Causal Conceptions of Fairness and their Consequences
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Abstract (arXiv)
Recent work highlights the role of causality in designing equitable decision-making algorithms. It is not immediately clear, however, how existing causal conceptions of fairness relate to one another, or what the consequences are of using these definitions as design principles. Here, we first assemble and categorize popular causal definitions of algorithmic fairness into two broad families: (1) those that constrain the effects of decisions on counterfactual disparities; and (2) those that constrain the effects of legally protected characteristics, like race and gender, on decisions. We then show, analytically and empirically, that both families of definitions almost always -- in a measure theoretic sense -- result in strongly Pareto dominated decision policies, meaning there is an alternative, unconstrained policy favored by every stakeholder with preferences drawn from a large, natural class. For example, in the case of college admissions decisions, policies constrained to satisfy causal fairness definitions would be disfavored by every stakeholder with neutral or positive preferences for both academic preparedness and diversity. Indeed, under a prominent definition of causal fairness, we prove the resulting policies require admitting all students with the same probability, regardless of academic qualifications or group membership. Our results highlight formal limitations and potential adverse consequences of common mathematical notions of causal fairness.
Key facts. Cited by 38 papers in the map (data through 14 Oct 2026). Builds on 27 of its 73 references that are in the map. First posted on arXiv 12 Jul 2022.
Builds on
27 of 73 references.
References · 27
- 2016Equality of Opportunity in Supervised Learningcited by 2,007
- 2017Counterfactual Fairnesscited by 804
- 2016Fair prediction with disparate impact: A study of bias in recidivism prediction instrumentscited by 672
- 2016Inherent Trade-Offs in the Fair Determination of Risk Scorescited by 586
- 2017Algorithmic decision making and the cost of fairnesscited by 403
- 2016Fairness Beyond Disparate Treatment & Disparate Impact: Learning Classification without Disparate Mistreatmentcited by 369
- 2017Fairness in Criminal Justice Risk Assessments: The State of the Artcited by 315
- 2013Direct and Indirect Effectscited by 280
- 2017Avoiding Discrimination through Causal Reasoningcited by 194
- 2018Delayed Impact of Fair Machine Learningcited by 184
- 2018Path-Specific Counterfactual Fairnesscited by 181
- 2017Fair Inference On Outcomescited by 144
15 more
- 2016A causal framework for discovering and removing direct and indirect discriminationcited by 71
- 2019PC-Fairness: A Unified Framework for Measuring Causality-based Fairnesscited by 67
- 2017From Parity to Preference-based Notions of Fairness in Classificationcited by 60
- 2019Counterfactual Risk Assessments, Evaluation, and Fairnesscited by 59
- 2018Causal Reasoning for Algorithmic Fairnesscited by 51
- 2020Fairness in Risk Assessment Instruments: Post-Processing to Achieve Counterfactual Equalized Oddscited by 40
- 2020What's Sex Got To Do With Fair Machine Learning?cited by 38
- 2020Causal Feature Selection for Algorithmic Fairnesscited by 25
- 2020Principal Fairness for Human and Algorithmic Decision-Makingcited by 20
- 2020Experimental Evaluation of Algorithm-Assisted Human Decision-Making: Application to Pretrial Public Safety Assessmentcited by 18
- 2019Fair Allocation through Selective Information Acquisitioncited by 16
- 2020Causal Multi-Level Fairnesscited by 14
- 2019Equal Opportunity and Affirmative Action via Counterfactual Predictionscited by 11
- 2021Learning to be Fair: A Consequentialist Approach to Equitable Decision-Makingcited by 11
- 2020A Causal Framework for Observational Studies of Discriminationcited by 5
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Citing papers per year: 2022: 6; 2023: 16; 2024: 12; 2025: 3; 2026: 1.
38 papers.
