Towards the Unification and Robustness of Perturbation and Gradient Based Explanations
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Abstract (arXiv)
As machine learning black boxes are increasingly being deployed in critical domains such as healthcare and criminal justice, there has been a growing emphasis on developing techniques for explaining these black boxes in a post hoc manner. In this work, we analyze two popular post hoc interpretation techniques: SmoothGrad which is a gradient based method, and a variant of LIME which is a perturbation based method. More specifically, we derive explicit closed form expressions for the explanations output by these two methods and show that they both converge to the same explanation in expectation, i.e., when the number of perturbed samples used by these methods is large. We then leverage this connection to establish other desirable properties, such as robustness, for these techniques. We also derive finite sample complexity bounds for the number of perturbations required for these methods to converge to their expected explanation. Finally, we empirically validate our theory using extensive experimentation on both synthetic and real world datasets.
Key facts. Cited by 47 papers in the map (data through 7 Oct 2026). Builds on 27 of its 47 references that are in the map. First posted on arXiv 21 Feb 2021.
Builds on
27 of 47 references.
References · 27
- 2016Grad-CAM: Visual Explanations from Deep Networks via Gradient-based Localizationcited by 6,690
- 2017A Unified Approach to Interpreting Model Predictionscited by 6,488
- 2016"Why Should I Trust You?": Explaining the Predictions of Any Classifiercited by 5,040
- 2017Axiomatic Attribution for Deep Networkscited by 3,350
- 2013Deep Inside Convolutional Networks: Visualising Image Classification Models and Saliency Mapscited by 2,348
- 2017Understanding Black-box Predictions via Influence Functionscited by 1,714
- 2017Towards A Rigorous Science of Interpretable Machine Learningcited by 1,400
- 2019Certified Adversarial Robustness via Randomized Smoothingcited by 1,324
- 2017Interpretability Beyond Feature Attribution: Quantitative Testing with Concept Activation Vectors (TCAV)cited by 1,309
- 2018Sanity Checks for Saliency Mapscited by 1,149
- 2017SmoothGrad: removing noise by adding noisecited by 1,097
- 2017Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPRcited by 1,086
15 more
- 2017Interpretation of Neural Networks is Fragilecited by 443
- 2018Actionable Recourse in Linear Classificationcited by 327
- 2018On the Robustness of Interpretability Methodscited by 310
- 2020Algorithmic Recourse: from Counterfactual Explanations to Interventionscited by 250
- 2019FACE: Feasible and Actionable Counterfactual Explanationscited by 232
- 2019Interpretable Counterfactual Explanations Guided by Prototypescited by 223
- 2019Explanations can be manipulated and geometry is to blamecited by 215
- 2019Model-Agnostic Counterfactual Explanations for Consequential Decisionscited by 204
- 2015Interpretable classifiers using rules and Bayesian analysis: Building a better stroke prediction modelcited by 140
- 2020Algorithmic recourse under imperfect causal knowledge: a probabilistic approachcited by 139
- 2019The Hidden Assumptions Behind Counterfactual Explanations and Principal Reasonscited by 115
- 2019"How do I fool you?": Manipulating User Trust via Misleading Black Box Explanationscited by 111
- 2015The Bayesian Case Model: A Generative Approach for Case-Based Reasoning and Prototype Classificationcited by 76
- 2017Interpretability via Model Extractioncited by 40
- 2019Certifiably Robust Interpretation in Deep Learningcited by 35
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Citing papers per year: 2021: 1; 2022: 20; 2023: 6; 2024: 12; 2025: 7; 2026: 1.
