A New Family of Generalization Bounds Using Samplewise Evaluated CMI
Not on the map. Why?
Abstract (arXiv)
We present a new family of information-theoretic generalization bounds, in which the training loss and the population loss are compared through a jointly convex function. This function is upper-bounded in terms of the disintegrated, samplewise, evaluated conditional mutual information (CMI), an information measure that depends on the losses incurred by the selected hypothesis, rather than on the hypothesis itself, as is common in probably approximately correct (PAC)-Bayesian results. We demonstrate the generality of this framework by recovering and extending previously known information-theoretic bounds. Furthermore, using the evaluated CMI, we derive a samplewise, average version of Seeger's PAC-Bayesian bound, where the convex function is the binary KL divergence. In some scenarios, this novel bound results in a tighter characterization of the population loss of deep neural networks than previous bounds. Finally, we derive high-probability versions of some of these average bounds. We demonstrate the unifying nature of the evaluated CMI bounds by using them to recover average and high-probability generalization bounds for multiclass classification with finite Natarajan dimension.
Key facts. Cited by 28 papers in the map (data through 14 Oct 2026). Builds on 24 of its 60 references that are in the map. First posted on arXiv 12 Oct 2022.
Builds on
24 of 60 references.
References · 24
- 2017Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Datacited by 533
- 2017Information-theoretic analysis of generalization capability of learning algorithmscited by 303
- 2021User-friendly introduction to PAC-Bayes boundscited by 239
- 2020Reasoning About Generalization via Conditional Mutual Informationcited by 147
- 2019A Primer on PAC-Bayesian Learningcited by 132
- 2019Information-Theoretic Generalization Bounds for SGLD via Data-Dependent Estimatescited by 119
- 2019Tightening Mutual Information Based Bounds on Generalization Errorcited by 117
- 2020Tighter risk certificates for neural networkscited by 112
- 2020Sharpened Generalization Bounds based on Conditional Mutual Information and an Application to Noisy, Iterative Algorithmscited by 89
- 2021Information-Theoretic Generalization Bounds for Stochastic Gradient Descentcited by 84
- 2017Entropy-SGD optimizes the prior of a PAC-Bayes bound: Generalization properties of Entropy-SGD and data-dependent priorscited by 81
- 2018Chaining Mutual Information and Tightening Generalization Boundscited by 65
12 more
- 2020On the role of data in PAC-Bayes boundscited by 64
- 2020PAC-Bayes Analysis Beyond the Usual Boundscited by 63
- 2021Information-theoretic generalization bounds for black-box learning algorithmscited by 49
- 2013A PAC-Bayesian Tutorial with A Dropout Boundcited by 43
- 2020Generalization Bounds via Information Density and Conditional Information Densitycited by 43
- 2020PAC-Bayes unleashed: generalisation bounds with unbounded lossescited by 43
- 2019PAC-Bayes Un-Expected Bernstein Inequalitycited by 36
- 2021PAC-Bayes, MAC-Bayes and Conditional Mutual Information: Fast rate bounds that handle general VC classescited by 31
- 2020Individually Conditional Individual Mutual Information Bound on Generalization Errorcited by 30
- 2021Towards a Unified Information-Theoretic Framework for Generalizationcited by 30
- 2020On Random Subset Generalization Error Bounds and the Stochastic Gradient Langevin Dynamics Algorithmcited by 28
- 2022Formal limitations of sample-wise information-theoretic generalization boundscited by 3
Built on by
Citing papers per year: 2023: 7; 2024: 9; 2025: 8; 2026: 4.
28 papers.
Sort:
By area:
- 2023Tighter Information-Theoretic Generalization Bounds from Supersamplescited by 22
- 2023Fantastic Generalization Measures are Nowhere to be Foundcited by 19
- 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validitycited by 17
- 2024Minimum Description Length and Generalization Guarantees for Representation Learningcited by 11
- 2024Information-theoretic Generalization Analysis for Expected Calibration Errorcited by 10
- 2023Sample-Conditioned Hypothesis Stability Sharpens Information-Theoretic Generalization Boundscited by 6
- 2024On f-Divergence Principled Domain Adaptation: An Improved Frameworkcited by 6
- 2023Fast Rate Information-theoretic Bounds on Generalization Errorscited by 5
- 2023Comparing Comparators in Generalization Boundscited by 5
- 2024Generalization Bounds via Conditional f-Informationcited by 4
- 2024How Does Distribution Matching Help Domain Generalization: An Information-theoretic Analysiscited by 3
- 2025Generalization in VAE and Diffusion Models: A Unified Information-Theoretic Analysiscited by 3
16 more
- 2025Fairness Overfitting in Machine Learning: An Information-Theoretic Perspectivecited by 3
- 2023Information-Theoretic Generalization Bounds for Transductive Learning and its Applicationscited by 2
- 2024Class-wise Generalization Error: an Information-Theoretic Analysiscited by 2
- 2025Generalization Guarantees for Representation Learning via Data-Dependent Gaussian Mixture Priorscited by 2
- 2025Generalization in Federated Learning: A Conditional Mutual Information Frameworkcited by 2
- 2025Information-Theoretic Generalization Bounds of Replay-based Continual Learningcited by 2
- 2026Leveraging Flatness to Improve Information-Theoretic Generalization Bounds for SGDcited by 2
