Explaining and Breaking the Safety-Helpfulness Ceiling via Preference Dimensional Expansion
On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods
Abstract (arXiv)
In the realm of multi-objective alignment for large language models, balancing disparate human preferences often manifests as a zero-sum conflict. Specifically, the intrinsic tension between competing goals dictates that aggressively optimizing for one metric (e.g., helpfulness) frequently incurs a substantial penalty on another (e.g., harmlessness). While prior work mainly focuses on data selection, parameter merging, or algorithmic balancing during training, these approaches merely force compromises between divergent preferences along a fixed Pareto frontier, failing to fundamentally resolve the inherent trade-off. In this work, we approach this problem from a novel perspective of multi-dimensional rewards. By scaling up the model's rollouts and analyzing the outputs across different reward dimensions, we arrive at a critical conclusion: the conflict among multiple objectives stems from the fact that the prompt itself inherently restricts the achievable multi-dimensional rewards. Based on this core observation, we propose MORA: Multi-Objective Reward Assimilation. Specifically, MORA isolates single-reward prompts through pre-sampling and expands their reward diversity by rewriting the original questions to incorporate multi-dimensional intents. Extensive experiments demonstrate that: (1) in sequential alignment, MORA achieves single-preference improvements ranging from 5% to 12.4%, with exceptional gains in harmlessness, after multiple-preference alignment across helpful, harmless, and truthful dimensions. (2) In simultaneous alignment, MORA achieves an average overall reward improvement of 4.6%. Our codes are available at https://github.com/Shiying-Huang/MORA-MPA.
Key facts. Cited by 1 paper in the map (data through 13 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 68 of its 84 references that are in the map. First posted on arXiv 12 May 2026.
Builds on
68 of 84 references.
Closest ancestors · 22
Same direction, newest first
- 2026Beyond Compromise: Pareto-Lenient Consensus for Efficient Multi-Preference LLM Alignment7 Apr
- 2025OrthAlign: Orthogonal Subspace Decomposition for Non-Interfering Multi-Objective Alignment29 Sep
- 2025Pareto Multi-Objective Alignment for Language Models11 Aug
- 2025Adaptive Helpfulness-Harmlessness Alignment with Preference Vectors27 Apr
- 2025ParetoHqD: Fast Offline Multiobjective Alignment of Large Language Models using Pareto High-quality Data23 Apr
- 2025REWARD CONSISTENCY: Improving Multi-Objective Alignment from a Data-Centric Perspective15 Apr
- 2025Dual-Difficulty Curriculum Learning for Direct Preference Optimization10 Apr
- 2025Robust Multi-Objective Preference Alignment with Online DPO1 Mar
- 2025Mix Data or Merge Models? Balancing the Helpfulness, Honesty, and Harmlessness of Large Language Model via Model Merging8 Feb
- 2024A Comprehensive Survey of Direct Preference Optimization: Datasets, Theories, Variants, and Applications21 Oct
- 2024AlphaDPO: Adaptive Reward Margin for Direct Preference Optimization14 Oct
- 2024Magpie: Alignment Data Synthesis from Scratch by Prompting Aligned LLMs with Nothing12 Jun
10 more
- 2024Hummer: Towards Limited Competitive Preference Dataset19 May
- 2024Is DPO Superior to PPO for LLM Alignment? A Comprehensive Study16 Apr
- 2024MetaAligner: Towards Generalizable Multi-Objective Alignment of Language Models25 Mar
- 2024Controllable Preference Optimization: Toward Controllable Multi-Objective Alignment29 Feb
- 2024Arithmetic Control of LLMs for Diverse User Preferences: Directional Preference Alignment with Multi-Objective Rewards28 Feb
- 2024Rewards-in-Context: Multi-objective Alignment of Foundation Models with Dynamic Preference Adjustment15 Feb
- 2024RS-DPO: A Hybrid Rejection Sampling and Direct Preference Optimization Method for Alignment of Large Language Models15 Feb
- 2024Panacea: Pareto Alignment via Preference Adaptation for LLMs3 Feb
- 2023Beyond One-Preference-Fits-All Alignment: Multi-Objective Direct Preference Optimization5 Oct
- 2023Mitigating the Alignment Tax of RLHF12 Sep
