Federated Offline Reinforcement Learning: Collaborative Single-Policy Coverage Suffices
On the map: Offline RL and imitation learning from data → Offline RL algorithms
Abstract (arXiv)
Offline reinforcement learning (RL), which seeks to learn an optimal policy using offline data, has garnered significant interest due to its potential in critical applications where online data collection is infeasible or expensive. This work explores the benefit of federated learning for offline RL, aiming at collaboratively leveraging offline datasets at multiple agents. Focusing on finite-horizon episodic tabular Markov decision processes (MDPs), we design FedLCB-Q, a variant of the popular model-free Q-learning algorithm tailored for federated offline RL. FedLCB-Q updates local Q-functions at agents with novel learning rate schedules and aggregates them at a central server using importance averaging and a carefully designed pessimistic penalty term. Our sample complexity analysis reveals that, with appropriately chosen parameters and synchronization schedules, FedLCB-Q achieves linear speedup in terms of the number of agents without requiring high-quality datasets at individual agents, as long as the local datasets collectively cover the state-action space visited by the optimal policy, highlighting the power of collaboration in the federated setting. In fact, the sample complexity almost matches that of the single-agent counterpart, as if all the data are stored at a central location, up to polynomial factors of the horizon length. Furthermore, FedLCB-Q is communication-efficient, where the number of communication rounds is only linear with respect to the horizon length up to logarithmic factors.
Key facts. Cited by 11 papers in the map (data through 7 Oct 2026). Placed in Offline RL algorithms, one of 13 directions in Offline RL and imitation learning from data. Builds on 40 of its 54 references that are in the map. First posted on arXiv 8 Feb 2024.
Builds on
40 of 54 references.
Closest ancestors · 21
Same direction, newest first
- 2023Model-based Offline Reinforcement Learning with Count-based Conservatism21 Jul
- 2023Provably Efficient Offline Reinforcement Learning with Perturbed Data Sources14 Jun
- 2023Offline Minimax Soft-Q-learning Under Realizability and Partial Coverage5 Feb
- 2022Distributionally Robust Model-Based Offline Reinforcement Learning with Near-Optimal Sample Complexity11 Aug
- 2022Settling the Sample Complexity of Model-Based Offline Reinforcement Learning11 Apr
- 2022Pessimistic Q-Learning for Offline Reinforcement Learning: Towards Optimal Sample Complexity28 Feb
- 2021Towards Instance-Optimal Offline Reinforcement Learning with Pessimism17 Oct
- 2021Offline Reinforcement Learning with Implicit Q-Learning12 Oct
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learning19 Aug
- 2021Bellman-consistent Pessimism for Offline Reinforcement Learning13 Jun
- 2021A Minimalist Approach to Offline Reinforcement Learning12 Jun
- 2021Policy Finetuning: Bridging Sample-Efficient Offline and Online Reinforcement Learning9 Jun
9 more
- 2021Bridging Offline Reinforcement Learning and Imitation Learning: A Tale of Pessimism22 Mar
- 2020Is Pessimism Provably Efficient for Offline RL?30 Dec
- 2020Provably Good Batch Reinforcement Learning Without Great Exploration16 Jul
- 2020Conservative Q-Learning for Offline Reinforcement Learning8 Jun
- 2020MOPO: Model-based Offline Policy Optimization27 May
- 2020MOReL : Model-Based Offline Reinforcement Learning12 May
- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems4 May
- 2020Keep Doing What Worked: Behavioral Modelling Priors for Offline Reinforcement Learning19 Feb
- 2019Behavior Regularized Offline Reinforcement Learning26 Nov
Other references · 19
- 2018Off-Policy Deep Reinforcement Learning without Explorationcited by 1,227
- 2018Is Q-learning Provably Efficient?cited by 485
- 2019A Theoretical Analysis of Deep Q-Learningcited by 212
- 2020Finite-Time Analysis of Asynchronous Stochastic Approximation and Q-Learningcited by 93
- 2020Sample Complexity of Asynchronous Q-Learning: Sharper Analysis and Variance Reductioncited by 93
- 2021Is Q-Learning Minimax Optimal? A Tight Sample Complexity Analysiscited by 89
- 2019Provably Efficient Q-Learning with Low Switching Costcited by 77
- 2019Stochastic approximation with cone-contractive operators: Sharp ℓ_∞-bounds for Q-learningcited by 74
- 2022Federated Reinforcement Learning with Environment Heterogeneitycited by 61
- 2019Q-learning with UCB Exploration is Sample Efficient for Infinite-Horizon MDPcited by 53
- 2021Fault-Tolerant Federated Reinforcement Learning with Theoretical Guaranteecited by 52
- 2019A Finite-Time Analysis of Q-Learning with Neural Network Function Approximationcited by 47
7 more
- 2022The Efficacy of Pessimism in Asynchronous Q-Learningcited by 41
- 2023The Blessing of Heterogeneity in Federated Q-Learning: Linear Speedup and Beyondcited by 34
- 2024Finite-Time Analysis of On-Policy Heterogeneous Federated Reinforcement Learningcited by 29
- 2022Federated Stochastic Approximation under Markov Noise and Heterogeneity: Applications in Reinforcement Learningcited by 27
- 2023Federated Temporal Difference Learning with Linear Function Approximation under Environmental Heterogeneitycited by 25
- 2023Federated Q-Learning: Linear Regret Speedup with Low Communication Costcited by 19
- 2022Federated Offline Reinforcement Learningcited by 13
Built on by
Citing papers per year: 2024: 4; 2025: 5; 2026: 2.