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- 2023LEACE: Perfect linear concept erasure in closed formcited by 267
- 2022A Comprehensive Survey on Trustworthy Recommender Systemscited by 32
- 2024The Essential Role of Causality in Foundation World Models for Embodied AIcited by 32
- 2023Zero-shot causal learningcited by 17
- 2023Causal Context Connects Counterfactual Fairness to Robust Prediction and Group Fairnesscited by 17
- 2022Counterfactual Fairness Is Basically Demographic Paritycited by 15
- 2023Fair Off-Policy Learning from Observational Datacited by 11
- 2023Causal Fairness under Unobserved Confounding: A Neural Sensitivity Frameworkcited by 10
- 2024Fairness-Accuracy Trade-Offs: A Causal Perspectivecited by 10
- 2023Causal Fairness for Outcome Controlcited by 8
- 2024Counterfactual Fairness by Combining Factual and Counterfactual Predictionscited by 8
- 2023Tier Balancing: Towards Dynamic Fairness over Underlying Causal Factorscited by 7
26 more
- 2023Are demographically invariant models and representations in medical imaging fair?cited by 6
- 2024Auditing Fairness under Unobserved Confoundingcited by 6
- 2024What is Fair? Defining Fairness in Machine Learning for Healthcited by 5
- 2022Fairness in Forecasting of Observations of Linear Dynamical Systemscited by 4
- 2023Group-blind optimal transport to group parity and its constrained variantscited by 4
- 2023Improving Fairness with Ensemble Combination: Margin-Dependent Boundscited by 3
- 2023Standardized Interpretable Fairness Measures for Continuous Risk Scorescited by 3
- 2023Procedural Fairness Through Decoupling Objectionable Data Generating Componentscited by 3
- 2024A Review of Fairness and A Practical Guide to Selecting Context-Appropriate Fairness Metrics in Machine Learningcited by 3
- 2023Designing Equitable Algorithmscited by 2
- 2024Measuring Model-Induced Discrimination via Efficient Fairness Approximationcited by 2
- 2024Formalising Anti-Discrimination Law in Automated Decision Systemscited by 2
- 2025Modeling Discrimination with Causal Abstractioncited by 2
- 2025Path-specific effects for pulse-oximetry guided decisions in critical carecited by 2
- 2022I Prefer not to Say: Protecting User Consent in Models with Optional Personal Datacited by 1
- 2023Fair Clustering: A Causal Perspectivecited by 1
- 2024A Unified Causal Framework for Auditing Recommender Systems for Ethical Concernscited by 1
- 2024A Systems Thinking Approach to Algorithmic Fairnesscited by 1
- 2022Tensions Between the Proxies of Human Values in AIcited by 0
- 2022Continual Causal Abstractionscited by 0
- 2023Unfair Utilities and First Steps Towards Improving Themcited by 0
- 2023Measuring, Interpreting, and Improving Fairness of Algorithms using Causal Inference and Randomized Experimentscited by 0
- 2024Balancing Fairness and Accuracy in Data-Restricted Binary Classificationcited by 0
- 2024Mind the Gap: A Causal Perspective on Bias Amplification in Prediction & Decision-Makingcited by 0
- 2025Position: Beyond Sensitive Attributes, ML Fairness Should Quantify Structural Injustice via Social Determinantscited by 0
- 2026Proxy reliance in large language model decisions is uncalibrated to predictive evidencecited by 0
- 2026Proxy reliance in large language model decisions is uncalibrated to predictive evidence24 Aug 2026
- 2025Position: Beyond Sensitive Attributes, ML Fairness Should Quantify Structural Injustice via Social Determinants10 Aug 2025
- 2025Path-specific effects for pulse-oximetry guided decisions in critical care14 Jun 2025
- 2025Modeling Discrimination with Causal Abstraction14 Jan 2025
- 2024A Systems Thinking Approach to Algorithmic Fairness21 Dec 2024
- 2024A Review of Fairness and A Practical Guide to Selecting Context-Appropriate Fairness Metrics in Machine Learning10 Nov 2024
- 2024A Unified Causal Framework for Auditing Recommender Systems for Ethical Concerns20 Sep 2024
- 2024Counterfactual Fairness by Combining Factual and Counterfactual Predictions3 Sep 2024
- 2024Formalising Anti-Discrimination Law in Automated Decision Systems29 Jun 2024
- 2024What is Fair? Defining Fairness in Machine Learning for Health13 Jun 2024
- 2024Mind the Gap: A Causal Perspective on Bias Amplification in Prediction & Decision-Making24 May 2024