Other references · 46
- 2023GPT-4 Technical Reportcited by 18,278
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,986
- 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,691
- 2023Universal and Transferable Adversarial Attacks on Aligned Language Modelscited by 3,064
- 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,011
- 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,949
- 2023A Survey of Large Language Modelscited by 2,559
- 2023A Survey on Evaluation of Large Language Modelscited by 1,236
- 2024Tulu 3: Pushing Frontiers in Open Language Model Post-Trainingcited by 1,020
- 2023Safe RLHF: Safe Reinforcement Learning from Human Feedbackcited by 648
- 2024Self-Play Fine-Tuning Converts Weak Language Models to Strong Language Modelscited by 552
- 2024Interpretable Preferences via Multi-Objective Reward Modeling and Mixture-of-Expertscited by 371
34 more
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraintcited by 347
- 2024Skywork-Reward: Bag of Tricks for Reward Modeling in LLMscited by 324
- 2025From System 1 to System 2: A Survey of Reasoning Large Language Modelscited by 320
- 2023Personalized Soups: Personalized Large Language Model Alignment via Post-hoc Parameter Mergingcited by 275
- 2024RLHF Workflow: From Reward Modeling to Online RLHFcited by 265
- 2024PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preferencecited by 253
- 2023Rewarded soups: towards Pareto-optimal alignment by interpolating weights fine-tuned on diverse rewardscited by 240
- 2024HelpSteer2: Open-source dataset for training top-performing reward modelscited by 233
- 2025R-Zero: Self-Evolving Reasoning LLM from Zero Datacited by 215
- 2024Evolutionary Optimization of Model Merging Recipescited by 204
- 2026Qwen3.5-Omni Technical Reportcited by 161
- 2024Task Singular Vectors: Reducing Task Interference in Model Mergingcited by 145
- 2023HelpSteer: Multi-attribute Helpfulness Dataset for SteerLMcited by 141
- 2024Model merging with SVD to tie the Knotscited by 120
- 2025A Comprehensive Survey in LLM(-Agent) Full Stack Safety: Data, Training and Deploymentcited by 114
- 2023Confronting Reward Model Overoptimization with Constrained RLHFcited by 96
- 2025A Survey on Trustworthy LLM Agents: Threats and Countermeasurescited by 94
- 2024Parameter Competition Balancing for Model Mergingcited by 71
- 2025STAR-1: Safer Alignment of Reasoning LLMs with 1K Datacited by 67
- 2025Beyond Pass@1: Self-Play with Variational Problem Synthesis Sustains RLVRcited by 53
- 2024Conditional Language Policy: A General Framework for Steerable Multi-Objective Finetuningcited by 43
- 2025The Hidden Dimensions of LLM Alignment: A Multi-Dimensional Analysis of Orthogonal Safety Directionscited by 40
- 2026The Llama 4 Herd: Architecture, Training, Evaluation, and Deployment Notescited by 27
- 2025Just Enough Shifts: Mitigating Over-Refusal in Aligned Language Models with Targeted Representation Fine-Tuningcited by 24
- 2024MAP: Multi-Human-Value Alignment Palettecited by 20
- 2025Advancing LLM Safe Alignment with Safety Representation Rankingcited by 16
- 2024Towards Acyclic Preference Evaluation of Language Models via Multiple Evaluatorscited by 13
- 2025Mitigating the Safety Alignment Tax with Null-Space Constrained Policy Optimizationcited by 11
- 2026LSSF: Safety Alignment for Large Language Models through Low-Rank Safety Subspace Fusioncited by 8
- 2025Latent Preference Coding: Aligning Large Language Models via Discrete Latent Codescited by 7
- 2025Multi-Value Alignment for LLMs via Value Decorrelation and Extrapolationcited by 5
- 2025Stay Unique, Stay Efficient: Preserving Model Personality in Multi-Task Mergingcited by 2
- 2026VC-Soup: Value-Consistency Guided Multi-Value Alignment for Large Language Modelscited by 2
- 2026Ada-RS: Adaptive Rejection Sampling for Selective Thinkingcited by 1
Built on by
Citing papers per year: 2026: 1.
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- 2024Elephant in the Room: Unveiling the Impact of Reward Model Quality in Alignment
- 2026RMGAP: Benchmarking the Generalization of Reward Models across Diverse Preferences
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