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On the role of planning in model-based deep reinforcement learning

arXiv 2011.04021 ↗First posted 8 Nov 2020cs.AI cs.LGcited by 57

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Abstract (arXiv)

Model-based planning is often thought to be necessary for deep, careful reasoning and generalization in artificial agents. While recent successes of model-based reinforcement learning (MBRL) with deep function approximation have strengthened this hypothesis, the resulting diversity of model-based methods has also made it difficult to track which components drive success and why. In this paper, we seek to disentangle the contributions of recent methods by focusing on three questions: (1) How does planning benefit MBRL agents? (2) Within planning, what choices drive performance? (3) To what extent does planning improve generalization? To answer these questions, we study the performance of MuZero (Schrittwieser et al., 2019), a state-of-the-art MBRL algorithm with strong connections and overlapping components with many other MBRL algorithms. We perform a number of interventions and ablations of MuZero across a wide range of environments, including control tasks, Atari, and 9x9 Go. Our results suggest the following: (1) Planning is most useful in the learning process, both for policy updates and for providing a more useful data distribution. (2) Using shallow trees with simple Monte-Carlo rollouts is as performant as more complex methods, except in the most difficult reasoning tasks. (3) Planning alone is insufficient to drive strong generalization. These results indicate where and how to utilize planning in reinforcement learning settings, and highlight a number of open questions for future MBRL research.

Key facts. Cited by 57 papers in the map (data through 7 Oct 2026). First posted on arXiv 8 Nov 2020.

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Citing papers per year: 2021: 17; 2022: 10; 2023: 9; 2024: 9; 2025: 6; 2026: 6.

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  1. 2024Chain of Preference Optimization: Improving Chain-of-Thought Reasoning in LLMscited by 94
  2. 2024Simple Hierarchical Planning with Diffusioncited by 71
  3. 2022Symphony: Learning Realistic and Diverse Agents for Autonomous Driving Simulationcited by 61
  4. 2022Efficient Planning in a Compact Latent Action Spacecited by 57
  5. 2021Muesli: Combining Improvements in Policy Optimizationcited by 53
  6. 2021Learning Neuro-Symbolic Relational Transition Models for Bilevel Planningcited by 43
  7. 2021Deep Multiagent Reinforcement Learning: Challenges and Directionscited by 42
  8. 2021MBRL-Lib: A Modular Library for Model-based Reinforcement Learningcited by 41
  9. 2022Physical Design using Differentiable Learned Simulatorscited by 37
  10. 2021Procedural Generalization by Planning with Self-Supervised World Modelscited by 30
  11. 2022Simplifying Model-based RL: Learning Representations, Latent-space Models, and Policies with One Objectivecited by 28
  12. 2021A Consciousness-Inspired Planning Agent for Model-Based Reinforcement Learningcited by 27
38 more
  1. 2021Subgoal Search For Complex Reasoning Taskscited by 21
  2. 2021Neural Algorithmic Reasoners are Implicit Plannerscited by 21
  3. 2022Intelligent problem-solving as integrated hierarchical reinforcement learningcited by 21
  4. 2021Towards Deeper Deep Reinforcement Learning with Spectral Normalizationcited by 19
  5. 2021Evaluating model-based planning and planner amortization for continuous controlcited by 15
  6. 2023Thinker: Learning to Plan and Actcited by 13
  7. 2023Off-Policy RL Algorithms Can be Sample-Efficient for Continuous Control via Sample Multiple Reusecited by 12
  8. 2023Efficient Planning with Latent Diffusioncited by 11
  9. 2024Dynamic Model Predictive Shielding for Provably Safe Reinforcement Learningcited by 11
  10. 2024Bayes Adaptive Monte Carlo Tree Search for Offline Model-based Reinforcement Learningcited by 11
  11. 2024LLM-Based World Models Can Make Decisions Solely, But Rigorous Evaluations are Neededcited by 10
  12. 2025A Forget-and-Grow Strategy for Deep Reinforcement Learning Scaling in Continuous Controlcited by 9
  13. 2022Efficient Offline Policy Optimization with a Learned Modelcited by 8
  14. 2021Self-Consistent Models and Valuescited by 7
  15. 2023What model does MuZero learn?cited by 7
  16. 2023Predictive auxiliary objectives in deep RL mimic learning in the braincited by 7
  17. 2023Learning Interaction-aware Motion Prediction Model for Decision-making in Autonomous Drivingcited by 6
  18. 2024Learning to Play Atari in a World of Tokenscited by 6
  19. 2025Bootstrap Off-policy with World Modelcited by 6
  20. 2021Model-based Reinforcement Learning for Service Mesh Fault Resiliency in a Web Application-levelcited by 5
  21. 2022A Look at Value-Based Decision-Time vs. Background Planning Methods Across Different Settingscited by 5
  22. 2025Trust-Region Twisted Policy Improvementcited by 5
  23. 2022Continuous Monte Carlo Graph Searchcited by 4
  24. 2022Safe Reinforcement Learning using Data-Driven Predictive Controlcited by 4
  25. 2024How does the primate brain combine generative and discriminative computations in vision?cited by 4
  26. 2025Path Channels and Plan Extension Kernels: a Mechanistic Description of Planning in a Sokoban RNNcited by 4
  27. 2021Planning and Learning Using Adaptive Entropy Tree Searchcited by 3
  28. 2022A model-based approach to meta-Reinforcement Learning: Transformers and tree searchcited by 3
  29. 2023PushWorld: A benchmark for manipulation planning with tools and movable obstaclescited by 3
  30. 2023Equivariant MuZerocited by 3
  31. 2024How to Choose a Reinforcement-Learning Algorithmcited by 3
  32. 2026IMWM: Intuition Models Complement World Models for Latent Planningcited by 3
  33. 2023The Update-Equivalence Framework for Decision-Time Planningcited by 2
  34. 2025Bounding Distributional Shifts in World Modeling through Novelty Detectioncited by 2
  35. 2026HDFlow: Hierarchical Diffusion-Flow Planning for Long-horizon Taskscited by 2
  36. 2026Finding the Time to Think: Learning Planning Budgets in Real-Time RLcited by 2
  37. 2021Transfer Learning and Curriculum Learning in Sokobancited by 1
  38. 2021Potential-based Reward Shaping in Sokobancited by 1

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