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- 2022The Disagreement Problem in Explainable Machine Learning: A Practitioner's Perspectivecited by 156
- 2022OpenXAI: Towards a Transparent Evaluation of Model Explanationscited by 125
- 2022Which Explanation Should I Choose? A Function Approximation Perspective to Characterizing Post Hoc Explanationscited by 77
- 2022TalkToModel: Explaining Machine Learning Models with Interactive Natural Language Conversationscited by 65
- 2022From Shapley Values to Generalized Additive Models and backcited by 59
- 2022Framework for Evaluating Faithfulness of Local Explanationscited by 55
- 2022Rethinking Explainability as a Dialogue: A Practitioner's Perspectivecited by 52
- 2022Fairness via Explanation Quality: Evaluating Disparities in the Quality of Post hoc Explanationscited by 40
- 2021Probing GNN Explainers: A Rigorous Theoretical and Empirical Analysis of GNN Explanation Methodscited by 36
- 2022What Makes a Good Explanation?: A Harmonized View of Properties of Explanationscited by 21
- 2022Attribution-based Explanations that Provide Recourse Cannot be Robustcited by 20
- 2022Robust Bayesian Recoursecited by 18
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- 2024Attention Mechanisms Don't Learn Additive Models: Rethinking Feature Importance for Transformerscited by 8
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- 2022"Is your explanation stable?": A Robustness Evaluation Framework for Feature Attributioncited by 7
- 2022Analyzing Explainer Robustness via Probabilistic Lipschitzness of Prediction Functionscited by 6
- 2023Human Attention-Guided Explainable Artificial Intelligence for Computer Vision Modelscited by 6
- 2025GrAInS: Gradient-based Attribution for Inference-Time Steering of LLMs and VLMscited by 6
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- 2023SmoothHess: ReLU Network Feature Interactions via Stein's Lemmacited by 5
- 2024LightHouse: A Survey of AGI Hallucinationcited by 4
- 2024Probabilistic Lipschitzness and the Stable Rank for Comparing Explanation Modelscited by 4
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- 2023Saliency strikes back: How filtering out high frequencies improves white-box explanationscited by 3
- 2023Characterizing Data Point Vulnerability via Average-Case Robustnesscited by 3
- 2024Explainable Molecular Property Prediction: Aligning Chemical Concepts with Predictions via Language Modelscited by 3
- 2022Towards a Responsible AI Development Lifecycle: Lessons From Information Securitycited by 2
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- 2022On Understanding the Influence of Controllable Factors with a Feature Attribution Algorithm: a Medical Case Studycited by 1
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- 2025Algebraic Adversarial Attacks on Explainability Modelscited by 0
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- 2025Explainable Graph Neural Networks: Understanding Brain Connectivity and Biomarkers in Dementiacited by 0
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- 2026Probabilistic Linear Explanations16 Sep 2026
- 2025Explainable Graph Neural Networks: Understanding Brain Connectivity and Biomarkers in Dementia23 Sep 2025
- 2025Value bounds and Convergence Analysis for Averages of LRP attributions10 Sep 2025
- 2025Attribution Explanations for Deep Neural Networks: A Theoretical Perspective11 Aug 2025
- 2025GrAInS: Gradient-based Attribution for Inference-Time Steering of LLMs and VLMs24 Jul 2025
- 2025Are We Merely Justifying Results ex Post Facto? Quantifying Explanatory Inversion in Post-Hoc Model Explanations11 Apr 2025
- 2025Algebraic Adversarial Attacks on Explainability Models16 Mar 2025
- 2025Towards Unified Attribution in Explainable AI, Data-Centric AI, and Mechanistic Interpretability31 Jan 2025
- 2024Exploiting Latent Linearity in LLMs Improves Explainable Molecular Representation Learning11 Oct 2024
- 2024Learning-Augmented Robust Algorithmic Recourse2 Oct 2024
- 2024Leveraging CAM Algorithms for Explaining Medical Semantic Segmentation30 Sep 2024
- 2024MiranDa: Mimicking the Learning Processes of Human Doctors to Achieve Causal Inference for Medication Recommendation23 Jul 2024
35 more
- 2024Auditing Local Explanations is Hard18 Jul 2024
- 2024Instance-level quantitative saliency in multiple sclerosis lesion segmentation13 Jun 2024
- 2024Explainable Molecular Property Prediction: Aligning Chemical Concepts with Predictions via Language Models25 May 2024
- 2024Attention Mechanisms Don't Learn Additive Models: Rethinking Feature Importance for Transformers22 May 2024
- 2024Probabilistic Lipschitzness and the Stable Rank for Comparing Explanation Models29 Feb 2024
- 2024Rethinking Explainable Machine Learning as Applied Statistics5 Feb 2024
