Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directions
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Abstract (arXiv)
Recent advances in machine learning have highlighted Federated Learning (FL) as a promising approach that enables multiple distributed users (so-called clients) to collectively train ML models without sharing their private data. While this privacy-preserving method shows potential, it struggles when data across clients is not independent and identically distributed (non-IID) data. The latter remains an unsolved challenge that can result in poorer model performance and slower training times. Despite the significance of non-IID data in FL, there is a lack of consensus among researchers about its classification and quantification. This technical survey aims to fill that gap by providing a detailed taxonomy for non-IID data, partition protocols, and metrics to quantify data heterogeneity. Additionally, we describe popular solutions to address non-IID data and standardized frameworks employed in FL with heterogeneous data. Based on our state-of-the-art survey, we present key lessons learned and suggest promising future research directions.
Key facts. Cited by 13 papers in the map (data through 14 Oct 2026). Builds on 121 of its 266 references that are in the map. First posted on arXiv 19 Nov 2024.
Builds on
121 of 266 references.
References · 121
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- 2017Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithmscited by 4,349
- 2018Federated Optimization in Heterogeneous Networkscited by 2,987
- 2018Federated Learning with Non-IID Datacited by 1,108
- 2020Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimizationcited by 906
- 2018LEAF: A Benchmark for Federated Settingscited by 792
- 2021Model-Contrastive Federated Learningcited by 766
- 2021Federated Learning on Non-IID Data Silos: An Experimental Studycited by 568
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- 2019Agnostic Federated Learningcited by 456
- 2021Federated Learning on Non-IID Data: A Surveycited by 346
- 2019The Non-IID Data Quagmire of Decentralized Machine Learningcited by 305
38 more
- 2020FedML: A Research Library and Benchmark for Federated Machine Learningcited by 300
- 2021Federated Learning for Internet of Things: A Comprehensive Surveycited by 252
- 2019Client-Edge-Cloud Hierarchical Federated Learningcited by 202
- 2020Client Selection in Federated Learning: Convergence Analysis and Power-of-Choice Selection Strategiescited by 198
- 2021Achieving Linear Speedup with Partial Worker Participation in Non-IID Federated Learningcited by 193
- 2020FedBE: Making Bayesian Model Ensemble Applicable to Federated Learningcited by 176
- 2022Fine-tuning Global Model via Data-Free Knowledge Distillation for Non-IID Federated Learningcited by 172
- 2020FedPD: A Federated Learning Framework with Optimal Rates and Adaptivity to Non-IID Datacited by 144
- 2020Federated Visual Classification with Real-World Data Distributioncited by 128
- 2021FairFed: Enabling Group Fairness in Federated Learningcited by 118
- 2019BrainTorrent: A Peer-to-Peer Environment for Decentralized Federated Learningcited by 117
- 2021Decentralized Federated Averagingcited by 114
- 2021Rethinking Architecture Design for Tackling Data Heterogeneity in Federated Learningcited by 111
- 2022Federated Learning with Label Distribution Skew via Logits Calibrationcited by 109
- 2022Vertical Federated Learning: Concepts, Advances and Challengescited by 108
- 2020Robust Federated Learning: The Case of Affine Distribution Shiftscited by 102
- 2021Asynchronous Federated Learning on Heterogeneous Devices: A Surveycited by 93
- 2022Federated Learning on Non-IID Graphs via Structural Knowledge Sharingcited by 88
- 2023Multimodal Federated Learning via Contrastive Representation Ensemblecited by 86
- 2021Federated Learning: Opportunities and Challengescited by 84
- 2021FedProc: Prototypical Contrastive Federated Learning on Non-IID datacited by 81
- 2021Differentially Private Federated Learning on Heterogeneous Datacited by 74
- 2020Over-the-Air Federated Learning from Heterogeneous Datacited by 73
- 2022Tackling Data Heterogeneity in Federated Learning with Class Prototypescited by 67
- 2021HarmoFL: Harmonizing Local and Global Drifts in Federated Learning on Heterogeneous Medical Imagescited by 64
- 2020LotteryFL: Personalized and Communication-Efficient Federated Learning with Lottery Ticket Hypothesis on Non-IID Datasetscited by 60
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- 2019On Safeguarding Privacy and Security in the Framework of Federated Learningcited by 55
- 2021FedLab: A Flexible Federated Learning Frameworkcited by 55
- 2023FedFed: Feature Distillation against Data Heterogeneity in Federated Learningcited by 54
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- 2023Prompt Federated Learning for Weather Forecasting: Toward Foundation Models on Meteorological Datacited by 40