11 papers.
- 2024Sample-Efficient Robust Multi-Agent Reinforcement Learning in the Face of Environmental Uncertaintycited by 24
- 2024FedRLHF: A Convergence-Guaranteed Federated Framework for Privacy-Preserving and Personalized RLHFcited by 11
- 2024The Sample-Communication Complexity Trade-off in Federated Q-Learningcited by 8
- 2025FOVA: Offline Federated Reinforcement Learning with Mixed-Quality Datacited by 5
- 2024On the Linear Speedup of Personalized Federated Reinforcement Learning with Shared Representationscited by 4
- 2025Gap-Dependent Bounds for Federated Q-learningcited by 4
- 2025Regret-Optimal Q-Learning with Low Cost for Single-Agent and Federated Reinforcement Learningcited by 2
- 2025Statistical and Algorithmic Foundations of Reinforcement Learningcited by 2
- 2025FIRM: Federated In-client Regularized Multi-objective Alignment for Large Language Modelscited by 0
- 2026Sample Complexity of Average-Reward Q-Learning: From Single-agent to Federated Reinforcement Learningcited by 0
- 2026FedGuide: Diffusion Prior Alignment and Value Baseline Guidance for Heterogeneous Federated Reinforcement Learningcited by 0
- 2026FedGuide: Diffusion Prior Alignment and Value Baseline Guidance for Heterogeneous Federated Reinforcement Learning22 Jul 2026
- 2026Sample Complexity of Average-Reward Q-Learning: From Single-agent to Federated Reinforcement Learning20 Jan 2026
- 2025FOVA: Offline Federated Reinforcement Learning with Mixed-Quality Data2 Dec 2025
- 2025FIRM: Federated In-client Regularized Multi-objective Alignment for Large Language Models21 Nov 2025
- 2025Statistical and Algorithmic Foundations of Reinforcement Learning19 Jul 2025
- 2025Regret-Optimal Q-Learning with Low Cost for Single-Agent and Federated Reinforcement Learning5 Jun 2025
- 2025Gap-Dependent Bounds for Federated Q-learning5 Feb 2025
- 2024FedRLHF: A Convergence-Guaranteed Federated Framework for Privacy-Preserving and Personalized RLHF20 Dec 2024
- 2024On the Linear Speedup of Personalized Federated Reinforcement Learning with Shared Representations22 Nov 2024
- 2024The Sample-Communication Complexity Trade-off in Federated Q-Learning30 Aug 2024
- 2024Sample-Efficient Robust Multi-Agent Reinforcement Learning in the Face of Environmental Uncertainty29 Apr 2024
Similar, not cited
Close in wording, no citation either way
- 2025Scalable Multi-Agent Offline Reinforcement Learning and the Role of Information
- 2023Federated Ensemble-Directed Offline Reinforcement Learning
- 2022Leveraging Offline Data in Online Reinforcement Learning
- 2023Finetuning from Offline Reinforcement Learning: Challenges, Trade-offs and Practical Solutions
- 2025Pretraining a Shared Q-Network for Data-Efficient Offline Reinforcement Learning
- 2025A Tutorial: An Intuitive Explanation of Offline Reinforcement Learning Theory
- 2025Reinforcement Learning for Individual Optimal Policy from Heterogeneous Data
- 2026FORLER: Federated Offline Reinforcement Learning with Q-Ensemble and Actor Rectification