- 2026Bound to Disagree: Generalization Bounds via Certifiable Surrogatescited by 2
- 2024Probability Distribution Learning and Its Application in Deep Learningcited by 1
- 2024Which Algorithms Have Tight Generalization Bounds?cited by 1
- 2025Multiview Representation Learning via Distributed Joint Latent Space Structuringcited by 1
- 2025Generalization Bounds for Quantum Learning via R'enyi Divergencescited by 1
- 2024Error Bounds of Supervised Classification from Information-Theoretic Perspectivecited by 0
- 2025Information-theoretic Generalization Analysis for VQ-VAEs: A Role of Latent Variablescited by 0
- 2026Block-Sample MAC-Bayes Generalization Boundscited by 0
- 2026Information-Theoretic Generalization Bounds for Sequential Decision Makingcited by 0
- 2026Information-Theoretic Generalization Bounds for Sequential Decision Making12 May 2026
- 2026Bound to Disagree: Generalization Bounds via Certifiable Surrogates26 Feb 2026
- 2026Block-Sample MAC-Bayes Generalization Bounds13 Feb 2026
- 2026Leveraging Flatness to Improve Information-Theoretic Generalization Bounds for SGD4 Jan 2026
- 2025Information-Theoretic Generalization Bounds of Replay-based Continual Learning16 Jul 2025
- 2025Fairness Overfitting in Machine Learning: An Information-Theoretic Perspective9 Jun 2025
- 2025Generalization in VAE and Diffusion Models: A Unified Information-Theoretic Analysis1 Jun 2025
- 2025Information-theoretic Generalization Analysis for VQ-VAEs: A Role of Latent Variables26 May 2025
- 2025Generalization Bounds for Quantum Learning via R'enyi Divergences16 May 2025
- 2025Multiview Representation Learning via Distributed Joint Latent Space Structuring25 Apr 2025
- 2025Generalization in Federated Learning: A Conditional Mutual Information Framework6 Mar 2025
- 2025Generalization Guarantees for Representation Learning via Data-Dependent Gaussian Mixture Priors21 Feb 2025
16 more
- 2024Generalization Bounds via Conditional f-Information30 Oct 2024
- 2024Which Algorithms Have Tight Generalization Bounds?2 Oct 2024
- 2024How Does Distribution Matching Help Domain Generalization: An Information-theoretic Analysis14 Jun 2024
- 2024Probability Distribution Learning and Its Application in Deep Learning9 Jun 2024
- 2024Error Bounds of Supervised Classification from Information-Theoretic Perspective7 Jun 2024
- 2024Information-theoretic Generalization Analysis for Expected Calibration Error24 May 2024
- 2024Minimum Description Length and Generalization Guarantees for Representation Learning5 Feb 2024
- 2024On f-Divergence Principled Domain Adaptation: An Improved Framework2 Feb 2024
- 2024Class-wise Generalization Error: an Information-Theoretic Analysis5 Jan 2024
- 2023Information-Theoretic Generalization Bounds for Transductive Learning and its Applications8 Nov 2023
- 2023Sample-Conditioned Hypothesis Stability Sharpens Information-Theoretic Generalization Bounds31 Oct 2023
- 2023Comparing Comparators in Generalization Bounds16 Oct 2023
- 2023Fantastic Generalization Measures are Nowhere to be Found24 Sep 2023
- 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validity21 Jun 2023
- 2023Fast Rate Information-theoretic Bounds on Generalization Errors26 Mar 2023
- 2023Tighter Information-Theoretic Generalization Bounds from Supersamples5 Feb 2023
- 2023Tighter Information-Theoretic Generalization Bounds from Supersamplescited by 22
- 2023Fantastic Generalization Measures are Nowhere to be Foundcited by 19
- 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validitycited by 17
- 2024Minimum Description Length and Generalization Guarantees for Representation Learningcited by 11
- 2024Information-theoretic Generalization Analysis for Expected Calibration Errorcited by 10
- 2023Sample-Conditioned Hypothesis Stability Sharpens Information-Theoretic Generalization Boundscited by 6
- 2024On f-Divergence Principled Domain Adaptation: An Improved Frameworkcited by 6
- 2023Fast Rate Information-theoretic Bounds on Generalization Errorscited by 5
- 2023Comparing Comparators in Generalization Boundscited by 5
- 2024Generalization Bounds via Conditional f-Informationcited by 4
- 2024How Does Distribution Matching Help Domain Generalization: An Information-theoretic Analysiscited by 3
- 2025Fairness Overfitting in Machine Learning: An Information-Theoretic Perspectivecited by 3
12 most cited of 27 All 27 (JSON)
- 2026Information-Theoretic Generalization Bounds for Sequential Decision Making12 May 2026
- 2026Bound to Disagree: Generalization Bounds via Certifiable Surrogates26 Feb 2026
- 2026Block-Sample MAC-Bayes Generalization Bounds13 Feb 2026
- 2026Leveraging Flatness to Improve Information-Theoretic Generalization Bounds for SGD4 Jan 2026
- 2025Information-Theoretic Generalization Bounds of Replay-based Continual Learning16 Jul 2025
- 2025Fairness Overfitting in Machine Learning: An Information-Theoretic Perspective9 Jun 2025
- 2025Information-theoretic Generalization Analysis for VQ-VAEs: A Role of Latent Variables26 May 2025
- 2025Generalization Bounds for Quantum Learning via R'enyi Divergences16 May 2025
- 2025Multiview Representation Learning via Distributed Joint Latent Space Structuring25 Apr 2025
- 2025Generalization in Federated Learning: A Conditional Mutual Information Framework6 Mar 2025
- 2025Generalization Guarantees for Representation Learning via Data-Dependent Gaussian Mixture Priors21 Feb 2025
- 2024Generalization Bounds via Conditional f-Information30 Oct 2024
12 newest of 27 All 27 (JSON)