Artificial Intelligence, Values and Alignment
Not on the map. Why?
Cited by 104 in LLM alignment / RLHF / preference optimisation, but placed by its own abstract, which didn’t fit.
Abstract (arXiv)
This paper looks at philosophical questions that arise in the context of AI alignment. It defends three propositions. First, normative and technical aspects of the AI alignment problem are interrelated, creating space for productive engagement between people working in both domains. Second, it is important to be clear about the goal of alignment. There are significant differences between AI that aligns with instructions, intentions, revealed preferences, ideal preferences, interests and values. A principle-based approach to AI alignment, which combines these elements in a systematic way, has considerable advantages in this context. Third, the central challenge for theorists is not to identify 'true' moral principles for AI; rather, it is to identify fair principles for alignment, that receive reflective endorsement despite widespread variation in people's moral beliefs. The final part of the paper explores three ways in which fair principles for AI alignment could potentially be identified.
Key facts. Cited by 443 papers in the map (data through 13 Oct 2026). First posted on arXiv 13 Jan 2020.
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Citing papers per year: 2021: 17; 2022: 31; 2023: 67; 2024: 98; 2025: 135; 2026: 95.
443 papers.
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- 2022Training language models to follow instructions with human feedbackcited by 15,856
- 2023CAMEL: Communicative Agents for "Mind" Exploration of Large Language Model Societycited by 1,365
- 2023OpenAssistant Conversations -- Democratizing Large Language Model Alignmentcited by 717
- 2023Safe RLHF: Safe Reinforcement Learning from Human Feedbackcited by 648
- 2023SmoothLLM: Defending Large Language Models Against Jailbreaking Attackscited by 464
- 2023Towards Measuring the Representation of Subjective Global Opinions in Language Modelscited by 428
- 2023Principle-Driven Self-Alignment of Language Models from Scratch with Minimal Human Supervisioncited by 318
- 2023ConceptFusion: Open-set Multimodal 3D Mappingcited by 302
- 2021Unsolved Problems in ML Safetycited by 291
- 2022The Alignment Problem from a Deep Learning Perspectivecited by 252
- 2022Defining and Characterizing Reward Hackingcited by 198
- 2022Fine-tuning language models to find agreement among humans with diverse preferencescited by 189
38 more
- 2024A Roadmap to Pluralistic Alignmentcited by 179
- 2021Alignment of Language Agentscited by 168
- 2024Personalizing Reinforcement Learning from Human Feedback with Variational Preference Learningcited by 152
- 2024Continual Learning for Large Language Models: A Surveycited by 144
- 2023Getting aligned on representational alignmentcited by 142
- 2021Collaborating with Humans without Human Datacited by 140
- 2023Auditing large language models: a three-layered approachcited by 136
- 2022RL with KL penalties is better viewed as Bayesian inferencecited by 132
- 2024Collective Constitutional AI: Aligning a Language Model with Public Inputcited by 123
- 2023Black-Box Prompt Optimization: Aligning Large Language Models without Model Trainingcited by 122
- 2023Foundation Models and Fair Usecited by 116
- 2024Rethinking Interpretability in the Era of Large Language Modelscited by 111
- 2022The Ghost in the Machine has an American accent: value conflict in GPT-3cited by 105
- 2024Social Choice Should Guide AI Alignment in Dealing with Diverse Human Feedbackcited by 100
- 2024Systematic Biases in LLM Simulations of Debatescited by 99
- 2023Identifying and Mitigating the Security Risks of Generative AIcited by 91
- 2023Personalisation within bounds: A risk taxonomy and policy framework for the alignment of large language models with personalised feedbackcited by 87
- 2023Training Socially Aligned Language Models on Simulated Social Interactionscited by 78
- 2022In conversation with Artificial Intelligence: aligning language models with human valuescited by 62
- 2023Explaining black box text modules in natural language with language modelscited by 62
- 2023Rewarding Chatbots for Real-World Engagement with Millions of Userscited by 59
- 2022A Taxonomy of Prompt Modifiers for Text-To-Image Generationcited by 55
- 2022Re-contextualizing Fairness in NLP: The Case of Indiacited by 55
- 2023SALMON: Self-Alignment with Instructable Reward Modelscited by 55
- 2024Determinants of LLM-assisted Decision-Makingcited by 55
- 2025Mind the Value-Action Gap: Do LLMs Act in Alignment with Their Values?cited by 51
- 2025Values in the Wild: Discovering and Analyzing Values in Real-World Language Model Interactionscited by 50
- 2023Value FULCRA: Mapping Large Language Models to the Multidimensional Spectrum of Basic Human Valuescited by 49
