Towards Robust Out-of-Distribution Generalization Bounds via Sharpness
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Abstract (arXiv)
Generalizing to out-of-distribution (OOD) data or unseen domain, termed OOD generalization, still lacks appropriate theoretical guarantees. Canonical OOD bounds focus on different distance measurements between source and target domains but fail to consider the optimization property of the learned model. As empirically shown in recent work, the sharpness of learned minima influences OOD generalization. To bridge this gap between optimization and OOD generalization, we study the effect of sharpness on how a model tolerates data change in domain shift which is usually captured by "robustness" in generalization. In this paper, we give a rigorous connection between sharpness and robustness, which gives better OOD guarantees for robust algorithms. It also provides a theoretical backing for "flat minima leads to better OOD generalization". Overall, we propose a sharpness-based OOD generalization bound by taking robustness into consideration, resulting in a tighter bound than non-robust guarantees. Our findings are supported by the experiments on a ridge regression model, as well as the experiments on deep learning classification tasks.
Key facts. Cited by 10 papers in the map (data through 7 Oct 2026). Builds on 40 of its 59 references that are in the map. First posted on arXiv 11 Mar 2024.
Builds on
40 of 59 references.
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28 more
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Built on by
Citing papers per year: 2024: 3; 2025: 5; 2026: 2.
10 papers.
- 2024Seeking Consistent Flat Minima for Better Domain Generalization via Refining Loss Landscapescited by 10
- 2025Toward Robust Non-Transferable Learning: A Survey and Benchmarkcited by 7
- 2024Generalization and Robustness of the Tilted Empirical Riskcited by 4
- 2024Towards Understanding the Role of Sharpness-Aware Minimization Algorithms for Out-of-Distribution Generalizationcited by 1
- 2025Flatness Guided Test-Time Adaptation for Vision-Language Modelscited by 1
- 2025A Validation Strategy for Deep Learning Models: Evaluating and Enhancing Robustnesscited by 1
- 2025Should Bias be Eliminated? A General Framework to Use Bias for OOD Generalizationcited by 0
- 2025Volatility in Certainty (VC): A Metric for Detecting Adversarial Perturbations During Inference in Neural Network Classifierscited by 0
- 2026The Price of Robustness: Stable Classifiers Need Overparameterizationcited by 0
- 2026Parameter-Efficient Distributionally Robust Adaptation of Tabular Foundation Models under Subpopulation Shiftcited by 0
- 2026Parameter-Efficient Distributionally Robust Adaptation of Tabular Foundation Models under Subpopulation Shift1 Oct 2026
- 2026The Price of Robustness: Stable Classifiers Need Overparameterization3 Mar 2026
- 2025Volatility in Certainty (VC): A Metric for Detecting Adversarial Perturbations During Inference in Neural Network Classifiers14 Nov 2025
- 2025A Validation Strategy for Deep Learning Models: Evaluating and Enhancing Robustness23 Sep 2025
- 2025Should Bias be Eliminated? A General Framework to Use Bias for OOD Generalization22 Jul 2025
- 2025Toward Robust Non-Transferable Learning: A Survey and Benchmark19 Feb 2025
- 2025Flatness Guided Test-Time Adaptation for Vision-Language Models31 Jan 2025
- 2024Seeking Consistent Flat Minima for Better Domain Generalization via Refining Loss Landscapes18 Dec 2024
- 2024Towards Understanding the Role of Sharpness-Aware Minimization Algorithms for Out-of-Distribution Generalization6 Dec 2024
- 2024Generalization and Robustness of the Tilted Empirical Risk28 Sep 2024