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Robust and Communication-Efficient Federated Learning from Non-IID Data

arXiv 1903.02891 ↗First posted 7 Mar 2019cs.LG cs.AI cs.DCcited by 415

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Abstract (arXiv)

Federated Learning allows multiple parties to jointly train a deep learning model on their combined data, without any of the participants having to reveal their local data to a centralized server. This form of privacy-preserving collaborative learning however comes at the cost of a significant communication overhead during training. To address this problem, several compression methods have been proposed in the distributed training literature that can reduce the amount of required communication by up to three orders of magnitude. These existing methods however are only of limited utility in the Federated Learning setting, as they either only compress the upstream communication from the clients to the server (leaving the downstream communication uncompressed) or only perform well under idealized conditions such as iid distribution of the client data, which typically can not be found in Federated Learning. In this work, we propose Sparse Ternary Compression (STC), a new compression framework that is specifically designed to meet the requirements of the Federated Learning environment. Our experiments on four different learning tasks demonstrate that STC distinctively outperforms Federated Averaging in common Federated Learning scenarios where clients either a) hold non-iid data, b) use small batch sizes during training, or where c) the number of clients is large and the participation rate in every communication round is low. We furthermore show that even if the clients hold iid data and use medium sized batches for training, STC still behaves pareto-superior to Federated Averaging in the sense that it achieves fixed target accuracies on our benchmarks within both fewer training iterations and a smaller communication budget.

Key facts. Cited by 415 papers in the map (data through 7 Oct 2026). First posted on arXiv 7 Mar 2019.

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Citing papers per year: 2021: 121; 2022: 70; 2023: 85; 2024: 67; 2025: 52; 2026: 20.

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  1. 2021Federated Learning on Non-IID Data: A Surveycited by 345
  2. 2021Achieving Linear Speedup with Partial Worker Participation in Non-IID Federated Learningcited by 192
  3. 2021FjORD: Fair and Accurate Federated Learning under heterogeneous targets with Ordered Dropoutcited by 192
  4. 2021Federated Learning for Smart Healthcare: A Surveycited by 182
  5. 2023Heterogeneous Federated Learning: State-of-the-art and Research Challengescited by 160
  6. 2021Rethinking Architecture Design for Tackling Data Heterogeneity in Federated Learningcited by 111
  7. 2021FedMix: Approximation of Mixup under Mean Augmented Federated Learningcited by 108
  8. 2023Decentralized Federated Learning: A Survey and Perspectivecited by 86
  9. 2021FedProc: Prototypical Contrastive Federated Learning on Non-IID datacited by 80
  10. 2021Fast Federated Learning in the Presence of Arbitrary Device Unavailabilitycited by 72
  11. 2023FedCLIP: Fast Generalization and Personalization for CLIP in Federated Learningcited by 70
  12. 2022Personalized Federated Learning via Variational Bayesian Inferencecited by 68
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  1. 2021FedAUX: Leveraging Unlabeled Auxiliary Data in Federated Learningcited by 67
  2. 2022FedDM: Iterative Distribution Matching for Communication-Efficient Federated Learningcited by 65
  3. 2021Federated Multi-Armed Banditscited by 59
  4. 2021Decentralized Federated Learning: Balancing Communication and Computing Costscited by 54
  5. 2021Deep Federated Learning for Autonomous Drivingcited by 54
  6. 2023Federated Continual Learning via Knowledge Fusion: A Surveycited by 53
  7. 2021Semi-Decentralized Federated Learning with Cooperative D2D Local Model Aggregationscited by 50
  8. 2021Flexible Clustered Federated Learning for Client-Level Data Distribution Shiftcited by 47
  9. 2022Federated Learning via Inexact ADMMcited by 44
  10. 2021STEM: A Stochastic Two-Sided Momentum Algorithm Achieving Near-Optimal Sample and Communication Complexities for Federated Learningcited by 43
  11. 2022A Survey on Heterogeneous Federated Learningcited by 42
  12. 2021Device Sampling for Heterogeneous Federated Learning: Theory, Algorithms, and Implementationcited by 40
  13. 2021Communication Efficiency in Federated Learning: Achievements and Challengescited by 40
  14. 2021Quantized Federated Learning under Transmission Delay and Outage Constraintscited by 37
  15. 2023Personalized Federated Learning under Mixture of Distributionscited by 37
  16. 2021Non-IID data and Continual Learning processes in Federated Learning: A long road aheadcited by 36
  17. 2022No One Left Behind: Inclusive Federated Learning over Heterogeneous Devicescited by 36
  18. 2022FedTP: Federated Learning by Transformer Personalizationcited by 36
  19. 2021Layer-wise Adaptive Model Aggregation for Scalable Federated Learningcited by 35
  20. 2023FedNoRo: Towards Noise-Robust Federated Learning by Addressing Class Imbalance and Label Noise Heterogeneitycited by 33
  21. 2021Cross-Gradient Aggregation for Decentralized Learning from Non-IID datacited by 32
  22. 2022Sparse Random Networks for Communication-Efficient Federated Learningcited by 32
  23. 2021Local-Global Knowledge Distillation in Heterogeneous Federated Learning with Non-IID Datacited by 31
  24. 2022Knowledge Distillation for Federated Learning: a Practical Guidecited by 31
  25. 2021End-to-End Speech Recognition from Federated Acoustic Modelscited by 30
  26. 2022FedSynth: Gradient Compression via Synthetic Data in Federated Learningcited by 30
  27. 2023Why Batch Normalization Damage Federated Learning on Non-IID Data?cited by 29
  28. 2025Vision-Language Models for Edge Networks: A Comprehensive Surveycited by 29
  29. 2021Fusion of Federated Learning and Industrial Internet of Things: A Surveycited by 28
  30. 2021PRECODE - A Generic Model Extension to Prevent Deep Gradient Leakagecited by 28
  31. 2022A Multi-agent Reinforcement Learning Approach for Efficient Client Selection in Federated Learningcited by 28
  32. 2022Communication-Efficient Device Scheduling for Federated Learning Using Stochastic Optimizationcited by 28
  33. 2021FEDZIP: A Compression Framework for Communication-Efficient Federated Learningcited by 27
  34. 2021A New Look and Convergence Rate of Federated Multi-Task Learning with Laplacian Regularizationcited by 27
  35. 2024Taming Cross-Domain Representation Variance in Federated Prototype Learning with Heterogeneous Data Domainscited by 27
  36. 2021On the Utility of Gradient Compression in Distributed Training Systemscited by 26
  37. 2021Designing ECG Monitoring Healthcare System with Federated Transfer Learning and Explainable AIcited by 26
  38. 2021QLSD: Quantised Langevin stochastic dynamics for Bayesian federated learningcited by 26

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