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The Lyapunov Neural Network: Adaptive Stability Certification for Safe Learning of Dynamical Systems

arXiv 1808.00924 ↗First posted 2 Aug 2018eess.SY cs.LG cs.ROcited by 87

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Abstract (arXiv)

Learning algorithms have shown considerable prowess in simulation by allowing robots to adapt to uncertain environments and improve their performance. However, such algorithms are rarely used in practice on safety-critical systems, since the learned policy typically does not yield any safety guarantees. That is, the required exploration may cause physical harm to the robot or its environment. In this paper, we present a method to learn accurate safety certificates for nonlinear, closed-loop dynamical systems. Specifically, we construct a neural network Lyapunov function and a training algorithm that adapts it to the shape of the largest safe region in the state space. The algorithm relies only on knowledge of inputs and outputs of the dynamics, rather than on any specific model structure. We demonstrate our method by learning the safe region of attraction for a simulated inverted pendulum. Furthermore, we discuss how our method can be used in safe learning algorithms together with statistical models of dynamical systems.

Key facts. Cited by 87 papers in the map (data through 7 Oct 2026). First posted on arXiv 2 Aug 2018.

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Citing papers per year: 2021: 23; 2022: 18; 2023: 17; 2024: 13; 2025: 8; 2026: 8.

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  1. 2021A Survey of Uncertainty in Deep Neural Networkscited by 675
  2. 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 337
  3. 2022LyaNet: A Lyapunov Framework for Training Neural ODEscited by 43
  4. 2021Contraction Theory for Nonlinear Stability Analysis and Learning-based Control: A Tutorial Overviewcited by 42
  5. 2022Neural Lyapunov Control of Unknown Nonlinear Systems with Stability Guaranteescited by 39
  6. 2021Adaptive-Control-Oriented Meta-Learning for Nonlinear Systemscited by 38
  7. 2021How to Certify Machine Learning Based Safety-critical Systems? A Systematic Literature Reviewcited by 36
  8. 2021Learning Barrier Certificates: Towards Safe Reinforcement Learning with Zero Training-time Violationscited by 36
  9. 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizabilitycited by 32
  10. 2022Lyapunov Density Models: Constraining Distribution Shift in Learning-Based Controlcited by 28
  11. 2022Safe Control Under Input Limits with Neural Control Barrier Functionscited by 27
  12. 2021Stability Verification in Stochastic Control Systems via Neural Network Supermartingalescited by 24
38 more
  1. 2022Learning Control Policies for Stochastic Systems with Reach-avoid Guaranteescited by 21
  2. 2023Neural Lyapunov Control for Discrete-Time Systemscited by 21
  3. 2023Causal Modeling with Stationary Diffusionscited by 19
  4. 2021Value Iteration in Continuous Actions, States and Timecited by 17
  5. 2021Learning Stable Deep Dynamics Models for Partially Observed or Delayed Dynamical Systemscited by 17
  6. 2022Control-oriented meta-learningcited by 17
  7. 2021Lyapunov-Net: A Deep Neural Network Architecture for Lyapunov Function Approximationcited by 16
  8. 2024Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificatescited by 15
  9. 2024How Generalizable Is My Behavior Cloning Policy? A Statistical Approach to Trustworthy Performance Evaluationcited by 14
  10. 2025Stable Port-Hamiltonian Neural Networkscited by 13
  11. 2021Distributed neural network control with dependability guarantees: a compositional port-Hamiltonian approachcited by 12
  12. 2023Compositional Policy Learning in Stochastic Control Systems with Formal Guaranteescited by 12
  13. 2022Neural Koopman Lyapunov Controlcited by 11
  14. 2021Scalable Learning of Safety Guarantees for Autonomous Systems using Hamilton-Jacobi Reachabilitycited by 10
  15. 2023Lyapunov-Stable Deep Equilibrium Modelscited by 10
  16. 2021LS3: Latent Space Safe Sets for Long-Horizon Visuomotor Control of Sparse Reward Iterative Taskscited by 9
  17. 2021Robust Value Iteration for Continuous Control Taskscited by 8
  18. 2021RNNs of RNNs: Recursive Construction of Stable Assemblies of Recurrent Neural Networkscited by 7
  19. 2021Data-Driven Computational Methods for the Domain of Attraction and Zubov's Equationcited by 7
  20. 2024Provably Safe Neural Network Controllers via Differential Dynamic Logiccited by 7
  21. 2021Continuous-Time Fitted Value Iteration for Robust Policiescited by 6
  22. 2022Reachable Polyhedral Marching (RPM): An Exact Analysis Tool for Deep-Learned Control Systemscited by 6
  23. 2023Data-Driven Control with Inherent Lyapunov Stabilitycited by 6
  24. 2023A General Framework for Verification and Control of Dynamical Models via Certificate Synthesiscited by 6
  25. 2023Scalable and Efficient Continual Learning from Demonstration via a Hypernetwork-generated Stable Dynamics Modelcited by 6
  26. 2021Total Energy Shaping with Neural Interconnection and Damping Assignment -- Passivity Based Controlcited by 5
  27. 2022Model-free Neural Lyapunov Control for Safe Robot Navigationcited by 5
  28. 2022KCRL: Krasovskii-Constrained Reinforcement Learning with Guaranteed Stability in Nonlinear Dynamical Systemscited by 5
  29. 2023Learning Control-Oriented Dynamical Structure from Datacited by 5
  30. 2023ConCerNet: A Contrastive Learning Based Framework for Automated Conservation Law Discovery and Trustworthy Dynamical System Predictioncited by 5
  31. 2023Learning Stability Attention in Vision-based End-to-end Driving Policiescited by 5
  32. 2023Value Functions are Control Barrier Functions: Verification of Safe Policies using Control Theorycited by 5
  33. 2022Learning Provably Stabilizing Neural Controllers for Discrete-Time Stochastic Systemscited by 4
  34. 2023Feasible Policy Iteration for Safe Reinforcement Learningcited by 4
  35. 2024CPS-LLM: Large Language Model based Safe Usage Plan Generator for Human-in-the-Loop Human-in-the-Plant Cyber-Physical Systemcited by 4
  36. 2024Neural Continuous-Time Supermartingale Certificatescited by 4
  37. 2021Learning Contraction Policies from Offline Datacited by 3
  38. 2021Model-Based Safe Reinforcement Learning with Time-Varying State and Control Constraints: An Application to Intelligent Vehiclescited by 3

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