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Federated Learning on Non-IID Data: A Survey

arXiv 2106.06843 ↗First posted 12 Jun 2021cs.LG cs.DCcited by 345

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Abstract (arXiv)

Federated learning is an emerging distributed machine learning framework for privacy preservation. However, models trained in federated learning usually have worse performance than those trained in the standard centralized learning mode, especially when the training data are not independent and identically distributed (Non-IID) on the local devices. In this survey, we pro-vide a detailed analysis of the influence of Non-IID data on both parametric and non-parametric machine learning models in both horizontal and vertical federated learning. In addition, cur-rent research work on handling challenges of Non-IID data in federated learning are reviewed, and both advantages and disadvantages of these approaches are discussed. Finally, we suggest several future research directions before concluding the paper.

Key facts. Cited by 345 papers in the map (data through 7 Oct 2026). Builds on 110 of its 190 references that are in the map. First posted on arXiv 12 Jun 2021.

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110 of 190 references.

References · 110

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38 more
  1. 2016Federated Learning: Strategies for Improving Communication Efficiencycited by 1,461
  2. 2016Unsupervised Learning of Visual Representations by Solving Jigsaw Puzzlescited by 1,379
  3. 2018Federated Learning with Non-IID Datacited by 1,099
  4. 2020Adaptive Federated Optimizationcited by 1,036
  5. 2019Deep Leakage from Gradientscited by 1,004
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  13. 2021Federated Learning on Non-IID Data Silos: An Experimental Studycited by 566
  14. 2015Multi-view Convolutional Neural Networks for 3D Shape Recognitioncited by 564
  15. 2020Federated Learning with Matched Averagingcited by 564
  16. 2019Federated Learning with Personalization Layerscited by 533
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  22. 2019Robust and Communication-Efficient Federated Learning from Non-IID Datacited by 415
  23. 2019Federated Learning in Mobile Edge Networks: A Comprehensive Surveycited by 407
  24. 2019Bayesian Nonparametric Federated Learning of Neural Networkscited by 385
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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 5; 2022: 46; 2023: 68; 2024: 94; 2025: 92; 2026: 40.

345 papers.

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  1. 2023Heterogeneous Federated Learning: State-of-the-art and Research Challengescited by 160
  2. 2022NOTE: Robust Continual Test-time Adaptation Against Temporal Correlationcited by 150
  3. 2023Personalized Federated Learning with Feature Alignment and Classifier Collaborationcited by 97
  4. 2023Federated Learning for Generalization, Robustness, Fairness: A Survey and Benchmarkcited by 97
  5. 2024Selective Aggregation for Low-Rank Adaptation in Federated Learningcited by 80
  6. 2023Universal Test-time Adaptation through Weight Ensembling, Diversity Weighting, and Prior Correctioncited by 65
  7. 2022Client Selection in Federated Learning: Principles, Challenges, and Opportunitiescited by 62
  8. 2023Better Generative Replay for Continual Federated Learningcited by 53
  9. 2023Federated Conformal Predictors for Distributed Uncertainty Quantificationcited by 46
  10. 2022Cross-Silo Federated Learning: Challenges and Opportunitiescited by 38
  11. 2022Federated Learning for Medical Applications: A Taxonomy, Current Trends, Challenges, and Future Research Directionscited by 34
  12. 2024An Aggregation-Free Federated Learning for Tackling Data Heterogeneitycited by 33
38 more
  1. 2022Towards Federated Clustering: A Federated Fuzzy c-Means Algorithm (FFCM)cited by 29
  2. 2022FedKL: Tackling Data Heterogeneity in Federated Reinforcement Learning by Penalizing KL Divergencecited by 29
  3. 2022A Critical Review on the Use (and Misuse) of Differential Privacy in Machine Learningcited by 27
  4. 2021Personalized Federated Learning with Adaptive Batchnorm for Healthcarecited by 26
  5. 2022CrowdGuard: Federated Backdoor Detection in Federated Learningcited by 26
  6. 2023Privacy and Fairness in Federated Learning: on the Perspective of Trade-offcited by 26
  7. 2024FeDeRA:Efficient Fine-tuning of Language Models in Federated Learning Leveraging Weight Decompositioncited by 26
  8. 2022Federated Learning with GAN-based Data Synthesis for Non-IID Clientscited by 25
  9. 2023Selective Knowledge Sharing for Privacy-Preserving Federated Distillation without A Good Teachercited by 25
  10. 2022Towards Effective Clustered Federated Learning: A Peer-to-peer Framework with Adaptive Neighbor Matchingcited by 24
  11. 2022FRAug: Tackling Federated Learning with Non-IID Features via Representation Augmentationcited by 24
  12. 2023A Survey of Trustworthy Federated Learning with Perspectives on Security, Robustness, and Privacycited by 24
  13. 2023FS-Real: Towards Real-World Cross-Device Federated Learningcited by 22
  14. 2023Federated Learning for Computer Visioncited by 22
  15. 2023Phoenix: A Federated Generative Diffusion Modelcited by 21
  16. 2023A Survey of What to Share in Federated Learning: Perspectives on Model Utility, Privacy Leakage, and Communication Efficiencycited by 21
  17. 2022CalFAT: Calibrated Federated Adversarial Training with Label Skewnesscited by 20
  18. 2023MP-FedCL: Multiprototype Federated Contrastive Learning for Edge Intelligencecited by 20
  19. 2022Vertical Federated Learning: A Structured Literature Reviewcited by 17
  20. 2023Data and Model Poisoning Backdoor Attacks on Wireless Federated Learning, and the Defense Mechanisms: A Comprehensive Surveycited by 17
  21. 2023A Survey for Federated Learning Evaluations: Goals and Measurescited by 16
  22. 2024OpenFGL: A Comprehensive Benchmark for Federated Graph Learningcited by 16
  23. 2022Federated Learning for 5G Base Station Traffic Forecastingcited by 15
  24. 2023Accelerating Hybrid Federated Learning Convergence under Partial Participationcited by 15
  25. 2025Keeping Yourself is Important in Downstream Tuning Multimodal Large Language Modelcited by 15
  26. 2022Federated Graph Machine Learning: A Survey of Concepts, Techniques, and Applicationscited by 14
  27. 2024Federated Distillation: A Surveycited by 14
  28. 2022A Survey on Computationally Efficient Neural Architecture Searchcited by 12
  29. 2023A Survey on Class Imbalance in Federated Learningcited by 12
  30. 2023Federated Learning without Full Labels: A Surveycited by 12
  31. 2023FedCiR: Client-Invariant Representation Learning for Federated Non-IID Featurescited by 12
  32. 2024Advances in Robust Federated Learning: A Survey with Heterogeneity Considerationscited by 12
  33. 2024Green Federated Learning: A new era of Green Aware AIcited by 12
  34. 2024Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directionscited by 12
  35. 2024One-shot Federated Learning via Synthetic Distiller-Distillate Communicationcited by 12
  36. 2022SHED: A Newton-type algorithm for federated learning based on incremental Hessian eigenvector sharingcited by 11
  37. 2023Dealing With Heterogeneous 3D MR Knee Images: A Federated Few-Shot Learning Method With Dual Knowledge Distillationcited by 11
  38. 2023QuickDrop: Efficient Federated Unlearning by Integrated Dataset Distillationcited by 11

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