- 2021The Who in XAI: How AI Background Shapes Perceptions of AI Explanationscited by 48
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- 2025Why human-AI relationships need socioaffective alignmentcited by 47
- 2022Invariance in Policy Optimisation and Partial Identifiability in Reward Learningcited by 46
- 2023From Instructions to Intrinsic Human Values -- A Survey of Alignment Goals for Big Modelscited by 45
- 2023MoCa: Measuring Human-Language Model Alignment on Causal and Moral Judgment Taskscited by 44
- 2024Robustifying Safety-Aligned Large Language Models through Clean Data Curationcited by 44
- 2023Exploring the psychology of LLMs' Moral and Legal Reasoningcited by 43
- 2024Learning to Edit: Aligning LLMs with Knowledge Editingcited by 43
- 2023Flames: Benchmarking Value Alignment of LLMs in Chinesecited by 37
50 most cited of 443 All 443 (JSON)
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- 2026Benchmarking LLM Compliance with China AI Generated Content Regulations17 Sep 2026
- 2026Moral Competence Before Moral Content: Why LLM Agents Lack the Prerequisites for Coherent Alignment4 Sep 2026
- 2026Language models judge war differently when tested for alignment4 Sep 2026
- 2026Meta-ethics and AI: exploring the novel meta-ethical questions in the era of AI1 Sep 2026
- 2026AI Alignment through a Game-theoretic Lens: A Survey28 Aug 2026
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38 more
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- 2026Functional Emotion Without Character: Large Language Models, Aristotelian Disposition, and the Limits of Behavioral Alignment31 Jul 2026
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- 2026The Severance Problem: LLMs are Unaware of the Person Beyond the Prompt15 Jul 2026
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- 2026Incoherent Values? Probing LLM Preferences Through Parametric Variation19 Jun 2026
- 2026Editorial Alignment: A Participatory Approach to Engaging Editorial Expertise in LLM-mediated Knowledge Dissemination18 Jun 2026
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- 2026Brainrot: Deskilling and Addiction are Overlooked AI Risks5 May 2026
- 2026Tatemae: Detecting Alignment Faking via Tool Selection in LLMs29 Apr 2026
- 2026Three Models of RLHF Annotation: Extension, Evidence, and Authority28 Apr 2026
50 newest of 443 All 443 (JSON)
- 2022Training language models to follow instructions with human feedbackcited by 15,856
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- 2023Safe RLHF: Safe Reinforcement Learning from Human Feedbackcited by 648
- 2023Principle-Driven Self-Alignment of Language Models from Scratch with Minimal Human Supervisioncited by 318
- 2022Defining and Characterizing Reward Hackingcited by 198
- 2022Fine-tuning language models to find agreement among humans with diverse preferencescited by 189
- 2024A Roadmap to Pluralistic Alignmentcited by 179
- 2024Personalizing Reinforcement Learning from Human Feedback with Variational Preference Learningcited by 152
- 2024Collective Constitutional AI: Aligning a Language Model with Public Inputcited by 123
- 2023Black-Box Prompt Optimization: Aligning Large Language Models without Model Trainingcited by 122
- 2024Social Choice Should Guide AI Alignment in Dealing with Diverse Human Feedbackcited by 100
- 2023Personalisation within bounds: A risk taxonomy and policy framework for the alignment of large language models with personalised feedbackcited by 87
12 most cited of 97 All 97 (JSON)
- 2026Language models judge war differently when tested for alignment4 Sep 2026
- 2026AI Alignment through a Game-theoretic Lens: A Survey28 Aug 2026
- 2026The Ethical Decision Head: Operationalizing Normative Ethics in Autonomous Vehicles via Reinforcement Learning from Human Feedback17 Aug 2026
- 2026Toward a Theory of Value in AI Alignment10 Aug 2026
- 2026Contextual Value Alignment via Multilayer Combinatorial Fusion7 Aug 2026
- 2026A Roadmap to Impactful Pluralistic Alignment Research24 Jul 2026
- 2026Agreement Is Not Alignment: Divergent Moral Grounds in Human and LLM Ethical Judgments14 Jul 2026
- 2026AI Alignment From Social Choice Perspectives19 Jun 2026
- 2026Incoherent Values? Probing LLM Preferences Through Parametric Variation19 Jun 2026
- 2026Position: Align AI to Our Aspirations, Not Our Flaws11 Jun 2026
- 2026What Do People Actually Want From AI? Mapping Preference Plurality4 Jun 2026
- 2026Fully Automated Identification of Lexical Alignment and Preference-Stage Shifts in Large Language Models2 Jun 2026
12 newest of 97 All 97 (JSON)
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- 2026Anticipatory Human Oversight of Agentic AI: A Philosophical Account21 Sep 2026
- 2026Trustworthy Agentic AI: Failure Modes, Mitigation Strategies, and a Lifecycle Framework for Autonomous LLM Systems19 Sep 2026
- 2026Value-Sensitive Delegation in Everyday AI Agent Use: Evidence from OpenClaw18 Sep 2026
