mlsanityData to 14 Oct 2026

Causal Conceptions of Fairness and their Consequences

arXiv 2207.05302 ↗First posted 12 Jul 2022cs.LG cs.AI cs.CYcited by 38

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Abstract (arXiv)

Recent work highlights the role of causality in designing equitable decision-making algorithms. It is not immediately clear, however, how existing causal conceptions of fairness relate to one another, or what the consequences are of using these definitions as design principles. Here, we first assemble and categorize popular causal definitions of algorithmic fairness into two broad families: (1) those that constrain the effects of decisions on counterfactual disparities; and (2) those that constrain the effects of legally protected characteristics, like race and gender, on decisions. We then show, analytically and empirically, that both families of definitions almost always -- in a measure theoretic sense -- result in strongly Pareto dominated decision policies, meaning there is an alternative, unconstrained policy favored by every stakeholder with preferences drawn from a large, natural class. For example, in the case of college admissions decisions, policies constrained to satisfy causal fairness definitions would be disfavored by every stakeholder with neutral or positive preferences for both academic preparedness and diversity. Indeed, under a prominent definition of causal fairness, we prove the resulting policies require admitting all students with the same probability, regardless of academic qualifications or group membership. Our results highlight formal limitations and potential adverse consequences of common mathematical notions of causal fairness.

Key facts. Cited by 38 papers in the map (data through 14 Oct 2026). Builds on 27 of its 73 references that are in the map. First posted on arXiv 12 Jul 2022.

Builds on

27 of 73 references.

References · 27

  1. 2016Equality of Opportunity in Supervised Learningcited by 2,007
  2. 2017Counterfactual Fairnesscited by 804
  3. 2016Fair prediction with disparate impact: A study of bias in recidivism prediction instrumentscited by 672
  4. 2016Inherent Trade-Offs in the Fair Determination of Risk Scorescited by 586
  5. 2017Algorithmic decision making and the cost of fairnesscited by 403
  6. 2016Fairness Beyond Disparate Treatment & Disparate Impact: Learning Classification without Disparate Mistreatmentcited by 369
  7. 2017Fairness in Criminal Justice Risk Assessments: The State of the Artcited by 315
  8. 2013Direct and Indirect Effectscited by 280
  9. 2017Avoiding Discrimination through Causal Reasoningcited by 194
  10. 2018Delayed Impact of Fair Machine Learningcited by 184
  11. 2018Path-Specific Counterfactual Fairnesscited by 181
  12. 2017Fair Inference On Outcomescited by 144
15 more
  1. 2016A causal framework for discovering and removing direct and indirect discriminationcited by 71
  2. 2019PC-Fairness: A Unified Framework for Measuring Causality-based Fairnesscited by 67
  3. 2017From Parity to Preference-based Notions of Fairness in Classificationcited by 60
  4. 2019Counterfactual Risk Assessments, Evaluation, and Fairnesscited by 59
  5. 2018Causal Reasoning for Algorithmic Fairnesscited by 51
  6. 2020Fairness in Risk Assessment Instruments: Post-Processing to Achieve Counterfactual Equalized Oddscited by 40
  7. 2020What's Sex Got To Do With Fair Machine Learning?cited by 38
  8. 2020Causal Feature Selection for Algorithmic Fairnesscited by 25
  9. 2020Principal Fairness for Human and Algorithmic Decision-Makingcited by 20
  10. 2020Experimental Evaluation of Algorithm-Assisted Human Decision-Making: Application to Pretrial Public Safety Assessmentcited by 18
  11. 2019Fair Allocation through Selective Information Acquisitioncited by 16
  12. 2020Causal Multi-Level Fairnesscited by 14
  13. 2019Equal Opportunity and Affirmative Action via Counterfactual Predictionscited by 11
  14. 2021Learning to be Fair: A Consequentialist Approach to Equitable Decision-Makingcited by 11
  15. 2020A Causal Framework for Observational Studies of Discriminationcited by 5

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2022: 6; 2023: 16; 2024: 12; 2025: 3; 2026: 1.

38 papers.

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  1. 2023LEACE: Perfect linear concept erasure in closed formcited by 267
  2. 2022A Comprehensive Survey on Trustworthy Recommender Systemscited by 32
  3. 2024The Essential Role of Causality in Foundation World Models for Embodied AIcited by 32
  4. 2023Zero-shot causal learningcited by 17
  5. 2023Causal Context Connects Counterfactual Fairness to Robust Prediction and Group Fairnesscited by 17
  6. 2022Counterfactual Fairness Is Basically Demographic Paritycited by 15
  7. 2023Fair Off-Policy Learning from Observational Datacited by 11
  8. 2023Causal Fairness under Unobserved Confounding: A Neural Sensitivity Frameworkcited by 10
  9. 2024Fairness-Accuracy Trade-Offs: A Causal Perspectivecited by 10
  10. 2023Causal Fairness for Outcome Controlcited by 8
  11. 2024Counterfactual Fairness by Combining Factual and Counterfactual Predictionscited by 8
  12. 2023Tier Balancing: Towards Dynamic Fairness over Underlying Causal Factorscited by 7
26 more
  1. 2023Are demographically invariant models and representations in medical imaging fair?cited by 6
  2. 2024Auditing Fairness under Unobserved Confoundingcited by 6
  3. 2024What is Fair? Defining Fairness in Machine Learning for Healthcited by 5
  4. 2022Fairness in Forecasting of Observations of Linear Dynamical Systemscited by 4
  5. 2023Group-blind optimal transport to group parity and its constrained variantscited by 4
  6. 2023Improving Fairness with Ensemble Combination: Margin-Dependent Boundscited by 3
  7. 2023Standardized Interpretable Fairness Measures for Continuous Risk Scorescited by 3
  8. 2023Procedural Fairness Through Decoupling Objectionable Data Generating Componentscited by 3
  9. 2024A Review of Fairness and A Practical Guide to Selecting Context-Appropriate Fairness Metrics in Machine Learningcited by 3
  10. 2023Designing Equitable Algorithmscited by 2
  11. 2024Measuring Model-Induced Discrimination via Efficient Fairness Approximationcited by 2
  12. 2024Formalising Anti-Discrimination Law in Automated Decision Systemscited by 2
  13. 2025Modeling Discrimination with Causal Abstractioncited by 2
  14. 2025Path-specific effects for pulse-oximetry guided decisions in critical carecited by 2
  15. 2022I Prefer not to Say: Protecting User Consent in Models with Optional Personal Datacited by 1
  16. 2023Fair Clustering: A Causal Perspectivecited by 1
  17. 2024A Unified Causal Framework for Auditing Recommender Systems for Ethical Concernscited by 1
  18. 2024A Systems Thinking Approach to Algorithmic Fairnesscited by 1
  19. 2022Tensions Between the Proxies of Human Values in AIcited by 0
  20. 2022Continual Causal Abstractionscited by 0
  21. 2023Unfair Utilities and First Steps Towards Improving Themcited by 0
  22. 2023Measuring, Interpreting, and Improving Fairness of Algorithms using Causal Inference and Randomized Experimentscited by 0
  23. 2024Balancing Fairness and Accuracy in Data-Restricted Binary Classificationcited by 0
  24. 2024Mind the Gap: A Causal Perspective on Bias Amplification in Prediction & Decision-Makingcited by 0
  25. 2025Position: Beyond Sensitive Attributes, ML Fairness Should Quantify Structural Injustice via Social Determinantscited by 0
  26. 2026Proxy reliance in large language model decisions is uncalibrated to predictive evidencecited by 0