The age of secrecy and unfairness in recidivism prediction
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Abstract (arXiv)
In our current society, secret algorithms make important decisions about individuals. There has been substantial discussion about whether these algorithms are unfair to groups of individuals. While noble, this pursuit is complex and ultimately stagnating because there is no clear definition of fairness and competing definitions are largely incompatible. We argue that the focus on the question of fairness is misplaced, as these algorithms fail to meet a more important and yet readily obtainable goal: transparency. As a result, creators of secret algorithms can provide incomplete or misleading descriptions about how their models work, and various other kinds of errors can easily go unnoticed. By partially reverse engineering the COMPAS algorithm -- a recidivism-risk scoring algorithm used throughout the criminal justice system -- we show that it does not seem to depend linearly on the defendant's age, despite statements to the contrary by the algorithm's creator. Furthermore, by subtracting from COMPAS its (hypothesized) nonlinear age component, we show that COMPAS does not necessarily depend on race, contradicting ProPublica's analysis, which assumed linearity in age. In other words, faulty assumptions about a proprietary algorithm lead to faulty conclusions that go unchecked without careful reverse engineering. Were the algorithm transparent in the first place, this would likely not have occurred. The most important result in this work is that we find that there are many defendants with low risk score but long criminal histories, suggesting that data inconsistencies occur frequently in criminal justice databases. We argue that transparency satisfies a different notion of procedural fairness by providing both the defendants and the public with the opportunity to scrutinize the methodology and calculations behind risk scores for recidivism.
Key facts. Cited by 53 papers in the map (data through 7 Oct 2026). First posted on arXiv 2 Nov 2018.
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Citing papers per year: 2021: 13; 2022: 15; 2023: 11; 2024: 5; 2025: 3; 2026: 6.
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50 most cited of 53 All 53 (JSON)
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- 2026Man and machine: artificial intelligence and judicial decision making19 Mar 2026
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- 2025Multiaccuracy and Multicalibration via Proxy Groups4 Mar 2025
- 2025AI Mismatches: Identifying Potential Algorithmic Harms Before AI Development25 Feb 2025
- 2025Auditing a Dutch Public Sector Risk Profiling Algorithm Using an Unsupervised Bias Detection Tool3 Feb 2025
- 2024SMOSE: Sparse Mixture of Shallow Experts for Interpretable Reinforcement Learning in Continuous Control Tasks17 Dec 2024
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38 more
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- 2024Reranking individuals: The effect of fair classification within-groups24 Jan 2024
- 2023Is Machine Learning Unsafe and Irresponsible in Social Sciences? Paradoxes and Reconsidering from Recidivism Prediction Tasks11 Nov 2023
- 2023Fair Feature Importance Scores for Interpreting Tree-Based Methods and Surrogates6 Oct 2023
- 2023Sources of Opacity in Computer Systems: Towards a Comprehensive Taxonomy26 Jul 2023
- 2023Explainable Disparity Compensation for Efficient Fair Ranking25 Jul 2023
- 2023Uncovering Unique Concept Vectors through Latent Space Decomposition13 Jul 2023
- 2023Auditing Predictive Models for Intersectional Biases22 Jun 2023
- 2023Exploring the cloud of feature interaction scores in a Rashomon set17 May 2023
- 2023Equalised Odds is not Equal Individual Odds: Post-processing for Group and Individual Fairness19 Apr 2023
- 2023FederatedTrust: A Solution for Trustworthy Federated Learning20 Feb 2023
- 2023Optimising Human-Machine Collaboration for Efficient High-Precision Information Extraction from Text Documents18 Feb 2023
- 2023Charting the Sociotechnical Gap in Explainable AI: A Framework to Address the Gap in XAI1 Feb 2023