- 2026Moral Competence Before Moral Content: Why LLM Agents Lack the Prerequisites for Coherent Alignment4 Sep 2026
- 2026A three-dimensional typology of agency for advanced AI systems20 Aug 2026
- 2026ToolAlignBench: Investigating Alignment Conflicts in Tool-Calling Enabled LLMs15 Jul 2026
- 2026Emotional Cost Functions for AI Safety: Teaching Agents to Feel the Weight of Irreversible Consequences15 Mar 2026
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- 2025Verifiability-First Agents: Provable Observability and Lightweight Audit Agents for Controlling Autonomous LLM Systems19 Dec 2025
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- 2025ActivationReasoning: Logical Reasoning in Latent Activation Spacescited by 4
- 2025"Pull or Not to Pull?'': Investigating Moral Biases in Leading Large Language Models Across Ethical Dilemmascited by 3
- 2026Reflect: Transparent Principle-Guided Reasoning for Constitutional Alignment at Scalecited by 1
- 2026Strategic Polysemy in AI Discourse: A Philosophical Analysis of Language, Hype, and Powercited by 1
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- 2026Breaking Up with Normatively Monolithic Agency with GRACE: A Reason-Based Neuro-Symbolic Architecture for Safe and Ethical AI Alignment15 Jan 2026
- 2025ActivationReasoning: Logical Reasoning in Latent Activation Spaces21 Oct 2025
- 2025"Pull or Not to Pull?'': Investigating Moral Biases in Leading Large Language Models Across Ethical Dilemmas10 Aug 2025
- 2025Language Models Can Predict Their Own Behavior18 Feb 2025
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- 2024Rethinking Interpretability in the Era of Large Language Models30 Jan 2024
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- 2026In Vino Veritas and Vulnerabilities: Examining LLM Safety via Drunk Language Inducement19 Jan 2026
- 2025Exploring Human Perceptions of AI Responses: Insights from a Mixed-Methods Study on Risk Mitigation in Generative Models1 Dec 2025
- 2025On the Impossibility of Separating Intelligence from Judgment: The Computational Intractability of Filtering for AI Alignment9 Jul 2025
- 2025A Framework for Lightweight Responsible Prompting Recommendation29 Mar 2025
- 2025LLM Content Moderation and User Satisfaction: Evidence from Response Refusals in Chatbot Arena4 Jan 2025
- 2024Data to Defense: The Role of Curation in Customizing LLMs Against Jailbreaking Attacks3 Oct 2024
- 2024How (un)ethical are instruction-centric responses of LLMs? Unveiling the vulnerabilities of safety guardrails to harmful queries23 Feb 2024
- 2023SmoothLLM: Defending Large Language Models Against Jailbreaking Attacks5 Oct 2023
- 2024Assessment of Multimodal Large Language Models in Alignment with Human Valuescited by 36
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- 2025Benign-to-Toxic Jailbreaking: Inducing Harmful Responses from Harmless Prompts26 May 2025
- 2024Assessment of Multimodal Large Language Models in Alignment with Human Values26 Mar 2024
- 2024Exploring Visual Culture Awareness in GPT-4V: A Comprehensive Probing8 Feb 2024
- 2023Extracting Reward Functions from Diffusion Modelscited by 17
- 2023Extracting Reward Functions from Diffusion Models1 Jun 2023
- 2021Collaborating with Humans without Human Datacited by 140
- 2021Collaborating with Humans without Human Data15 Oct 2021
- 2023Towards Measuring the Representation of Subjective Global Opinions in Language Modelscited by 428
- 2023ConceptFusion: Open-set Multimodal 3D Mappingcited by 302
- 2021Unsolved Problems in ML Safetycited by 291
- 2022The Alignment Problem from a Deep Learning Perspectivecited by 252
- 2021Alignment of Language Agentscited by 168
- 2024Continual Learning for Large Language Models: A Surveycited by 144
- 2023Getting aligned on representational alignmentcited by 142
- 2023Auditing large language models: a three-layered approachcited by 136
- 2022RL with KL penalties is better viewed as Bayesian inferencecited by 132
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12 most cited of 287 All 287 (JSON)
- 2026ContextAdapt: Evaluating Contextual Adaptation and Value Alignment in LLMs29 Sep 2026
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- 2026Benchmarking LLM Compliance with China AI Generated Content Regulations17 Sep 2026
- 2026Meta-ethics and AI: exploring the novel meta-ethical questions in the era of AI1 Sep 2026
- 2026Smart Enough to Go Extinct? An Evolutionary Challenge to the Value of General Intelligence and Its Ethical Implications for AGI11 Aug 2026
- 2026Metanormative Theory for RL-Based Moral Agents8 Aug 2026
- 2026Functional Emotion Without Character: Large Language Models, Aristotelian Disposition, and the Limits of Behavioral Alignment31 Jul 2026
- 2026FairFund-Bench: Evaluating Distributive Bias in LLM Resource Allocation31 Jul 2026
- 2026The Severance Problem: LLMs are Unaware of the Person Beyond the Prompt15 Jul 2026
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