Stochastic Gradient Descent Optimizes Over-parameterized Deep ReLU Networks
Not on the map. Why?
Abstract (arXiv)
We study the problem of training deep neural networks with Rectified Linear Unit (ReLU) activation function using gradient descent and stochastic gradient descent. In particular, we study the binary classification problem and show that for a broad family of loss functions, with proper random weight initialization, both gradient descent and stochastic gradient descent can find the global minima of the training loss for an over-parameterized deep ReLU network, under mild assumption on the training data. The key idea of our proof is that Gaussian random initialization followed by (stochastic) gradient descent produces a sequence of iterates that stay inside a small perturbation region centering around the initial weights, in which the empirical loss function of deep ReLU networks enjoys nice local curvature properties that ensure the global convergence of (stochastic) gradient descent. Our theoretical results shed light on understanding the optimization for deep learning, and pave the way for studying the optimization dynamics of training modern deep neural networks.
Key facts. Cited by 141 papers in the map (data through 14 Oct 2026). First posted on arXiv 21 Nov 2018.
Builds on
No reference list yet.
Built on by
Citing papers per year: 2021: 56; 2022: 35; 2023: 17; 2024: 21; 2025: 7; 2026: 5.
141 papers.
Sort:
By area:
- 2021Exploring Deep Neural Networks via Layer-Peeled Model: Minority Collapse in Imbalanced Trainingcited by 166
- 2022Neural Networks can Learn Representations with Gradient Descentcited by 161
- 2021On the Convergence and Robustness of Adversarial Trainingcited by 130
- 2022Understanding Gradient Descent on Edge of Stability in Deep Learningcited by 128
- 2021Generalization error of random features and kernel methods: hypercontractivity and kernel matrix concentrationcited by 110
- 2021Do We Actually Need Dense Over-Parameterization? In-Time Over-Parameterization in Sparse Trainingcited by 110
- 2021Learning with invariances in random features and kernel modelscited by 89
- 2022Understanding the Generalization Benefit of Normalization Layers: Sharpness Reductioncited by 86
- 2021Gradient Descent on Two-layer Nets: Margin Maximization and Simplicity Biascited by 83
- 2021Tensor Programs IIb: Architectural Universality of Neural Tangent Kernel Training Dynamicscited by 57
- 2021Deep Kronecker neural networks: A general framework for neural networks with adaptive activation functionscited by 49
- 2022A Theoretical Analysis on Feature Learning in Neural Networks: Emergence from Inputs and Advantage over Fixed Featurescited by 49
38 more
- 2024LoRA Training in the NTK Regime has No Spurious Local Minimacited by 48
- 2022Beyond the Quadratic Approximation: the Multiscale Structure of Neural Network Loss Landscapescited by 43
- 2021Embedding Principle of Loss Landscape of Deep Neural Networkscited by 38
- 2021On the Theory of Implicit Deep Learning: Global Convergence with Implicit Layerscited by 35
- 2024Large Stepsize Gradient Descent for Logistic Loss: Non-Monotonicity of the Loss Improves Optimization Efficiencycited by 35
- 2021Early-stopped neural networks are consistentcited by 34
- 2021Continuous vs. Discrete Optimization of Deep Neural Networkscited by 34
- 2021The Future is Log-Gaussian: ResNets and Their Infinite-Depth-and-Width Limit at Initializationcited by 33
- 2021Scaling Neural Tangent Kernels via Sketching and Random Featurescited by 32
- 2022Spectral Evolution and Invariance in Linear-width Neural Networkscited by 30
- 2021Subquadratic Overparameterization for Shallow Neural Networkscited by 26
- 2022On the Generalization Mystery in Deep Learningcited by 25
- 2021Overparameterization of deep ResNet: zero loss and mean-field analysiscited by 24
- 2021Embedding Principle: a hierarchical structure of loss landscape of deep neural networkscited by 22
- 2022Characterizing the Spectrum of the NTK via a Power Series Expansioncited by 22
- 2021Proxy Convexity: A Unified Framework for the Analysis of Neural Networks Trained by Gradient Descentcited by 21
- 2021Learning with convolution and pooling operations in kernel methodscited by 21
- 2022Stability and Generalization Analysis of Gradient Methods for Shallow Neural Networkscited by 21
- 2021Understanding Deflation Process in Over-parametrized Tensor Decompositioncited by 20
- 2024A Survey on Statistical Theory of Deep Learning: Approximation, Training Dynamics, and Generative Modelscited by 20
