Optimal Transport for Treatment Effect Estimation
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Abstract (arXiv)
Estimating conditional average treatment effect from observational data is highly challenging due to the existence of treatment selection bias. Prevalent methods mitigate this issue by aligning distributions of different treatment groups in the latent space. However, there are two critical problems that these methods fail to address: (1) mini-batch sampling effects (MSE), which causes misalignment in non-ideal mini-batches with outcome imbalance and outliers; (2) unobserved confounder effects (UCE), which results in inaccurate discrepancy calculation due to the neglect of unobserved confounders. To tackle these problems, we propose a principled approach named Entire Space CounterFactual Regression (ESCFR), which is a new take on optimal transport in the context of causality. Specifically, based on the framework of stochastic optimal transport, we propose a relaxed mass-preserving regularizer to address the MSE issue and design a proximal factual outcome regularizer to handle the UCE issue. Extensive experiments demonstrate that our proposed ESCFR can successfully tackle the treatment selection bias and achieve significantly better performance than state-of-the-art methods.
Key facts. Cited by 32 papers in the map (data through 7 Oct 2026). Builds on 44 of its 89 references that are in the map. First posted on arXiv 27 Oct 2023.
Builds on
44 of 89 references.
References · 44
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- 2018Computational Optimal Transportcited by 765
- 2015Estimation and Inference of Heterogeneous Treatment Effects using Random Forestscited by 597
- 2017Meta-learners for Estimating Heterogeneous Treatment Effects using Machine Learningcited by 475
- 2015Optimal Transport for Domain Adaptationcited by 457
- 2017Quasi-Oracle Estimation of Heterogeneous Treatment Effectscited by 328
- 2016Learning Representations for Counterfactual Inferencecited by 327
- 2019Adapting Neural Networks for the Estimation of Treatment Effectscited by 285
- 2017How to Escape Saddle Points Efficientlycited by 284
- 2017Joint Distribution Optimal Transportation for Domain Adaptationcited by 280
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32 more
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- 2017Large-Scale Optimal Transport and Mapping Estimationcited by 120
- 2018Computational Optimal Transport: Complexity by Accelerated Gradient Descent Is Better Than by Sinkhorn's Algorithmcited by 111
- 2016Theoretical Analysis of Domain Adaptation with Optimal Transportcited by 105
- 2019Learning Counterfactual Representations for Estimating Individual Dose-Response Curvescited by 90
- 2020Generalization Bounds and Representation Learning for Estimation of Potential Outcomes and Causal Effectscited by 72
- 2021AutoDebias: Learning to Debias for Recommendationcited by 68
- 2020On Unbalanced Optimal Transport: An Analysis of Sinkhorn Algorithmcited by 61
- 2019On Efficient Optimal Transport: An Analysis of Greedy and Accelerated Mirror Descent Algorithmscited by 60
- 2019Sinkhorn Divergences for Unbalanced Optimal Transportcited by 52
- 2022ESCM2: Entire Space Counterfactual Multi-Task Model for Post-Click Conversion Rate Estimationcited by 47
- 2018DeepMatch: Balancing Deep Covariate Representations for Causal Inference Using Adversarial Trainingcited by 42
- 2019Large-scale Causal Approaches to Debiasing Post-click Conversion Rate Estimation with Multi-task Learningcited by 39
- 2021Unbalanced Optimal Transport through Non-negative Penalized Linear Regressioncited by 31
- 2022Learning Causal Effects on Hypergraphscited by 31
- 2021Enhanced Doubly Robust Learning for Debiasing Post-click Conversion Rate Estimationcited by 28
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- 2020Estimating Causal Effects with the Neural Autoregressive Density Estimatorcited by 8
- 2021Copula-based Sensitivity Analysis for Multi-Treatment Causal Inference with Unobserved Confoundingcited by 7
- 2021Optimal transport weights for causal inferencecited by 7
- 2021Deep Treatment-Adaptive Network for Causal Inferencecited by 5
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- 2023Specify Robust Causal Representation from Mixed Observationscited by 3
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Citing papers per year: 2023: 2; 2024: 10; 2025: 14; 2026: 6.
