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Towards Understanding the Role of Over-Parametrization in Generalization of Neural Networks

arXiv 1805.12076 ↗First posted 30 May 2018cs.LG stat.MLcited by 142

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Abstract (arXiv)

Despite existing work on ensuring generalization of neural networks in terms of scale sensitive complexity measures, such as norms, margin and sharpness, these complexity measures do not offer an explanation of why neural networks generalize better with over-parametrization. In this work we suggest a novel complexity measure based on unit-wise capacities resulting in a tighter generalization bound for two layer ReLU networks. Our capacity bound correlates with the behavior of test error with increasing network sizes, and could potentially explain the improvement in generalization with over-parametrization. We further present a matching lower bound for the Rademacher complexity that improves over previous capacity lower bounds for neural networks.

Key facts. Cited by 142 papers in the map (data through 14 Oct 2026). First posted on arXiv 30 May 2018.

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Citing papers per year: 2020: 1; 2021: 46; 2022: 29; 2023: 20; 2024: 20; 2025: 17; 2026: 9.

142 papers.

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  11. 2021Understanding the role of importance weighting for deep learningcited by 39
  12. 2021Spectral Bias in Practice: The Role of Function Frequency in Generalizationcited by 37
38 more
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  5. 2024Zero-shot forecasting of chaotic systemscited by 28
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  12. 2024Rethinking Conventional Wisdom in Machine Learning: From Generalization to Scalingcited by 23
  13. 2022Stability and Generalization Analysis of Gradient Methods for Shallow Neural Networkscited by 21
  14. 2024Spectra: Surprising Effectiveness of Pretraining Ternary Language Models at Scalecited by 21
  15. 2021On Reward-Free RL with Kernel and Neural Function Approximations: Single-Agent MDP and Markov Gamecited by 20
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  18. 2021Bag-of-Words vs. Graph vs. Sequence in Text Classification: Questioning the Necessity of Text-Graphs and the Surprising Strength of a Wide MLPcited by 17
  19. 2021An Exponential Improvement on the Memorization Capacity of Deep Threshold Networkscited by 14
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  27. 2021Mean-field Analysis of Piecewise Linear Solutions for Wide ReLU Networkscited by 13
  28. 2022On the Implicit Bias Towards Minimal Depth of Deep Neural Networkscited by 12
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  30. 2024A CMDP-within-online framework for Meta-Safe Reinforcement Learningcited by 12
  31. 2025Parameter Symmetry Potentially Unifies Deep Learning Theorycited by 12
  32. 2021Training Over-parameterized Models with Non-decomposable Objectivescited by 11
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  36. 2022Exploiting Low-Rank Tensor-Train Deep Neural Networks Based on Riemannian Gradient Descent With Illustrations of Speech Processingcited by 10
  37. 2023How many Neurons do we need? A refined Analysis for Shallow Networks trained with Gradient Descentcited by 10
  38. 2023Benign Overfitting in Two-Layer ReLU Convolutional Neural Networks for XOR Datacited by 10

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