- 2021Noether: The More Things Change, the More Stay the Samecited by 19
- 2021Provable Generalization of SGD-trained Neural Networks of Any Width in the Presence of Adversarial Label Noisecited by 17
- 2021A global convergence theory for deep ReLU implicit networks via over-parameterizationcited by 17
- 2021Eigenspace Restructuring: a Principle of Space and Frequency in Neural Networkscited by 17
- 2022Empirical Phase Diagram for Three-layer Neural Networks with Infinite Widthcited by 17
- 2021Learning with Gradient Descent and Weakly Convex Lossescited by 16
- 2021Global Convergence of Three-layer Neural Networks in the Mean Field Regimecited by 16
- 2021On Learnability via Gradient Method for Two-Layer ReLU Neural Networks in Teacher-Student Settingcited by 16
- 2022An Analysis of Attention via the Lens of Exchangeability and Latent Variable Modelscited by 16
- 2023Provable Multi-Task Representation Learning by Two-Layer ReLU Neural Networkscited by 16
- 2021Neural Tangent Kernel Maximum Mean Discrepancycited by 15
- 2023Understanding Multi-phase Optimization Dynamics and Rich Nonlinear Behaviors of ReLU Networkscited by 15
- 2024Exploring the Frontiers of Softmax: Provable Optimization, Applications in Diffusion Model, and Beyondcited by 15
- 2021A proof of convergence for gradient descent in the training of artificial neural networks for constant target functionscited by 14
- 2021Towards Deepening Graph Neural Networks: A GNTK-based Optimization Perspectivecited by 14
- 2021Generalization Guarantees for Neural Architecture Search with Train-Validation Splitcited by 14
- 2023A Unified Approach to Controlling Implicit Regularization via Mirror Descentcited by 14
- 2023Provable Guarantees for Neural Networks via Gradient Feature Learningcited by 14
50 most cited of 141 All 141 (JSON)
- 2026Variable Importance Identification Through Lazy Training for Binary Classification25 Jul 2026
- 2026Minimax-Optimal Generalization Bounds for Smooth Deep Neural Networks Trained by (Stochastic) Gradient Descent4 Jun 2026
- 2026Optimal Rates for Generalization of Gradient Descent Methods with Deep Neural Networks4 Jun 2026
- 2026The Role of Symmetry in Optimizing Overparameterized Networks28 Apr 2026
- 2026Mild Over-Parameterization Benefits Asymmetric Tensor PCA11 Apr 2026
- 2025Can Stationary Distributions of Scale-Invariant Neural Networks Be Described by the Thermodynamics of an Ideal Gas?10 Nov 2025
- 2025Optimal Rates for Generalization of Gradient Descent for Deep ReLU Classification3 Oct 2025
- 2025Smooth Quasar-Convex Optimization with Constraints2 Oct 2025
- 2025SGD as Free Energy Minimization: A Thermodynamic View on Neural Network Training29 May 2025
- 2025Statistically guided deep learning11 Apr 2025
- 2025Towards Understanding the Optimization Mechanisms in Deep Learning29 Mar 2025
- 2025Understanding Inverse Reinforcement Learning under Overparameterization: Non-Asymptotic Analysis and Global Optimality22 Mar 2025
38 more
- 2024Generalizability of Memorization Neural Networks1 Nov 2024
- 2024Global Convergence in Training Large-Scale Transformers31 Oct 2024
- 2024Extended convexity and smoothness and their applications in deep learning8 Oct 2024
- 2024Measuring and Controlling Solution Degeneracy across Task-Trained Recurrent Neural Networks4 Oct 2024
- 2024Differential Privacy Mechanisms in Neural Tangent Kernel Regression18 Jul 2024
- 2024Precise analysis of ridge interpolators under heavy correlations -- a Random Duality Theory view13 Jun 2024
- 2024Ridge interpolators in correlated factor regression models -- exact risk analysis13 Jun 2024
- 2024Loss Gradient Gaussian Width based Generalization and Optimization Guarantees11 Jun 2024
- 2024Error Bounds of Supervised Classification from Information-Theoretic Perspective7 Jun 2024
- 2024Provably Neural Active Learning Succeeds via Prioritizing Perplexing Samples6 Jun 2024
- 2024A CMDP-within-online framework for Meta-Safe Reinforcement Learning26 May 2024
- 2024Exploring the Frontiers of Softmax: Provable Optimization, Applications in Diffusion Model, and Beyond6 May 2024
- 2024Regularized Gauss-Newton for Optimizing Overparameterized Neural Networks23 Apr 2024
- 2024Demystifying Lazy Training of Neural Networks from a Macroscopic Viewpoint7 Apr 2024
- 2024NTK-Guided Few-Shot Class Incremental Learning19 Mar 2024
- 2024Large Stepsize Gradient Descent for Logistic Loss: Non-Monotonicity of the Loss Improves Optimization Efficiency24 Feb 2024
- 2024The effect of Leaky ReLUs on the training and generalization of overparameterized networks19 Feb 2024
