Understanding the Generalization Benefit of Normalization Layers: Sharpness Reduction
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Abstract (arXiv)
Normalization layers (e.g., Batch Normalization, Layer Normalization) were introduced to help with optimization difficulties in very deep nets, but they clearly also help generalization, even in not-so-deep nets. Motivated by the long-held belief that flatter minima lead to better generalization, this paper gives mathematical analysis and supporting experiments suggesting that normalization (together with accompanying weight-decay) encourages GD to reduce the sharpness of loss surface. Here "sharpness" is carefully defined given that the loss is scale-invariant, a known consequence of normalization. Specifically, for a fairly broad class of neural nets with normalization, our theory explains how GD with a finite learning rate enters the so-called Edge of Stability (EoS) regime, and characterizes the trajectory of GD in this regime via a continuous sharpness-reduction flow.
Key facts. Cited by 86 papers in the map (data through 14 Oct 2026). Builds on 99 of its 129 references that are in the map. First posted on arXiv 14 Jun 2022.
Builds on
99 of 129 references.
References · 99
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50 most cited of 99 All 99 (JSON)
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Citing papers per year: 2022: 8; 2023: 24; 2024: 18; 2025: 19; 2026: 17.
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- 2025Zeroth-Order Optimization Finds Flat Minimacited by 6
- 2025Zeroth-Order Optimization Finds Flat Minima5 Jun 2025
- 2022Self-Stabilization: The Implicit Bias of Gradient Descent at the Edge of Stabilitycited by 155
- 2023A Modern Look at the Relationship between Sharpness and Generalizationcited by 92
- 2022On the Implicit Bias in Deep-Learning Algorithmscited by 86
- 2022Same Pre-training Loss, Better Downstream: Implicit Bias Matters for Language Modelscited by 84
- 2023Dichotomy of Early and Late Phase Implicit Biases Can Provably Induce Grokkingcited by 80
- 2025Transformers without Normalizationcited by 70
- 2022How Does Sharpness-Aware Minimization Minimize Sharpness?cited by 65
- 2022Analyzing Sharpness along GD Trajectory: Progressive Sharpening and Edge of Stabilitycited by 63
- 2023Revisiting Weighted Aggregation in Federated Learning with Neural Networkscited by 58
- 2022Understanding Edge-of-Stability Training Dynamics with a Minimalist Examplecited by 56
- 2022Learning threshold neurons via the "edge of stability"cited by 51
- 2023Understanding Incremental Learning of Gradient Descent: A Fine-grained Analysis of Matrix Sensingcited by 42
12 most cited of 83 All 83 (JSON)
- 2026A Journey to the Edge of Stability26 Sep 2026
- 2026When Does Scale-Invariant Optimization Become Unstable? An Exact Schedule Law with Weight Decay8 Sep 2026
- 2026SandwichQuant: Which Parameters Matter Before and After Quantization?25 Aug 2026
- 2026The Road Taken: The Role of Optimizers at the Edge of Stability19 Aug 2026
- 2026Weight-norm Criticality: A Mechanism for Loss Spikes Induced by the Normalization and Weight Decay23 Jul 2026
- 2026Closed-Form Steepest Descent Direction toward Flat Minima: Reducing Upper Bounds on the Loss Hessian Eigenspectrum in Neural Networks27 Jun 2026
- 2026Smoothness-Based Derandomization of PAC-Bayes Bounds17 Jun 2026
- 2026Edge Flow: A Tractable and Predictive Continuous-Time Model for Gradient Descent at the Edge of Stability16 Jun 2026
- 2026Edge of Stability Selectively Shapes Learning Across the Data Distribution2 Jun 2026
- 2026Batch Normalization Amplifies Memorization and Privacy Risks23 May 2026
- 2026Does Weight Decay Enhance Training Stability?15 May 2026
- 2026Fitting Is Not Enough: Smoothness in Extremely Quantized LLMs9 May 2026
12 newest of 83 All 83 (JSON)