Distortion of AI Alignment Revisited: RLHF is a Decent Utilitarian Aligner
On the map: LLM alignment / RLHF / preference optimisation → Reward modeling and RLHF
Abstract (arXiv)
While Reinforcement Learning from Human Feedback (RLHF) is the standard paradigm for aligning large language models with human preferences, its effectiveness in pluralistic settings has been called into question. Notably, recent work by G"olz et al. (2025) demonstrated that the textitdistortion -- defined as the multiplicative gap between the average user utility of the RLHF policy and the optimal average utility -- can scale exponentially with the Bradley-Terry temperature parameter β when users have heterogeneous preferences. In this work, we present a fine-grained analysis of the distortion of RLHF with reward clipping and demonstrate that such exponential degradation is not a fundamental property of the algorithm but rather a consequence of distribution mismatch between the distribution generating preference data (μ) and the KL reference policy (πref). To this end, we establish tight upper and lower bounds on the distortion of RLHF across multiple regimes of the KL regularization strength. We show that in a representative regime, under the Bradley-Terry model, the distortion is tildeTheta(β B + β), where B is an upper bound on the log density ratio between μ and πref. In particular, when there is no distribution mismatch (i.e., μ = πref), RLHF achieves the optimal distortion of O(β) up to a constant. Our results suggest that, to reasonably maximize average utility with RLHF, it is preferable to use on-policy sampled preference data or to fine-tune before RLHF on data from a source close to μ.
Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Placed in Reward modeling and RLHF, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 35 of its 43 references that are in the map. First posted on arXiv 11 Sep 2026.
Builds on
35 of 43 references.
Closest ancestors · 12
Same direction, newest first
- 2024Skywork-Reward: Bag of Tricks for Reward Modeling in LLMs24 Oct
- 2024From Lists to Emojis: How Format Bias Affects Model Alignment18 Sep
- 2024Exploratory Preference Optimization: Harnessing Implicit Q*-Approximation for Sample-Efficient RLHF31 May
- 2024Axioms for AI Alignment from Human Feedback23 May
- 2024RewardBench: Evaluating Reward Models for Language Modeling20 Mar
- 2024MaxMin-RLHF: Alignment with Diverse Human Preferences14 Feb
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint18 Dec
- 2023Distributional Preference Learning: Understanding and Accounting for Hidden Context in RLHF13 Dec
- 2023Nash Learning from Human Feedback1 Dec
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Model29 May
- 2019Fine-Tuning Language Models from Human Preferences18 Sep
- 2017Deep reinforcement learning from human preferences12 Jun
Other references · 23
- 2023GPT-4 Technical Reportcited by 18,396
- 2022Training language models to follow instructions with human feedbackcited by 15,971
- 2017Proximal Policy Optimization Algorithmscited by 15,215
- 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 13,028
- 2024Gemini 1.5: Unlocking multimodal understanding across millions of tokens of contextcited by 3,224
- 2024Chatbot Arena: An Open Platform for Evaluating LLMs by Human Preferencecited by 1,184
- 2024SimPO: Simple Preference Optimization with a Reference-Free Rewardcited by 963
- 2023UltraFeedback: Boosting Language Models with Scaled AI Feedbackcited by 406
- 20242 OLMo 2 Furiouscited by 340
- 2024KTO: Model Alignment as Prospect Theoretic Optimizationcited by 264
- 2024Direct Language Model Alignment from Online AI Feedbackcited by 260
- 2024A Roadmap to Pluralistic Alignmentcited by 184
11 more
- 2024Social Choice Should Guide AI Alignment in Dealing with Diverse Human Feedbackcited by 100
- 2024Correcting the Mythos of KL-Regularization: Direct Alignment without Overoptimization via Chi-Squared Preference Optimizationcited by 78
- 2024Self-Exploring Language Models: Active Preference Elicitation for Online Alignmentcited by 63
- 2025Cultivating Pluralism In Algorithmic Monoculture: The Community Alignment Datasetcited by 35
- 2025Distortion of AI Alignment: Does Preference Optimization Optimize for Preferences?cited by 22
- 2021Distortion in Social Choice Problems: The First 15 Years and Beyondcited by 17
- 2022Optimized Distortion and Proportional Fairness in Votingcited by 12
- 2014Learning Mixed Multinomial Logit Model from Ordinal Datacited by 7
- 2022On the identifiability of mixtures of ranking modelscited by 7
- 2015Clustering and Inference From Pairwise Comparisonscited by 4
- 2024Metric distortion Under Probabilistic Votingcited by 2
Built on by
Citing papers per year: 2026: 1.
1 paper.
Similar, not cited
Close in wording, no citation either way
- 2025Beyond RLHF: A Unified Theoretical Framework of Alignment
- 2024On the Algorithmic Bias of Aligning Large Language Models with RLHF: Preference Collapse and Matching Regularization
- 2026Generalisation of RLHF under Reward Shift and Clipped KL Regularisation
- 2024Solving the Inverse Alignment Problem for Efficient RLHF
- 2026Unifying Stable Optimization and Reference Regularization in RLHF
- 2024On The Global Convergence Of Online RLHF With Neural Parametrization
- 2026Alignment Tampering: How Reinforcement Learning from Human Feedback Is Exploited to Optimize Misaligned Biases
- 2025RLHF in an SFT Way: From Optimal Solution to Reward-Weighted Alignment