- 2024LoRA Training in the NTK Regime has No Spurious Local Minima19 Feb 2024
- 2024Fixed width treelike neural networks capacity analysis -- generic activations8 Feb 2024
- 2024Convex Relaxations of ReLU Neural Networks Approximate Global Optima in Polynomial Time6 Feb 2024
- 2024A Survey on Statistical Theory of Deep Learning: Approximation, Training Dynamics, and Generative Models14 Jan 2024
- 2023On the rate of convergence of an over-parametrized Transformer classifier learned by gradient descent28 Dec 2023
- 2023Improving the Expressive Power of Deep Neural Networks through Integral Activation Transform19 Dec 2023
- 2023Lifted RDT based capacity analysis of the 1-hidden layer treelike sign perceptrons neural networks13 Dec 2023
- 2023Capacity of the treelike sign perceptrons neural networks with one hidden layer -- RDT based upper bounds13 Dec 2023
- 2023Provable Guarantees for Neural Networks via Gradient Feature Learning19 Oct 2023
- 2023Differentially Private Non-convex Learning for Multi-layer Neural Networks12 Oct 2023
- 2023Fundamental Limits of Deep Learning-Based Binary Classifiers Trained with Hinge Loss13 Sep 2023
- 2023Optimization Guarantees of Unfolded ISTA and ADMM Networks With Smooth Soft-Thresholding12 Sep 2023
- 2023Generalization error bounds for iterative learning algorithms with bounded updates10 Sep 2023
- 2023To prune or not to prune : A chaos-causality approach to principled pruning of dense neural networks19 Aug 2023
- 2023Provable Multi-Task Representation Learning by Two-Layer ReLU Neural Networks13 Jul 2023
- 2023Neural Hilbert Ladders: Multi-Layer Neural Networks in Function Space3 Jul 2023
- 2023Black holes and the loss landscape in machine learning26 Jun 2023
- 2023A Unified Approach to Controlling Implicit Regularization via Mirror Descent24 Jun 2023
- 2023A Single-Loop Deep Actor-Critic Algorithm for Constrained Reinforcement Learning with Provable Convergence10 Jun 2023
- 2023An Analytic End-to-End Deep Learning Algorithm based on Collaborative Learning26 May 2023
- 2023Understanding Multi-phase Optimization Dynamics and Rich Nonlinear Behaviors of ReLU Networks21 May 2023
50 newest of 141 All 141 (JSON)
- 2021Exploring Deep Neural Networks via Layer-Peeled Model: Minority Collapse in Imbalanced Trainingcited by 166
- 2022Neural Networks can Learn Representations with Gradient Descentcited by 161
- 2021On the Convergence and Robustness of Adversarial Trainingcited by 130
- 2022Understanding Gradient Descent on Edge of Stability in Deep Learningcited by 128
- 2021Generalization error of random features and kernel methods: hypercontractivity and kernel matrix concentrationcited by 110
- 2021Do We Actually Need Dense Over-Parameterization? In-Time Over-Parameterization in Sparse Trainingcited by 110
- 2021Learning with invariances in random features and kernel modelscited by 89
- 2022Understanding the Generalization Benefit of Normalization Layers: Sharpness Reductioncited by 86
- 2021Gradient Descent on Two-layer Nets: Margin Maximization and Simplicity Biascited by 83
- 2021Tensor Programs IIb: Architectural Universality of Neural Tangent Kernel Training Dynamicscited by 57
- 2021Deep Kronecker neural networks: A general framework for neural networks with adaptive activation functionscited by 49
- 2022A Theoretical Analysis on Feature Learning in Neural Networks: Emergence from Inputs and Advantage over Fixed Featurescited by 49
12 most cited of 137 All 137 (JSON)
- 2026Variable Importance Identification Through Lazy Training for Binary Classification25 Jul 2026
- 2026Minimax-Optimal Generalization Bounds for Smooth Deep Neural Networks Trained by (Stochastic) Gradient Descent4 Jun 2026
- 2026Optimal Rates for Generalization of Gradient Descent Methods with Deep Neural Networks4 Jun 2026
- 2026The Role of Symmetry in Optimizing Overparameterized Networks28 Apr 2026
- 2026Mild Over-Parameterization Benefits Asymmetric Tensor PCA11 Apr 2026
- 2025Can Stationary Distributions of Scale-Invariant Neural Networks Be Described by the Thermodynamics of an Ideal Gas?10 Nov 2025
- 2025Optimal Rates for Generalization of Gradient Descent for Deep ReLU Classification3 Oct 2025
- 2025Smooth Quasar-Convex Optimization with Constraints2 Oct 2025
- 2025SGD as Free Energy Minimization: A Thermodynamic View on Neural Network Training29 May 2025
- 2025Statistically guided deep learning11 Apr 2025
- 2025Towards Understanding the Optimization Mechanisms in Deep Learning29 Mar 2025
- 2024Generalizability of Memorization Neural Networks1 Nov 2024
12 newest of 137 All 137 (JSON)