- 2022Interpretability with full complexity by constraining feature information30 Nov 2022
- 2022Subgroup Robustness Grows On Trees: An Empirical Baseline Investigation23 Nov 2022
- 2022Individualized and Global Feature Attributions for Gradient Boosted Trees in the Presence of ℓ2 Regularization8 Nov 2022
- 2022Challenges in Explanation Quality Evaluation13 Oct 2022
- 2022Ten Years after ImageNet: A 360deg Perspective on AI1 Oct 2022
- 2022Invariant Representations with Stochastically Quantized Neural Networks4 Aug 2022
- 2022A Validity Perspective on Evaluating the Justified Use of Data-driven Decision-making Algorithms30 Jun 2022
- 2022Is your model predicting the past?23 Jun 2022
- 2022Recall Distortion in Neural Network Pruning and the Undecayed Pruning Algorithm7 Jun 2022
- 2022Variable importance without impossible data31 May 2022
- 2022Constrained Monotonic Neural Networks24 May 2022
- 2022User Driven Model Adjustment via Boolean Rule Explanations28 Mar 2022
- 2022Fast Feature Selection with Fairness Constraints28 Feb 2022
- 2022Doing Right by Not Doing Wrong in Human-Robot Collaboration5 Feb 2022
- 2022To what extent should we trust AI models when they extrapolate?27 Jan 2022
- 2021Assessing Fairness in the Presence of Missing Data7 Dec 2021
- 2021Partial Order in Chaos: Consensus on Feature Attributions in the Rashomon Set26 Oct 2021
- 2021The Dangers of Underclaiming: Reasons for Caution When Reporting How NLP Systems Fail15 Oct 2021
- 2021Explainability Pitfalls: Beyond Dark Patterns in Explainable AI26 Sep 2021
- 2021Safe Policy Learning through Extrapolation: Application to Pre-trial Risk Assessment22 Sep 2021
- 2021FADE: FAir Double Ensemble Learning for Observable and Counterfactual Outcomes1 Sep 2021
- 2021The Who in XAI: How AI Background Shapes Perceptions of AI Explanations28 Jul 2021
- 2021"Part Man, Part Machine, All Cop": Automation in Policing24 Jun 2021
- 2021Rational Shapley Values18 Jun 2021
- 2021Counterfactual Explanations Can Be Manipulated4 Jun 2021
50 newest of 53 All 53 (JSON)
- 2021Interpretable Machine Learning: Fundamental Principles and 10 Grand Challengescited by 364
- 2021Counterfactual Explanations Can Be Manipulatedcited by 113
- 2021Characterizing Fairness Over the Set of Good Models Under Selective Labelscited by 65
- 2024Amazing Things Come From Having Many Good Modelscited by 52
- 2021The Who in XAI: How AI Background Shapes Perceptions of AI Explanationscited by 48
- 2021The Dangers of Underclaiming: Reasons for Caution When Reporting How NLP Systems Failcited by 38
- 2021Explainability Pitfalls: Beyond Dark Patterns in Explainable AIcited by 36
- 2023Charting the Sociotechnical Gap in Explainable AI: A Framework to Address the Gap in XAIcited by 33
- 2022Constrained Monotonic Neural Networkscited by 31
- 2022A Validity Perspective on Evaluating the Justified Use of Data-driven Decision-making Algorithmscited by 30
- 2021Assessing Fairness in the Presence of Missing Datacited by 24
- 2021Rational Shapley Valuescited by 18
12 most cited of 53 All 53 (JSON)
- 2026Do Judges Behave Like Algorithms?11 Aug 2026
- 2026Model Multiplicity and Predictive Arbitrariness in Recidivism Risk Assessment1 Jun 2026
- 2026The Open-Box Fallacy: Why AI Deployment Needs a Calibrated Verification Regime11 May 2026
- 2026Benchmarked Yet Not Measured -- Generative AI Should be Evaluated Against Real-World Utility7 May 2026
- 2026Man and machine: artificial intelligence and judicial decision making19 Mar 2026
- 2026Global Sequential Testing for Multi-Stream Auditing25 Feb 2026
- 2025Multiaccuracy and Multicalibration via Proxy Groups4 Mar 2025
- 2025AI Mismatches: Identifying Potential Algorithmic Harms Before AI Development25 Feb 2025
- 2025Auditing a Dutch Public Sector Risk Profiling Algorithm Using an Unsupervised Bias Detection Tool3 Feb 2025
- 2024SMOSE: Sparse Mixture of Shallow Experts for Interpretable Reinforcement Learning in Continuous Control Tasks17 Dec 2024
- 2024Analyzing Fairness of Computer Vision and Natural Language Processing Models13 Dec 2024
- 2024Amazing Things Come From Having Many Good Models5 Jul 2024
12 newest of 53 All 53 (JSON)