On the Implicit Bias Towards Minimal Depth of Deep Neural Networks
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Abstract (arXiv)
Recent results in the literature suggest that the penultimate (second-to-last) layer representations of neural networks that are trained for classification exhibit a clustering property called neural collapse (NC). We study the implicit bias of stochastic gradient descent (SGD) in favor of low-depth solutions when training deep neural networks. We characterize a notion of effective depth that measures the first layer for which sample embeddings are separable using the nearest-class center classifier. Furthermore, we hypothesize and empirically show that SGD implicitly selects neural networks of small effective depths. Secondly, while neural collapse emerges even when generalization should be impossible - we argue that the degree of separability in the intermediate layers is related to generalization. We derive a generalization bound based on comparing the effective depth of the network with the minimal depth required to fit the same dataset with partially corrupted labels. Remarkably, this bound provides non-trivial estimations of the test performance. Finally, we empirically show that the effective depth of a trained neural network monotonically increases when increasing the number of random labels in data.
Key facts. Cited by 12 papers in the map (data through 14 Oct 2026). Builds on 37 of its 49 references that are in the map. First posted on arXiv 18 Feb 2022.
Builds on
37 of 49 references.
References · 37
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25 more
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Built on by
Citing papers per year: 2022: 2; 2023: 4; 2024: 4; 2025: 2.
12 papers.
- 2023Deep Neural Collapse Is Provably Optimal for the Deep Unconstrained Features Modelcited by 43
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Modelscited by 38
- 2022A Law of Data Separation in Deep Learningcited by 36
- 2024Tracing Representation Progression: Analyzing and Enhancing Layer-Wise Similaritycited by 36
- 2022Perturbation Analysis of Neural Collapsecited by 35
- 2023Reverse Engineering Self-Supervised Learningcited by 33
- 2024Neural Collapse versus Low-rank Bias: Is Deep Neural Collapse Really Optimal?cited by 17
- 2024Progressive Feedforward Collapse of ResNet Trainingcited by 12
- 2025Neural Collapse is Globally Optimal in Deep Regularized ResNets and Transformerscited by 10
- 2023Towards Understanding Neural Collapse: The Effects of Batch Normalization and Weight Decaycited by 9
- 2023Exploring Learned Representations of Neural Networks with Principal Component Analysiscited by 1
- 2025Feature learning is decoupled from generalization in high capacity neural networkscited by 1
- 2025Feature learning is decoupled from generalization in high capacity neural networks25 Jul 2025
- 2025Neural Collapse is Globally Optimal in Deep Regularized ResNets and Transformers21 May 2025
- 2024Tracing Representation Progression: Analyzing and Enhancing Layer-Wise Similarity20 Jun 2024
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Models28 May 2024
- 2024Neural Collapse versus Low-rank Bias: Is Deep Neural Collapse Really Optimal?23 May 2024
- 2024Progressive Feedforward Collapse of ResNet Training2 May 2024
- 2023Exploring Learned Representations of Neural Networks with Principal Component Analysis27 Sep 2023
- 2023Towards Understanding Neural Collapse: The Effects of Batch Normalization and Weight Decay9 Sep 2023
- 2023Reverse Engineering Self-Supervised Learning24 May 2023
- 2023Deep Neural Collapse Is Provably Optimal for the Deep Unconstrained Features Model22 May 2023
- 2022A Law of Data Separation in Deep Learning31 Oct 2022
- 2022Perturbation Analysis of Neural Collapse29 Oct 2022