Benign Overfitting for Two-layer ReLU Convolutional Neural Networks
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Abstract (arXiv)
Modern deep learning models with great expressive power can be trained to overfit the training data but still generalize well. This phenomenon is referred to as textitbenign overfitting. Recently, a few studies have attempted to theoretically understand benign overfitting in neural networks. However, these works are either limited to neural networks with smooth activation functions or to the neural tangent kernel regime. How and when benign overfitting can occur in ReLU neural networks remains an open problem. In this work, we seek to answer this question by establishing algorithm-dependent risk bounds for learning two-layer ReLU convolutional neural networks with label-flipping noise. We show that, under mild conditions, the neural network trained by gradient descent can achieve near-zero training loss and Bayes optimal test risk. Our result also reveals a sharp transition between benign and harmful overfitting under different conditions on data distribution in terms of test risk. Experiments on synthetic data back up our theory.
Key facts. Cited by 34 papers in the map (data through 7 Oct 2026). Builds on 34 of its 44 references that are in the map. First posted on arXiv 7 Mar 2023.
Builds on
34 of 44 references.
References · 34
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- 2016Understanding deep learning requires rethinking generalizationcited by 1,657
- 2018Reconciling modern machine learning practice and the bias-variance trade-offcited by 919
- 2017Spectrally-normalized margin bounds for neural networkscited by 681
- 2013Network In Networkcited by 600
- 2015Train faster, generalize better: Stability of stochastic gradient descentcited by 547
- 2019Benign Overfitting in Linear Regressioncited by 544
- 2019Surprises in High-Dimensional Ridgeless Least Squares Interpolationcited by 508
- 2017A PAC-Bayesian Approach to Spectrally-Normalized Margin Bounds for Neural Networkscited by 309
- 2020Towards Understanding Ensemble, Knowledge Distillation and Self-Distillation in Deep Learningcited by 292
- 2019Two models of double descent for weak featurescited by 194
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- 2020Classification vs regression in overparameterized regimes: Does the loss function matter?cited by 97
- 2020On the Optimal Weighted ℓ2 Regularization in Overparameterized Linear Regressioncited by 97
- 2022Benign Overfitting in Two-layer Convolutional Neural Networkscited by 90
- 2020The Interpolation Phase Transition in Neural Networks: Memorization and Generalization under Lazy Trainingcited by 84
- 2017Generalization Bounds of SGLD for Non-convex Learning: Two Theoretical Viewpointscited by 82
- 2020Finite-sample Analysis of Interpolating Linear Classifiers in the Overparameterized Regimecited by 81
- 2022Benign Overfitting without Linearity: Neural Network Classifiers Trained by Gradient Descent for Noisy Linear Datacited by 74
- 2021Benign Overfitting of Constant-Stepsize SGD for Linear Regressioncited by 71
- 2018Stability and Convergence Trade-off of Iterative Optimization Algorithmscited by 53
- 2021Risk Bounds for Over-parameterized Maximum Margin Classification on Sub-Gaussian Mixturescited by 48
- 2021Understanding the Generalization of Adam in Learning Neural Networks with Proper Regularizationcited by 48
- 2022The Implicit Bias of Benign Overfittingcited by 38
- 2021Towards an Understanding of Benign Overfitting in Neural Networkscited by 29
- 2021Proxy Convexity: A Unified Framework for the Analysis of Neural Networks Trained by Gradient Descentcited by 21
- 2022Data Augmentation as Feature Manipulationcited by 18
- 2021Provable Generalization of SGD-trained Neural Networks of Any Width in the Presence of Adversarial Label Noisecited by 17
- 2022Deep Linear Networks can Benignly Overfit when Shallow Ones Docited by 8
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Citing papers per year: 2023: 3; 2024: 9; 2025: 14; 2026: 8.
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- 2024GenMix: Effective Data Augmentation with Generative Diffusion Model Image Editing3 Dec 2024
- 2024On the Comparison between Multi-modal and Single-modal Contrastive Learning5 Nov 2024
- 2024Provable Tempered Overfitting of Minimal Nets and Typical Nets24 Oct 2024
- 2024Federated Learning from Vision-Language Foundation Models: Theoretical Analysis and Method29 Sep 2024
- 2024Stable Minima Cannot Overfit in Univariate ReLU Networks: Generalization by Large Step Sizes10 Jun 2024
- 2024Changing the Training Data Distribution to Reduce Simplicity Bias Improves In-distribution Generalization27 Apr 2024
- 2024Bayesian Inference for Consistent Predictions in Overparameterized Nonlinear Regression6 Apr 2024
- 2024Benign overfitting in leaky ReLU networks with moderate input dimension11 Mar 2024
- 2024Implicit Bias and Fast Convergence Rates for Self-attention8 Feb 2024
- 2023Implicit Bias of Gradient Descent for Two-layer ReLU and Leaky ReLU Networks on Nearly-orthogonal Data29 Oct 2023
- 2023Membership Privacy Risks of Sharpness Aware Minimization30 Sep 2023
- 2023Per-Example Gradient Regularization Improves Learning Signals from Noisy Data31 Mar 2023
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- 2024Stable Minima Cannot Overfit in Univariate ReLU Networks: Generalization by Large Step Sizescited by 12
- 2024On the Comparison between Multi-modal and Single-modal Contrastive Learningcited by 10
- 2023Per-Example Gradient Regularization Improves Learning Signals from Noisy Datacited by 7
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- 2024Provable Tempered Overfitting of Minimal Nets and Typical Netscited by 5
- 2025On the Role of Label Noise in the Feature Learning Processcited by 4
- 2025How Does Label Noise Gradient Descent Improve Generalization in the Low SNR Regime?cited by 4
- 2024Changing the Training Data Distribution to Reduce Simplicity Bias Improves In-distribution Generalizationcited by 3
- 2023Membership Privacy Risks of Sharpness Aware Minimizationcited by 2
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- 2026Provable Effects of Data Replay in Continual Learning: A Feature Learning Perspective2 Feb 2026
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- 2026Harmful Overfitting in Sobolev Spaces31 Jan 2026
- 2026Neuron Block Dynamics for XOR Classification with Zero-Margin30 Jan 2026
- 2026Deep Exploration of Epoch-wise Double Descent in Noisy Data: Signal Separation, Large Activation, and Benign Overfitting13 Jan 2026
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- 2025On the Role of Label Noise in the Feature Learning Process25 May 2025
12 newest of 27 All 27 (JSON)