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- 2024FreDF: Learning to Forecast in the Frequency Domaincited by 77
- 2024BELM: Bidirectional Explicit Linear Multi-step Sampler for Exact Inversion in Diffusion Modelscited by 29
- 2025Time-o1: Time-Series Forecasting Needs Transformed Label Alignmentcited by 22
- 2023Bounds on Representation-Induced Confounding Bias for Treatment Effect Estimationcited by 20
- 2025DistDF: Time-Series Forecasting Needs Joint-Distribution Wasserstein Alignmentcited by 13
- 2024PRANCE: Joint Token-Optimization and Structural Channel-Pruning for Adaptive ViT Inferencecited by 10
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- 2023GAD-PVI: A General Accelerated Dynamic-Weight Particle-Based Variational Inference Frameworkcited by 9
- 2024Debiased Collaborative Filtering with Kernel-Based Causal Balancingcited by 6
- 2026CausalRM: Causal-Theoretic Reward Modeling for RLHF from Observational User Feedbackscited by 6
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- 2024Revisiting Counterfactual Regression through the Lens of Gromov-Wasserstein Information Bottleneckcited by 4
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- 2025Fine-tuning Flow Matching Generative Models with Intermediate Feedbackcited by 4
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- 2025Enhancing Treatment Effect Estimation via Active Learning: A Counterfactual Covering Perspectivecited by 3
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- 2025Double-Bounded Nonlinear Optimal Transport for Size Constrained Min Cut Clusterincited by 1
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- 2025A Relative Error-Based Evaluation Framework of Heterogeneous Treatment Effect Estimatorscited by 1
- 2026Evaluating Uplift Modeling under Structural Biases: Insights into Metric Stability and Model Robustnesscited by 1
- 2025Leveraging a Simulator for Learning Causal Representations from Post-Treatment Covariates for CATEcited by 0
- 2025Learning Counterfactual Outcomes Under Rank Preservationcited by 0
- 2025Minimax Optimal Two-Stage Algorithm For Moment Estimation Under Covariate Shiftcited by 0
- 2025Mitigating Hidden Confounding by Progressive Confounder Imputation via Large Language Modelscited by 0
- 2025PIPCFR: Pseudo-outcome Imputation with Post-treatment Variables for Individual Treatment Effect Estimationcited by 0
- 2026Deep Time-Series Forecasting in 10 Years: A Surveycited by 0
- 2026RepFlow: Representation Enhanced Flow Matching for Causal Effect Estimationcited by 0
- 2026Treatment Effect Estimation with Differentiated Networked Effect on Graph Datacited by 0
- 2026Treatment Effect Estimation with Differentiated Networked Effect on Graph Data23 May 2026
- 2026Optimal Transport for LLM Reward Modeling from Noisy Preference7 May 2026
- 2026RepFlow: Representation Enhanced Flow Matching for Causal Effect Estimation7 May 2026
- 2026Evaluating Uplift Modeling under Structural Biases: Insights into Metric Stability and Model Robustness21 Mar 2026
- 2026Deep Time-Series Forecasting in 10 Years: A Survey20 Mar 2026
- 2026CausalRM: Causal-Theoretic Reward Modeling for RLHF from Observational User Feedbacks19 Mar 2026
- 2025PIPCFR: Pseudo-outcome Imputation with Post-treatment Variables for Individual Treatment Effect Estimation21 Dec 2025
- 2025Quadratic Direct Forecast for Training Multi-Step Time-Series Forecast Models28 Oct 2025
- 2025DistDF: Time-Series Forecasting Needs Joint-Distribution Wasserstein Alignment28 Oct 2025
- 2025Fine-tuning Flow Matching Generative Models with Intermediate Feedback20 Oct 2025
- 2025A Relative Error-Based Evaluation Framework of Heterogeneous Treatment Effect Estimators18 Oct 2025
- 2025Minimax Optimal Two-Stage Algorithm For Moment Estimation Under Covariate Shift30 Jun 2025
20 more
- 2025Mitigating Hidden Confounding by Progressive Confounder Imputation via Large Language Models26 Jun 2025
- 2025Time-o1: Time-Series Forecasting Needs Transformed Label Alignment23 May 2025
- 2025Enhancing Treatment Effect Estimation via Active Learning: A Counterfactual Covering Perspective8 May 2025
