mlsanityData to 7 Oct 2026

CX-ToM: Counterfactual Explanations with Theory-of-Mind for Enhancing Human Trust in Image Recognition Models

arXiv 2109.01401 ↗First posted 3 Sep 2021cs.AI cs.CV cs.LGcited by 20

Not on the map. Why?

Abstract (arXiv)

We propose CX-ToM, short for counterfactual explanations with theory-of mind, a new explainable AI (XAI) framework for explaining decisions made by a deep convolutional neural network (CNN). In contrast to the current methods in XAI that generate explanations as a single shot response, we pose explanation as an iterative communication process, i.e. dialog, between the machine and human user. More concretely, our CX-ToM framework generates sequence of explanations in a dialog by mediating the differences between the minds of machine and human user. To do this, we use Theory of Mind (ToM) which helps us in explicitly modeling human's intention, machine's mind as inferred by the human as well as human's mind as inferred by the machine. Moreover, most state-of-the-art XAI frameworks provide attention (or heat map) based explanations. In our work, we show that these attention based explanations are not sufficient for increasing human trust in the underlying CNN model. In CX-ToM, we instead use counterfactual explanations called fault-lines which we define as follows: given an input image I for which a CNN classification model M predicts class c_pred, a fault-line identifies the minimal semantic-level features (e.g., stripes on zebra, pointed ears of dog), referred to as explainable concepts, that need to be added to or deleted from I in order to alter the classification category of I by M to another specified class c_alt. We argue that, due to the iterative, conceptual and counterfactual nature of CX-ToM explanations, our framework is practical and more natural for both expert and non-expert users to understand the internal workings of complex deep learning models. Extensive quantitative and qualitative experiments verify our hypotheses, demonstrating that our CX-ToM significantly outperforms the state-of-the-art explainable AI models.

Key facts. Cited by 20 papers in the map (data through 7 Oct 2026). Builds on 57 of its 149 references that are in the map. First posted on arXiv 3 Sep 2021.

Builds on

57 of 149 references.

References · 57

  1. 2015Deep Residual Learning for Image Recognitioncited by 51,809
  2. 2014Adam: A Method for Stochastic Optimizationcited by 36,960
  3. 2014Very Deep Convolutional Networks for Large-Scale Image Recognitioncited by 15,267
  4. 2015Distilling the Knowledge in a Neural Networkcited by 10,076
  5. 2014ImageNet Large Scale Visual Recognition Challengecited by 8,441
  6. 2014Explaining and Harnessing Adversarial Examplescited by 7,287
  7. 2016Grad-CAM: Visual Explanations from Deep Networks via Gradient-based Localizationcited by 6,690
  8. 2017A Unified Approach to Interpreting Model Predictionscited by 6,488
  9. 2016"Why Should I Trust You?": Explaining the Predictions of Any Classifiercited by 5,040
  10. 2017Axiomatic Attribution for Deep Networkscited by 3,350
  11. 2013Playing Atari with Deep Reinforcement Learningcited by 3,211
  12. 2015Learning Deep Features for Discriminative Localizationcited by 2,430
38 more
  1. 2013Visualizing and Understanding Convolutional Networkscited by 2,278
  2. 2017Learning Important Features Through Propagating Activation Differencescited by 1,454
  3. 2017Towards A Rigorous Science of Interpretable Machine Learningcited by 1,400
  4. 2017Interpretability Beyond Feature Attribution: Quantitative Testing with Concept Activation Vectors (TCAV)cited by 1,309
  5. 2017Explanation in Artificial Intelligence: Insights from the Social Sciencescited by 1,201
  6. 2017SmoothGrad: removing noise by adding noisecited by 1,097
  7. 2017Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPRcited by 1,086
  8. 2019What Does BERT Look At? An Analysis of BERT's Attentioncited by 994
  9. 2019Attention is not Explanationcited by 916
  10. 2016Universal adversarial perturbationscited by 774
  11. 2016The Mythos of Model Interpretabilitycited by 716
  12. 2017Interpretable Explanations of Black Boxes by Meaningful Perturbationcited by 611
  13. 2016European Union regulations on algorithmic decision-making and a "right to explanation"cited by 343
  14. 2019Counterfactual Visual Explanationscited by 312
  15. 2018On the Robustness of Interpretability Methodscited by 310
  16. 2015MovieQA: Understanding Stories in Movies through Question-Answeringcited by 304
  17. 2018Model compression via distillation and quantizationcited by 287
  18. 2016Rationalizing Neural Predictionscited by 281
  19. 2018Explanations based on the Missing: Towards Contrastive Explanations with Pertinent Negativescited by 261
  20. 2018Metrics for Explainable AI: Challenges and Prospectscited by 257
  21. 2019Interpretable Counterfactual Explanations Guided by Prototypescited by 223
  22. 2018Machine Theory of Mindcited by 222
  23. 2016Sample Efficient Actor-Critic with Experience Replaycited by 185
  24. 2017Interpretable Convolutional Neural Networkscited by 161
  25. 2015Visualizing and Understanding Recurrent Networkscited by 158
  26. 2016Generating Visual Explanationscited by 156
  27. 2018Visual Interpretability for Deep Learning: a Surveycited by 155
  28. 2019Pixel-Adaptive Convolutional Neural Networkscited by 126
  29. 2018Interpreting CNNs via Decision Treescited by 89
  30. 2015The Bayesian Case Model: A Generative Approach for Case-Based Reasoning and Prototype Classificationcited by 76
  31. 2018Modeling Others using Oneself in Multi-Agent Reinforcement Learningcited by 64
  32. 2020Dark, Beyond Deep: A Paradigm Shift to Cognitive AI with Humanlike Common Sensecited by 62
  33. 2018Generating Counterfactual Explanations with Natural Languagecited by 37
  34. 2020Words aren't enough, their order matters: On the Robustness of Grounding Visual Referring Expressionscited by 33
  35. 2017Teaching Compositionality to CNNscited by 18
  36. 2019Interpretable CNNs for Object Classificationcited by 16
  37. 2018Open the Black Box Data-Driven Explanation of Black Box Decision Systemscited by 9
  38. 2019Natural Language Interaction with Explainable AI Modelscited by 8

