On the Implicit Bias Towards Minimal Depth of Deep Neural Networks
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Abstract (arXiv)
Recent results in the literature suggest that the penultimate (second-to-last) layer representations of neural networks that are trained for classification exhibit a clustering property called neural collapse (NC). We study the implicit bias of stochastic gradient descent (SGD) in favor of low-depth solutions when training deep neural networks. We characterize a notion of effective depth that measures the first layer for which sample embeddings are separable using the nearest-class center classifier. Furthermore, we hypothesize and empirically show that SGD implicitly selects neural networks of small effective depths. Secondly, while neural collapse emerges even when generalization should be impossible - we argue that the degree of separability in the intermediate layers is related to generalization. We derive a generalization bound based on comparing the effective depth of the network with the minimal depth required to fit the same dataset with partially corrupted labels. Remarkably, this bound provides non-trivial estimations of the test performance. Finally, we empirically show that the effective depth of a trained neural network monotonically increases when increasing the number of random labels in data.
Key facts. Cited by 12 papers in the map (data through 7 Oct 2026). Builds on 37 of its 49 references that are in the map. First posted on arXiv 18 Feb 2022.
Builds on
37 of 49 references.
References · 37
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25 more
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Built on by
Citing papers per year: 2022: 2; 2023: 4; 2024: 4; 2025: 2.
12 papers.
- 2023Deep Neural Collapse Is Provably Optimal for the Deep Unconstrained Features Modelcited by 43
- 2022A Law of Data Separation in Deep Learningcited by 36
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Modelscited by 36
- 2024Tracing Representation Progression: Analyzing and Enhancing Layer-Wise Similaritycited by 36
- 2022Perturbation Analysis of Neural Collapsecited by 34
- 2023Reverse Engineering Self-Supervised Learningcited by 33
- 2024Neural Collapse versus Low-rank Bias: Is Deep Neural Collapse Really Optimal?cited by 16
- 2024Progressive Feedforward Collapse of ResNet Trainingcited by 12
- 2023Towards Understanding Neural Collapse: The Effects of Batch Normalization and Weight Decaycited by 9
- 2025Neural Collapse is Globally Optimal in Deep Regularized ResNets and Transformerscited by 9
- 2023Exploring Learned Representations of Neural Networks with Principal Component Analysiscited by 1
- 2025Feature learning is decoupled from generalization in high capacity neural networkscited by 1
- 2025Feature learning is decoupled from generalization in high capacity neural networks25 Jul 2025
- 2025Neural Collapse is Globally Optimal in Deep Regularized ResNets and Transformers21 May 2025
- 2024Tracing Representation Progression: Analyzing and Enhancing Layer-Wise Similarity20 Jun 2024
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Models28 May 2024
- 2024Neural Collapse versus Low-rank Bias: Is Deep Neural Collapse Really Optimal?23 May 2024
- 2024Progressive Feedforward Collapse of ResNet Training2 May 2024
- 2023Exploring Learned Representations of Neural Networks with Principal Component Analysis27 Sep 2023
- 2023Towards Understanding Neural Collapse: The Effects of Batch Normalization and Weight Decay9 Sep 2023
- 2023Reverse Engineering Self-Supervised Learning24 May 2023
- 2023Deep Neural Collapse Is Provably Optimal for the Deep Unconstrained Features Model22 May 2023
- 2022A Law of Data Separation in Deep Learning31 Oct 2022
- 2022Perturbation Analysis of Neural Collapse29 Oct 2022