- 2025Treatment response as a latent variable12 Feb 2025
- 2025Learning Counterfactual Outcomes Under Rank Preservation10 Feb 2025
- 2025Leveraging a Simulator for Learning Causal Representations from Post-Treatment Covariates for CATE7 Feb 2025
- 2025Orthogonal Representation Learning for Estimating Causal Quantities6 Feb 2025
- 2025Double-Bounded Nonlinear Optimal Transport for Size Constrained Min Cut Clusterin30 Jan 2025
- 2024BELM: Bidirectional Explicit Linear Multi-step Sampler for Exact Inversion in Diffusion Models9 Oct 2024
- 2024PRANCE: Joint Token-Optimization and Structural Channel-Pruning for Adaptive ViT Inference6 Jul 2024
- 2024Estimating Long-term Heterogeneous Dose-response Curve: Generalization Bound Leveraging Optimal Transport Weights27 Jun 2024
- 2024PairNet: Training with Observed Pairs to Estimate Individual Treatment Effect6 Jun 2024
- 2024Rethinking Guidance Information to Utilize Unlabeled Samples:A Label Encoding Perspective5 Jun 2024
- 2024Revisiting Counterfactual Regression through the Lens of Gromov-Wasserstein Information Bottleneck24 May 2024
- 2024MetaCoCo: A New Few-Shot Classification Benchmark with Spurious Correlation30 Apr 2024
- 2024Be Aware of the Neighborhood Effect: Modeling Selection Bias under Interference30 Apr 2024
- 2024Debiased Collaborative Filtering with Kernel-Based Causal Balancing30 Apr 2024
- 2024FreDF: Learning to Forecast in the Frequency Domain4 Feb 2024
- 2023GAD-PVI: A General Accelerated Dynamic-Weight Particle-Based Variational Inference Framework27 Dec 2023
- 2023Bounds on Representation-Induced Confounding Bias for Treatment Effect Estimation19 Nov 2023
- 2024FreDF: Learning to Forecast in the Frequency Domaincited by 77
- 2025Time-o1: Time-Series Forecasting Needs Transformed Label Alignmentcited by 22
- 2023Bounds on Representation-Induced Confounding Bias for Treatment Effect Estimationcited by 20
- 2025DistDF: Time-Series Forecasting Needs Joint-Distribution Wasserstein Alignmentcited by 13
- 2024PRANCE: Joint Token-Optimization and Structural Channel-Pruning for Adaptive ViT Inferencecited by 10
- 2025Quadratic Direct Forecast for Training Multi-Step Time-Series Forecast Modelscited by 10
- 2023GAD-PVI: A General Accelerated Dynamic-Weight Particle-Based Variational Inference Frameworkcited by 9
- 2024Debiased Collaborative Filtering with Kernel-Based Causal Balancingcited by 6
- 2024MetaCoCo: A New Few-Shot Classification Benchmark with Spurious Correlationcited by 5
- 2024Revisiting Counterfactual Regression through the Lens of Gromov-Wasserstein Information Bottleneckcited by 4
- 2024Rethinking Guidance Information to Utilize Unlabeled Samples:A Label Encoding Perspectivecited by 4
- 2024Estimating Long-term Heterogeneous Dose-response Curve: Generalization Bound Leveraging Optimal Transport Weightscited by 4
12 most cited of 27 All 27 (JSON)
- 2026Treatment Effect Estimation with Differentiated Networked Effect on Graph Data23 May 2026
- 2026Evaluating Uplift Modeling under Structural Biases: Insights into Metric Stability and Model Robustness21 Mar 2026
- 2026Deep Time-Series Forecasting in 10 Years: A Survey20 Mar 2026
- 2025PIPCFR: Pseudo-outcome Imputation with Post-treatment Variables for Individual Treatment Effect Estimation21 Dec 2025
- 2025Quadratic Direct Forecast for Training Multi-Step Time-Series Forecast Models28 Oct 2025
- 2025DistDF: Time-Series Forecasting Needs Joint-Distribution Wasserstein Alignment28 Oct 2025
- 2025A Relative Error-Based Evaluation Framework of Heterogeneous Treatment Effect Estimators18 Oct 2025
- 2025Minimax Optimal Two-Stage Algorithm For Moment Estimation Under Covariate Shift30 Jun 2025
- 2025Mitigating Hidden Confounding by Progressive Confounder Imputation via Large Language Models26 Jun 2025
- 2025Time-o1: Time-Series Forecasting Needs Transformed Label Alignment23 May 2025
- 2025Enhancing Treatment Effect Estimation via Active Learning: A Counterfactual Covering Perspective8 May 2025
- 2025Treatment response as a latent variable12 Feb 2025
12 newest of 27 All 27 (JSON)