On the Impossibility of Separating Intelligence from Judgment: The Computational Intractability of Filtering for AI Alignment
On the map: LLM safety and security → Safety alignment, refusal and guardrails
Abstract (arXiv)
With the increased deployment of large language models (LLMs), one concern is their potential misuse for generating harmful content. Our work studies the alignment challenge, with a focus on filters to prevent the generation of unsafe information. Two natural points of intervention are the filtering of the input prompt before it reaches the model, and filtering the output after generation. Our main results demonstrate computational challenges in filtering both prompts and outputs. First, we show that there exist LLMs for which there are no efficient prompt filters: adversarial prompts that elicit harmful behavior can be easily constructed, which are computationally indistinguishable from benign prompts for any efficient filter. Our second main result identifies a natural setting in which output filtering is computationally intractable. All of our separation results are under cryptographic hardness assumptions. In addition to these core findings, we also formalize and study relaxed mitigation approaches, demonstrating further computational barriers. We conclude that safety cannot be achieved by designing filters external to the LLM internals (architecture and weights); in particular, black-box access to the LLM will not suffice. Based on our technical results, we argue that an aligned AI system's intelligence cannot be separated from its judgment.
Key facts. Cited by 12 papers in the map (data through 14 Oct 2026). Placed in Safety alignment, refusal and guardrails, one of 12 directions in LLM safety and security. Builds on 27 of its 60 references that are in the map. First posted on arXiv 9 Jul 2025.
Builds on
27 of 60 references.
Closest ancestors · 1
Same direction, newest first
Other references · 26
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
- 2017Deep reinforcement learning from human preferencescited by 3,912
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- 2016Concrete Problems in AI Safetycited by 1,642
- 2023Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversationscited by 1,207
- 2023A Watermark for Large Language Modelscited by 725
- 2024JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Modelscited by 536
- 2024Jailbreaking Leading Safety-Aligned LLMs with Simple Adaptive Attackscited by 486
- 2020Artificial Intelligence, Values and Alignmentcited by 448
- 2018Scalable agent alignment via reward modeling: a research directioncited by 447
- 2023Robust Distortion-free Watermarks for Language Modelscited by 320
- 2021Unsolved Problems in ML Safetycited by 292
14 more
- 2023AI Alignment: A Comprehensive Surveycited by 263
- 2019Risks from Learned Optimization in Advanced Machine Learning Systemscited by 258
- 2023Undetectable Watermarks for Language Modelscited by 226
- 2024A Mechanistic Understanding of Alignment Algorithms: A Case Study on DPO and Toxicitycited by 185
- 2024A Roadmap to Pluralistic Alignmentcited by 184
- 2023Understanding Catastrophic Forgetting in Language Models via Implicit Inferencecited by 144
- 2023Mechanistically analyzing the effects of fine-tuning on procedurally defined taskscited by 115
- 2024A Comprehensive Study of Jailbreak Attack versus Defense for Large Language Modelscited by 106
- 2025Superintelligent Agents Pose Catastrophic Risks: Can Scientist AI Offer a Safer Path?cited by 75
- 2024Beyond Preferences in AI Alignmentcited by 49
- 2023Difficult Lessons on Social Prediction from Wisconsin Public Schoolscited by 35
- 2021Algorithms and Decision-Making in the Public Sectorcited by 20
- 2024Edit Distance Robust Watermarks via Indexing Pseudorandom Codescited by 13
- 2023Seeing ChatGPT Through Students' Eyes: An Analysis of TikTok Datacited by 7
Built on by
Citing papers per year: 2025: 3; 2026: 9.
12 papers.
- 2025Bypassing Prompt Guards in Production with Controlled-Release Promptingcited by 7
- 2026SLEIGHT-Bench: A Benchmark of Evasion Attacks Against Agent Monitorscited by 6
- 2026Emergence World: A Platform for Evaluating Long-Horizon Multi-Agent Autonomycited by 4
- 2025Consensus Sampling for Safer Generative AIcited by 2
- 2026Distinguishable Deletion: Unifying Knowledge Erasure and Refusal for Large Language Model Unlearningcited by 2
- 2026Why Safety Probes Catch Liars But Miss Fanaticscited by 1
- 2026Safeguards Based on Copyable Context Cannot Provide Reliable Safety for LLMscited by 1
- 2025InvThink: Premortem Reasoning for Safer Language Modelscited by 0
- 2026Know Your Scientist: KYC as Biosecurity Infrastructurecited by 0
- 2026Send a SCOUT First: Pre-hoc Reasoning for Adaptive Detector Allocation in Prompt-Injection Defensecited by 0
- 2026On the Limits of Support-Preserving Alignment and Bounded Filteringcited by 0
- 2026UnlearningSoup: Is Repeated Tuning Necessary for Large Language Model Unlearning?cited by 0
- 2026UnlearningSoup: Is Repeated Tuning Necessary for Large Language Model Unlearning?29 Sep 2026
- 2026Safeguards Based on Copyable Context Cannot Provide Reliable Safety for LLMs30 Jul 2026
- 2026On the Limits of Support-Preserving Alignment and Bounded Filtering1 Jul 2026
- 2026Emergence World: A Platform for Evaluating Long-Horizon Multi-Agent Autonomy6 Jun 2026
- 2026Send a SCOUT First: Pre-hoc Reasoning for Adaptive Detector Allocation in Prompt-Injection Defense29 May 2026
- 2026Distinguishable Deletion: Unifying Knowledge Erasure and Refusal for Large Language Model Unlearning16 May 2026
- 2026SLEIGHT-Bench: A Benchmark of Evasion Attacks Against Agent Monitors15 May 2026
- 2026Why Safety Probes Catch Liars But Miss Fanatics26 Mar 2026
- 2026Know Your Scientist: KYC as Biosecurity Infrastructure5 Feb 2026
- 2025Consensus Sampling for Safer Generative AI12 Nov 2025
- 2025InvThink: Premortem Reasoning for Safer Language Models2 Oct 2025
- 2025Bypassing Prompt Guards in Production with Controlled-Release Prompting2 Oct 2025
Similar, not cited
Close in wording, no citation either way
- 2023The Alignment Problem in Context
- 2024Large Language Model Safety: A Holistic Survey
- 2025Safety Alignment Can Be Not Superficial With Explicit Safety Signals
- 2025Revealing the Intrinsic Ethical Vulnerability of Aligned Large Language Models
- 2023Large Language Model Alignment: A Survey
- 2023Bergeron: Combating Adversarial Attacks through a Conscience-Based Alignment Framework
- 2025Safety Game: Inference-Time Alignment of Black-Box LLMs via Constrained Optimization
- 2025Targeting Alignment: Extracting Safety Classifiers of Aligned LLMs