50 most cited of 57 All 57 (JSON)

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 2; 2022: 3; 2023: 5; 2024: 7; 2025: 2; 2026: 1.

20 papers.

Sort:

By area:

  1. 2021Trustworthy AI: From Principles to Practicescited by 206
  2. 2023Minding Language Models' (Lack of) Theory of Mind: A Plug-and-Play Multi-Character Belief Trackercited by 95
  3. 2021MindCraft: Theory of Mind Modeling for Situated Dialogue in Collaborative Taskscited by 62
  4. 2023Flames: Benchmarking Value Alignment of LLMs in Chinesecited by 35
  5. 2023Towards A Holistic Landscape of Situated Theory of Mind in Large Language Modelscited by 32
  6. 2022Causal Reasoning Meets Visual Representation Learning: A Prospective Studycited by 24
  7. 2022Mind the gap: Challenges of deep learning approaches to Theory of Mindcited by 21
  8. 2022A Human-Centric Take on Model Monitoringcited by 9
  9. 2024Towards Unifying Evaluation of Counterfactual Explanations: Leveraging Large Language Models for Human-Centric Assessmentscited by 8
  10. 2024Accurate Explanation Model for Image Classifiers using Class Association Embeddingcited by 6
  11. 2024ASAP: Interpretable Analysis and Summarization of AI-generated Image Patterns at Scalecited by 5
  12. 2023Explainable Goal Recognition: A Framework Based on Weight of Evidencecited by 3
8 more
  1. 2023Agent Teaming Situation Awareness (ATSA): A Situation Awareness Framework for Human-AI Teamingcited by 3
  2. 2024COIN: Counterfactual inpainting for weakly supervised semantic segmentation for medical imagescited by 2
  3. 2024Explainable Interface for Human-Autonomy Teaming: A Surveycited by 2
  4. 2025A three-Level Framework for LLM-Enhanced eXplainable AI: From technical explanations to natural languagecited by 2
  5. 2024Applications of Explainable artificial intelligence in Earth system sciencecited by 1
  6. 2026Situated, Dynamic, and Subjective: Envisioning the Design of Theory-of-Mind-Enabled Everyday AI with Industry Practitionerscited by 1
  7. 2024Building Altruistic and Moral AI Agent with Brain-inspired Emotional Empathy Mechanismscited by 0
  8. 2025Intent-Driven UAM Reschedulingcited by 0