- 2024Fairness-Accuracy Trade-Offs: A Causal Perspective24 May 2024
26 more
- 2024Measuring Model-Induced Discrimination via Efficient Fairness Approximation15 May 2024
- 2024Auditing Fairness under Unobserved Confounding18 Mar 2024
- 2024Balancing Fairness and Accuracy in Data-Restricted Binary Classification12 Mar 2024
- 2024The Essential Role of Causality in Foundation World Models for Embodied AI6 Feb 2024
- 2023Fair Clustering: A Causal Perspective14 Dec 2023
- 2023Causal Fairness under Unobserved Confounding: A Neural Sensitivity Framework30 Nov 2023
- 2023Procedural Fairness Through Decoupling Objectionable Data Generating Components5 Nov 2023
- 2023Causal Context Connects Counterfactual Fairness to Robust Prediction and Group Fairness30 Oct 2023
- 2023Group-blind optimal transport to group parity and its constrained variants17 Oct 2023
- 2023Measuring, Interpreting, and Improving Fairness of Algorithms using Causal Inference and Randomized Experiments4 Sep 2023
- 2023Standardized Interpretable Fairness Measures for Continuous Risk Scores22 Aug 2023
- 2023Causal Fairness for Outcome Control8 Jun 2023
- 2023LEACE: Perfect linear concept erasure in closed form6 Jun 2023
- 2023Unfair Utilities and First Steps Towards Improving Them1 Jun 2023
- 2023Are demographically invariant models and representations in medical imaging fair?2 May 2023
- 2023Fair Off-Policy Learning from Observational Data15 Mar 2023
- 2023Designing Equitable Algorithms17 Feb 2023
- 2023Zero-shot causal learning28 Jan 2023
- 2023Improving Fairness with Ensemble Combination: Margin-Dependent Bounds25 Jan 2023
- 2023Tier Balancing: Towards Dynamic Fairness over Underlying Causal Factors21 Jan 2023
- 2022Continual Causal Abstractions23 Dec 2022
- 2022Tensions Between the Proxies of Human Values in AI14 Dec 2022
- 2022I Prefer not to Say: Protecting User Consent in Models with Optional Personal Data25 Oct 2022
- 2022A Comprehensive Survey on Trustworthy Recommender Systems21 Sep 2022
- 2022Fairness in Forecasting of Observations of Linear Dynamical Systems12 Sep 2022
- 2022Counterfactual Fairness Is Basically Demographic Parity7 Aug 2022
- 2023LEACE: Perfect linear concept erasure in closed formcited by 267
- 2022A Comprehensive Survey on Trustworthy Recommender Systemscited by 32
- 2023Zero-shot causal learningcited by 17
- 2023Causal Context Connects Counterfactual Fairness to Robust Prediction and Group Fairnesscited by 17
- 2022Counterfactual Fairness Is Basically Demographic Paritycited by 15
- 2023Fair Off-Policy Learning from Observational Datacited by 11
- 2023Causal Fairness under Unobserved Confounding: A Neural Sensitivity Frameworkcited by 10
- 2024Fairness-Accuracy Trade-Offs: A Causal Perspectivecited by 10
- 2023Causal Fairness for Outcome Controlcited by 8
- 2024Counterfactual Fairness by Combining Factual and Counterfactual Predictionscited by 8
- 2023Tier Balancing: Towards Dynamic Fairness over Underlying Causal Factorscited by 7
- 2023Are demographically invariant models and representations in medical imaging fair?cited by 6
12 most cited of 37 All 37 (JSON)
- 2026Proxy reliance in large language model decisions is uncalibrated to predictive evidence24 Aug 2026
- 2025Position: Beyond Sensitive Attributes, ML Fairness Should Quantify Structural Injustice via Social Determinants10 Aug 2025
- 2025Path-specific effects for pulse-oximetry guided decisions in critical care14 Jun 2025
- 2025Modeling Discrimination with Causal Abstraction14 Jan 2025
- 2024A Systems Thinking Approach to Algorithmic Fairness21 Dec 2024
- 2024A Review of Fairness and A Practical Guide to Selecting Context-Appropriate Fairness Metrics in Machine Learning10 Nov 2024
- 2024A Unified Causal Framework for Auditing Recommender Systems for Ethical Concerns20 Sep 2024
- 2024Counterfactual Fairness by Combining Factual and Counterfactual Predictions3 Sep 2024
- 2024Formalising Anti-Discrimination Law in Automated Decision Systems29 Jun 2024
- 2024What is Fair? Defining Fairness in Machine Learning for Health13 Jun 2024
- 2024Mind the Gap: A Causal Perspective on Bias Amplification in Prediction & Decision-Making24 May 2024
- 2024Fairness-Accuracy Trade-Offs: A Causal Perspective24 May 2024
12 newest of 37 All 37 (JSON)