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- 2022Label-Efficient Self-Supervised Federated Learning for Tackling Data Heterogeneity in Medical Imagingcited by 39
- 2022Cross-Silo Federated Learning: Challenges and Opportunitiescited by 38
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- 2025FBFL: A Field-Based Coordination Approach for Data Heterogeneity in Federated Learningcited by 5
- 2024Asynchronous Federated Learning: A Scalable Approach for Decentralized Machine Learningcited by 3
- 2025Federated Learning With L0 Constraint Via Probabilistic Gates For Sparsitycited by 1
- 2026When More Parameters Hurt: Foundation Model Priors Amplify Worst-Client Disparity Under Extreme Federated Heterogeneitycited by 1
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- 2025Training Together, Diagnosing Better: Federated Learning for Collagen VI-Related Dystrophiescited by 0
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- 2026Task2vec Readiness: Diagnostics for Federated Learning from Pre-Training Embeddingscited by 0
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- 2026Benchmarking Federated Learning and Knowledge Distillation for Point Cloud Classification30 Jun 2026
- 2026Entropy-Regularized Probabilistic Gates for Sparse Model Discovery in Scarce-Data Federated Learning30 Jun 2026
- 2026AlignFed: Alignment-Aware Asynchronous Federated Fine-Tuning for Large Language Models in Heterogeneous Edge Environments6 Jun 2026
- 2026When More Parameters Hurt: Foundation Model Priors Amplify Worst-Client Disparity Under Extreme Federated Heterogeneity9 May 2026
- 2026Task2vec Readiness: Diagnostics for Federated Learning from Pre-Training Embeddings12 Apr 2026
- 2025Federated Learning With L0 Constraint Via Probabilistic Gates For Sparsity28 Dec 2025
- 2025Clust-PSI-PFL: A Population Stability Index Approach for Clustered Non-IID Personalized Federated Learning23 Dec 2025
- 2025Training Together, Diagnosing Better: Federated Learning for Collagen VI-Related Dystrophies18 Dec 2025
- 2025FeDa4Fair: Client-Level Federated Datasets for Fairness Evaluation26 Jun 2025
- 2025FBFL: A Field-Based Coordination Approach for Data Heterogeneity in Federated Learning12 Feb 2025
- 2025FBFL: A Field-Based Coordination Approach for Data Heterogeneity in Federated Learningcited by 5
- 2024Asynchronous Federated Learning: A Scalable Approach for Decentralized Machine Learningcited by 3
- 2025Federated Learning With L0 Constraint Via Probabilistic Gates For Sparsitycited by 1
- 2026When More Parameters Hurt: Foundation Model Priors Amplify Worst-Client Disparity Under Extreme Federated Heterogeneitycited by 1
- 2025FeDa4Fair: Client-Level Federated Datasets for Fairness Evaluationcited by 0
- 2025Training Together, Diagnosing Better: Federated Learning for Collagen VI-Related Dystrophiescited by 0
- 2025Clust-PSI-PFL: A Population Stability Index Approach for Clustered Non-IID Personalized Federated Learningcited by 0
- 2026Task2vec Readiness: Diagnostics for Federated Learning from Pre-Training Embeddingscited by 0
- 2026AlignFed: Alignment-Aware Asynchronous Federated Fine-Tuning for Large Language Models in Heterogeneous Edge Environmentscited by 0
- 2026Entropy-Regularized Probabilistic Gates for Sparse Model Discovery in Scarce-Data Federated Learningcited by 0
- 2026On the Effectiveness of Adaptation Strategies for VLM-Based Federated Learning in Remote Sensingcited by 0
- 2026Perplexity Predicts Protection: Choosing Pretrained Backbones for Worst-Client Fairness in Federated Parameter-Efficient Fine-Tuningcited by 0
- 2026Perplexity Predicts Protection: Choosing Pretrained Backbones for Worst-Client Fairness in Federated Parameter-Efficient Fine-Tuning20 Sep 2026
- 2026On the Effectiveness of Adaptation Strategies for VLM-Based Federated Learning in Remote Sensing5 Aug 2026
- 2026Entropy-Regularized Probabilistic Gates for Sparse Model Discovery in Scarce-Data Federated Learning30 Jun 2026
- 2026AlignFed: Alignment-Aware Asynchronous Federated Fine-Tuning for Large Language Models in Heterogeneous Edge Environments6 Jun 2026
- 2026When More Parameters Hurt: Foundation Model Priors Amplify Worst-Client Disparity Under Extreme Federated Heterogeneity9 May 2026
- 2026Task2vec Readiness: Diagnostics for Federated Learning from Pre-Training Embeddings12 Apr 2026
- 2025Federated Learning With L0 Constraint Via Probabilistic Gates For Sparsity28 Dec 2025
- 2025Clust-PSI-PFL: A Population Stability Index Approach for Clustered Non-IID Personalized Federated Learning23 Dec 2025
- 2025Training Together, Diagnosing Better: Federated Learning for Collagen VI-Related Dystrophies18 Dec 2025
- 2025FeDa4Fair: Client-Level Federated Datasets for Fairness Evaluation26 Jun 2025
- 2025FBFL: A Field-Based Coordination Approach for Data Heterogeneity in Federated Learning12 Feb 2025
- 2024Asynchronous Federated Learning: A Scalable Approach for Decentralized Machine Learning23 Dec 2024