CX-ToM: Counterfactual Explanations with Theory-of-Mind for Enhancing Human Trust in Image Recognition Models
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Abstract (arXiv)
We propose CX-ToM, short for counterfactual explanations with theory-of mind, a new explainable AI (XAI) framework for explaining decisions made by a deep convolutional neural network (CNN). In contrast to the current methods in XAI that generate explanations as a single shot response, we pose explanation as an iterative communication process, i.e. dialog, between the machine and human user. More concretely, our CX-ToM framework generates sequence of explanations in a dialog by mediating the differences between the minds of machine and human user. To do this, we use Theory of Mind (ToM) which helps us in explicitly modeling human's intention, machine's mind as inferred by the human as well as human's mind as inferred by the machine. Moreover, most state-of-the-art XAI frameworks provide attention (or heat map) based explanations. In our work, we show that these attention based explanations are not sufficient for increasing human trust in the underlying CNN model. In CX-ToM, we instead use counterfactual explanations called fault-lines which we define as follows: given an input image I for which a CNN classification model M predicts class c_pred, a fault-line identifies the minimal semantic-level features (e.g., stripes on zebra, pointed ears of dog), referred to as explainable concepts, that need to be added to or deleted from I in order to alter the classification category of I by M to another specified class c_alt. We argue that, due to the iterative, conceptual and counterfactual nature of CX-ToM explanations, our framework is practical and more natural for both expert and non-expert users to understand the internal workings of complex deep learning models. Extensive quantitative and qualitative experiments verify our hypotheses, demonstrating that our CX-ToM significantly outperforms the state-of-the-art explainable AI models.
Key facts. Cited by 20 papers in the map (data through 7 Oct 2026). Builds on 57 of its 149 references that are in the map. First posted on arXiv 3 Sep 2021.
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- 2021Trustworthy AI: From Principles to Practicescited by 206
- 2023Minding Language Models' (Lack of) Theory of Mind: A Plug-and-Play Multi-Character Belief Trackercited by 95
- 2021MindCraft: Theory of Mind Modeling for Situated Dialogue in Collaborative Taskscited by 62
- 2023Flames: Benchmarking Value Alignment of LLMs in Chinesecited by 35
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- 2022Causal Reasoning Meets Visual Representation Learning: A Prospective Studycited by 24
- 2022Mind the gap: Challenges of deep learning approaches to Theory of Mindcited by 21
- 2022A Human-Centric Take on Model Monitoringcited by 9
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- 2025A three-Level Framework for LLM-Enhanced eXplainable AI: From technical explanations to natural language6 Jun 2025
- 2024Building Altruistic and Moral AI Agent with Brain-inspired Emotional Empathy Mechanisms29 Oct 2024
- 2024Towards Unifying Evaluation of Counterfactual Explanations: Leveraging Large Language Models for Human-Centric Assessments28 Oct 2024
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- 2024Accurate Explanation Model for Image Classifiers using Class Association Embedding12 Jun 2024
- 2024Explainable Interface for Human-Autonomy Teaming: A Survey4 May 2024
- 2024COIN: Counterfactual inpainting for weakly supervised semantic segmentation for medical images19 Apr 2024
- 2024ASAP: Interpretable Analysis and Summarization of AI-generated Image Patterns at Scale3 Apr 2024
- 2023Flames: Benchmarking Value Alignment of LLMs in Chinese12 Nov 2023
- 2023Towards A Holistic Landscape of Situated Theory of Mind in Large Language Models30 Oct 2023
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- 2023Agent Teaming Situation Awareness (ATSA): A Situation Awareness Framework for Human-AI Teaming31 Aug 2023
- 2023Minding Language Models' (Lack of) Theory of Mind: A Plug-and-Play Multi-Character Belief Tracker1 Jun 2023
- 2023Explainable Goal Recognition: A Framework Based on Weight of Evidence9 Mar 2023
- 2022A Human-Centric Take on Model Monitoring6 Jun 2022
- 2022Causal Reasoning Meets Visual Representation Learning: A Prospective Study26 Apr 2022
- 2022Mind the gap: Challenges of deep learning approaches to Theory of Mind30 Mar 2022
- 2021Trustworthy AI: From Principles to Practices4 Oct 2021
- 2021MindCraft: Theory of Mind Modeling for Situated Dialogue in Collaborative Tasks13 Sep 2021
- 2023Flames: Benchmarking Value Alignment of LLMs in Chinesecited by 35
- 2023Flames: Benchmarking Value Alignment of LLMs in Chinese12 Nov 2023
- 2021Trustworthy AI: From Principles to Practicescited by 206
- 2023Minding Language Models' (Lack of) Theory of Mind: A Plug-and-Play Multi-Character Belief Trackercited by 95
- 2021MindCraft: Theory of Mind Modeling for Situated Dialogue in Collaborative Taskscited by 62
- 2023Towards A Holistic Landscape of Situated Theory of Mind in Large Language Modelscited by 32
- 2022Mind the gap: Challenges of deep learning approaches to Theory of Mindcited by 21
- 2022A Human-Centric Take on Model Monitoringcited by 9
- 2024Towards Unifying Evaluation of Counterfactual Explanations: Leveraging Large Language Models for Human-Centric Assessmentscited by 8
- 2024Accurate Explanation Model for Image Classifiers using Class Association Embeddingcited by 6
- 2023Explainable Goal Recognition: A Framework Based on Weight of Evidencecited by 3
- 2023Agent Teaming Situation Awareness (ATSA): A Situation Awareness Framework for Human-AI Teamingcited by 3
- 2024COIN: Counterfactual inpainting for weakly supervised semantic segmentation for medical imagescited by 2
- 2024Explainable Interface for Human-Autonomy Teaming: A Surveycited by 2
12 most cited of 17 All 17 (JSON)
- 2026Situated, Dynamic, and Subjective: Envisioning the Design of Theory-of-Mind-Enabled Everyday AI with Industry Practitioners11 Feb 2026
- 2025Intent-Driven UAM Rescheduling17 Dec 2025
- 2025A three-Level Framework for LLM-Enhanced eXplainable AI: From technical explanations to natural language6 Jun 2025
- 2024Building Altruistic and Moral AI Agent with Brain-inspired Emotional Empathy Mechanisms29 Oct 2024
- 2024Towards Unifying Evaluation of Counterfactual Explanations: Leveraging Large Language Models for Human-Centric Assessments28 Oct 2024
- 2024Applications of Explainable artificial intelligence in Earth system science12 Jun 2024
- 2024Accurate Explanation Model for Image Classifiers using Class Association Embedding12 Jun 2024
- 2024Explainable Interface for Human-Autonomy Teaming: A Survey4 May 2024
- 2024COIN: Counterfactual inpainting for weakly supervised semantic segmentation for medical images19 Apr 2024
- 2023Towards A Holistic Landscape of Situated Theory of Mind in Large Language Models30 Oct 2023
- 2023Agent Teaming Situation Awareness (ATSA): A Situation Awareness Framework for Human-AI Teaming31 Aug 2023
- 2023Minding Language Models' (Lack of) Theory of Mind: A Plug-and-Play Multi-Character Belief Tracker1 Jun 2023
12 newest of 17 All 17 (JSON)