- 2024NormEnsembleXAI: Unveiling the Strengths and Weaknesses of XAI Ensemble Techniques30 Jan 2024
- 2024LightHouse: A Survey of AGI Hallucination8 Jan 2024
- 2023SmoothHess: ReLU Network Feature Interactions via Stein's Lemma1 Nov 2023
- 2023LIPEx-Locally Interpretable Probabilistic Explanations-To Look Beyond The True Class7 Oct 2023
- 2023Characterizing Data Point Vulnerability via Average-Case Robustness26 Jul 2023
- 2023Saliency strikes back: How filtering out high frequencies improves white-box explanations18 Jul 2023
- 2023On the Robustness of Removal-Based Feature Attributions12 Jun 2023
- 2023Human Attention-Guided Explainable Artificial Intelligence for Computer Vision Models5 May 2023
- 2022What Makes a Good Explanation?: A Harmonized View of Properties of Explanations10 Nov 2022
- 2022On the Robustness of Explanations of Deep Neural Network Models: A Survey9 Nov 2022
- 2022From Shapley Values to Generalized Additive Models and back8 Sep 2022
- 2022"Is your explanation stable?": A Robustness Evaluation Framework for Feature Attribution5 Sep 2022
- 2022LUCID: Exposing Algorithmic Bias through Inverse Design26 Aug 2022
- 2022TalkToModel: Explaining Machine Learning Models with Interactive Natural Language Conversations8 Jul 2022
- 2022Analyzing Explainer Robustness via Probabilistic Lipschitzness of Prediction Functions24 Jun 2022
- 2022OpenXAI: Towards a Transparent Evaluation of Model Explanations22 Jun 2022
- 2022Robust Bayesian Recourse22 Jun 2022
- 2022The Manifold Hypothesis for Gradient-Based Explanations15 Jun 2022
- 2022Which Explanation Should I Choose? A Function Approximation Perspective to Characterizing Post Hoc Explanations2 Jun 2022
- 2022Attribution-based Explanations that Provide Recourse Cannot be Robust31 May 2022
- 2022Towards a Theory of Faithfulness: Faithful Explanations of Differentiable Classifiers over Continuous Data19 May 2022
- 2022Fairness via Explanation Quality: Evaluating Disparities in the Quality of Post hoc Explanations15 May 2022
- 2022On Understanding the Influence of Controllable Factors with a Feature Attribution Algorithm: a Medical Case Study23 Mar 2022
- 2022Robustness and Usefulness in AI Explanation Methods7 Mar 2022
- 2022Towards a Responsible AI Development Lifecycle: Lessons From Information Security6 Mar 2022
- 2022Rethinking Explainability as a Dialogue: A Practitioner's Perspective3 Feb 2022
- 2022The Disagreement Problem in Explainable Machine Learning: A Practitioner's Perspective3 Feb 2022
- 2022Framework for Evaluating Faithfulness of Local Explanations1 Feb 2022
- 2021Probing GNN Explainers: A Rigorous Theoretical and Empirical Analysis of GNN Explanation Methods16 Jun 2021
- 2022The Disagreement Problem in Explainable Machine Learning: A Practitioner's Perspectivecited by 156
- 2022OpenXAI: Towards a Transparent Evaluation of Model Explanationscited by 125
- 2022Which Explanation Should I Choose? A Function Approximation Perspective to Characterizing Post Hoc Explanationscited by 77
- 2022TalkToModel: Explaining Machine Learning Models with Interactive Natural Language Conversationscited by 65
- 2022From Shapley Values to Generalized Additive Models and backcited by 59
- 2022Framework for Evaluating Faithfulness of Local Explanationscited by 55
- 2022Rethinking Explainability as a Dialogue: A Practitioner's Perspectivecited by 52
- 2022Fairness via Explanation Quality: Evaluating Disparities in the Quality of Post hoc Explanationscited by 40
- 2021Probing GNN Explainers: A Rigorous Theoretical and Empirical Analysis of GNN Explanation Methodscited by 36
- 2022What Makes a Good Explanation?: A Harmonized View of Properties of Explanationscited by 21
- 2022Attribution-based Explanations that Provide Recourse Cannot be Robustcited by 20
- 2022Robust Bayesian Recoursecited by 18
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- 2025Value bounds and Convergence Analysis for Averages of LRP attributions10 Sep 2025
- 2025Attribution Explanations for Deep Neural Networks: A Theoretical Perspective11 Aug 2025
- 2025Are We Merely Justifying Results ex Post Facto? Quantifying Explanatory Inversion in Post-Hoc Model Explanations11 Apr 2025
- 2025Algebraic Adversarial Attacks on Explainability Models16 Mar 2025
- 2025Towards Unified Attribution in Explainable AI, Data-Centric AI, and Mechanistic Interpretability31 Jan 2025
- 2024Exploiting Latent Linearity in LLMs Improves Explainable Molecular Representation Learning11 Oct 2024
- 2024Learning-Augmented Robust Algorithmic Recourse2 Oct 2024
- 2024Leveraging CAM Algorithms for Explaining Medical Semantic Segmentation30 Sep 2024
- 2024MiranDa: Mimicking the Learning Processes of Human Doctors to Achieve Causal Inference for Medication Recommendation23 Jul 2024
- 2024Auditing Local Explanations is Hard18 Jul 2024
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