Safe Reinforcement Learning using Data-Driven Predictive Control
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Abstract (arXiv)
Reinforcement learning (RL) algorithms can achieve state-of-the-art performance in decision-making and continuous control tasks. However, applying RL algorithms on safety-critical systems still needs to be well justified due to the exploration nature of many RL algorithms, especially when the model of the robot and the environment are unknown. To address this challenge, we propose a data-driven safety layer that acts as a filter for unsafe actions. The safety layer uses a data-driven predictive controller to enforce safety guarantees for RL policies during training and after deployment. The RL agent proposes an action that is verified by computing the data-driven reachability analysis. If there is an intersection between the reachable set of the robot using the proposed action, we call the data-driven predictive controller to find the closest safe action to the proposed unsafe action. The safety layer penalizes the RL agent if the proposed action is unsafe and replaces it with the closest safe one. In the simulation, we show that our method outperforms state-of-the-art safe RL methods on the robotics navigation problem for a Turtlebot 3 in Gazebo and a quadrotor in Unreal Engine 4 (UE4).
Key facts. Cited by 5 papers in the map (data through 14 Oct 2026). Builds on 24 of its 42 references that are in the map. First posted on arXiv 20 Nov 2022.
Builds on
24 of 42 references.
References · 24
- 2017Constrained Policy Optimizationcited by 983
- 2018Reward Constrained Policy Optimizationcited by 417
- 2018Safe Exploration in Continuous Action Spacescited by 247
- 2013Risk-sensitive Reinforcement Learningcited by 130
- 2018A predictive safety filter for learning-based control of constrained nonlinear dynamical systemscited by 118
- 2017Leave no Trace: Learning to Reset for Safe and Autonomous Reinforcement Learningcited by 90
- 2016Safe Exploration in Finite Markov Decision Processes with Gaussian Processescited by 75
- 2020On the role of planning in model-based deep reinforcement learningcited by 57
- 2019Combating the Compounding-Error Problem with a Multi-step Modelcited by 54
- 2022Hierarchical Planning Through Goal-Conditioned Offline Reinforcement Learningcited by 50
- 2021Safe Reinforcement Learning Using Advantage-Based Interventioncited by 47
- 2020Reachability-based Trajectory Safeguard (RTS): A Safe and Fast Reinforcement Learning Safety Layer for Continuous Controlcited by 28
12 more
- 2022Safe Reinforcement Learning Using Black-Box Reachability Analysiscited by 26
- 2022Provably Safe Reinforcement Learning via Action Projection using Reachability Analysis and Polynomial Zonotopescited by 26
- 2020On Infusing Reachability-Based Safety Assurance within Planning Frameworks for Human-Robot Vehicle Interactionscited by 25
- 2020Safe Active Dynamics Learning and Control: A Sequential Exploration-Exploitation Frameworkcited by 19
- 2015Safe Policy Search for Lifelong Reinforcement Learning with Sublinear Regretcited by 15
- 2021Data-Driven Reachability Analysis from Noisy Datacited by 14
- 2018Bridging the Gap Between Safety and Real-Time Performance in Receding-Horizon Trajectory Design for Mobile Robotscited by 11
- 2020Data-Driven Reachability Analysis Using Matrix Zonotopescited by 11
- 2021Model-Free Safety-Critical Control for Robotic Systemscited by 8
- 2021Control Barrier Functions With Unmodeled Dynamics Using Integral Quadratic Constraintscited by 4
- 2018Safely Probabilistically Complete Real-Time Planning and Exploration in Unknown Environmentscited by 3
- 2021Robust Data-Driven Predictive Control using Reachability Analysiscited by 3
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Citing papers per year: 2025: 4; 2026: 1.
5 papers.
- 2025Safe LLM-Controlled Robots with Formal Guarantees via Reachability Analysiscited by 9
- 2025Safe Reinforcement Learning using Action Projection: Safeguard the Policy or the Environment?cited by 5
- 2026X-Safe: Embodiment-Agnostic Safeguarding for Robot Arm Manipulation Policies via Action Maskingcited by 2
- 2025Leveraging Analytic Gradients in Provably Safe Reinforcement Learningcited by 1
- 2025Safe Reinforcement Learning with a Predictive Safety Filter for Motion Planning and Control: A Drifting Vehicle Examplecited by 0
- 2026X-Safe: Embodiment-Agnostic Safeguarding for Robot Arm Manipulation Policies via Action Masking21 Jun 2026
- 2025Safe Reinforcement Learning using Action Projection: Safeguard the Policy or the Environment?16 Sep 2025
- 2025Safe Reinforcement Learning with a Predictive Safety Filter for Motion Planning and Control: A Drifting Vehicle Example28 Jun 2025
- 2025Leveraging Analytic Gradients in Provably Safe Reinforcement Learning2 Jun 2025
- 2025Safe LLM-Controlled Robots with Formal Guarantees via Reachability Analysis5 Mar 2025