024
- 2024Convex Markov Games: A New Frontier for Multi-Agent Reinforcement Learning22 Oct 2024
38 more
- 2024Near-Optimal Policy Identification in Robust Constrained Markov Decision Processes via Epigraph Form29 Aug 2024
- 2024Non-maximizing policies that fulfill multi-criterion aspirations in expectation8 Aug 2024
- 2024Distributionally Robust Constrained Reinforcement Learning under Strong Duality22 Jun 2024
- 2024Rate-Preserving Reductions for Blackwell Approachability10 Jun 2024
- 2024Multi-agent assignment via state augmented reinforcement learning3 Jun 2024
- 2024A Dual Perspective of Reinforcement Learning for Imposing Policy Constraints25 Apr 2024
- 2024Learning Control Barrier Functions and their application in Reinforcement Learning: A Survey22 Apr 2024
- 2024Double Duality: Variational Primal-Dual Policy Optimization for Constrained Reinforcement Learning16 Feb 2024
- 2024A Policy Gradient Primal-Dual Algorithm for Constrained MDPs with Uniform PAC Guarantees31 Jan 2024
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Tasks26 Jan 2024
- 2023Safeguarded Progress in Reinforcement Learning: Safe Bayesian Exploration for Control Policy Synthesis18 Dec 2023
- 2023Marketing Budget Allocation with Offline Constrained Deep Reinforcement Learning6 Sep 2023
- 2023Reinforcement Learning with General Utilities: Simpler Variance Reduction and Large State-Action Space2 Jun 2023
- 2023Scalable Primal-Dual Actor-Critic Method for Safe Multi-Agent RL with General Utilities27 May 2023
- 2023Optimal Horizon-Free Reward-Free Exploration for Linear Mixture MDPs17 Mar 2023
- 2023Time-Dependent Blackwell Approachability and Application to Absorbing Games9 Mar 2023
- 2023Pseudonorm Approachability and Applications to Regret Minimization3 Feb 2023
- 2022Lexicographic Multi-Objective Reinforcement Learning28 Dec 2022
- 2022Safety-Constrained Policy Transfer with Successor Features10 Nov 2022
- 2022Towards Artificial Virtuous Agents: Games, Dilemmas and Machine Learning30 Aug 2022
- 2022Symbolic Explanation of Affinity-Based Reinforcement Learning Agents with Markov Models26 Aug 2022
- 2022BCRLSP: An Offline Reinforcement Learning Framework for Sequential Targeted Promotion16 Jul 2022
- 2022Estimating Link Flows in Road Networks with Synthetic Trajectory Data Generation: Reinforcement Learning-based Approaches26 Jun 2022
- 2022Policy Optimization with Linear Temporal Logic Constraints20 Jun 2022
- 2022Decentralized Optimistic Hyperpolicy Mirror Descent: Provably No-Regret Learning in Markov Games3 Jun 2022
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applications20 May 2022
- 2022Reinforcement Learning with Intrinsic Affinity for Personalized Prosperity Management20 Apr 2022
- 2022An Optical Control Environment for Benchmarking Reinforcement Learning Algorithms23 Mar 2022
- 2022Challenging Common Assumptions in Convex Reinforcement Learning3 Feb 2022
- 2022Reinforcement Learning Your Way: Agent Characterization through Policy Regularization21 Jan 2022
- 2021Efficient Performance Bounds for Primal-Dual Reinforcement Learning from Demonstrations28 Dec 2021
- 2021Reinforcement Learning with Almost Sure Constraints9 Dec 2021
- 2021DeCOM: Decomposed Policy for Constrained Cooperative Multi-Agent Reinforcement Learning10 Nov 2021
- 2021Model-Free Reinforcement Learning for Optimal Control of MarkovDecision Processes Under Signal Temporal Logic Specifications27 Sep 2021
- 2021A Policy Efficient Reduction Approach to Convex Constrained Deep Reinforcement Learning29 Aug 2021
- 2021Deep Reinforcement Learning for Demand Driven Services in Logistics and Transportation Systems: A Survey10 Aug 2021
- 2021Constraints Penalized Q-learning for Safe Offline Reinforcement Learning19 Jul 2021
- 2021A Simple Reward-free Approach to Constrained Reinforcement Learning12 Jul 2021
50 newest of 57 All 57 (JSON)
- 2021Constraints Penalized Q-learning for Safe Offline Reinforcement Learningcited by 90
- 2022Challenging Common Assumptions in Convex Reinforcement Learningcited by 29
- 2021Efficient Performance Bounds for Primal-Dual Reinforcement Learning from Demonstrationscited by 9
- 2022BCRLSP: An Offline Reinforcement Learning Framework for Sequential Targeted Promotioncited by 3
- 2022BCRLSP: An Offline Reinforcement Learning Framework for Sequential Targeted Promotion16 Jul 2022
- 2022Challenging Common Assumptions in Convex Reinforcement Learning3 Feb 2022
- 2021Efficient Performance Bounds for Primal-Dual Reinforcement Learning from Demonstrations28 Dec 2021
- 2021Constraints Penalized Q-learning for Safe Offline Reinforcement Learning19 Jul 2021
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 169
- 2021Reward is enough for convex MDPscited by 82
- 2021On the Convergence and Sample Efficiency of Variance-Reduced Policy Gradient Methodcited by 67
- 2021A Simple Reward-free Approach to Constrained Reinforcement Learningcited by 28
- 2021Interactive Learning from Activity Descriptioncited by 26
- 2021Provably Efficient Algorithms for Multi-Objective Competitive RLcited by 20
- 2022Policy Optimization with Linear Temporal Logic Constraintscited by 19
- 2023Reinforcement Learning with General Utilities: Simpler Variance Reduction and Large State-Action Spacecited by 18
- 2022Lexicographic Multi-Objective Reinforcement Learningcited by 17
- 2023Scalable Primal-Dual Actor-Critic Method for Safe Multi-Agent RL with General Utilitiescited by 15
- 2024Distributionally Robust Constrained Reinforcement Learning under Strong Dualitycited by 15
- 2021Reinforcement Learning with Almost Sure Constraintscited by 11
12 most cited of 53 All 53 (JSON)
- 2026Learning to Harvest Without Collapse in a Regenerative Commons: A Lagrangian Framework29 Sep 2026
- 2026Constrained Multi-Objective Reinforcement Learning with Max-Min Criterion29 May 2026
- 2026Q-MMR: Off-Policy Evaluation via Recursive Reweighting and Moment Matching7 May 2026
- 2026Multi-Objective Reinforcement Learning for Large-Scale Tote Allocation in Human-Robot Collaborative Fulfillment Centers27 Feb 2026
- 2026Efficient Opportunistic Approachability24 Feb 2026
- 2025Multi-Objective Reinforcement Learning with Max-Min Criterion: A Game-Theoretic Approach23 Oct 2025
- 2025The Geometry of Nonlinear Reinforcement Learning1 Sep 2025
- 2025Guided by Guardrails: Control Barrier Functions as Safety Instructors for Robotic Learning24 May 2025
- 2025Constrained Online Decision-Making: A Unified Framework11 May 2025
- 2025Intersectional Fairness in Reinforcement Learning with Large State and Constraint Spaces17 Feb 2025
- 2024Progressive Safeguards for Safe and Model-Agnostic Reinforcement Learning31 Oct 2024
- 2024Convex Markov Games: A New Frontier for Multi-Agent Reinforcement Learning22 Oct 2024
12 newest of 53 All 53 (JSON)