mlsanityData to 14 Oct 2026

Fantastic Generalization Measures are Nowhere to be Found

arXiv 2309.13658 ↗First posted 24 Sep 2023cs.LG cs.NE stat.MLcited by 19

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Abstract (arXiv)

We study the notion of a generalization bound being uniformly tight, meaning that the difference between the bound and the population loss is small for all learning algorithms and all population distributions. Numerous generalization bounds have been proposed in the literature as potential explanations for the ability of neural networks to generalize in the overparameterized setting. However, in their paper ``Fantastic Generalization Measures and Where to Find Them,'' Jiang et al. (2020) examine more than a dozen generalization bounds, and show empirically that none of them are uniformly tight. This raises the question of whether uniformly-tight generalization bounds are at all possible in the overparameterized setting. We consider two types of generalization bounds: (1) bounds that may depend on the training set and the learned hypothesis (e.g., margin bounds). We prove mathematically that no such bound can be uniformly tight in the overparameterized setting; (2) bounds that may in addition also depend on the learning algorithm (e.g., stability bounds). For these bounds, we show a trade-off between the algorithm's performance and the bound's tightness. Namely, if the algorithm achieves good accuracy on certain distributions, then no generalization bound can be uniformly tight for it in the overparameterized setting. We explain how these formal results can, in our view, inform research on generalization bounds for neural networks, while stressing that other interpretations of these results are also possible.

Key facts. Cited by 19 papers in the map (data through 14 Oct 2026). Builds on 27 of its 42 references that are in the map. First posted on arXiv 24 Sep 2023.

Builds on

27 of 42 references.

References · 27

  1. 2016On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minimacited by 1,352
  2. 2017Spectrally-normalized margin bounds for neural networkscited by 686
  3. 2017Exploring Generalization in Deep Learningcited by 600
  4. 2015Train faster, generalize better: Stability of stochastic gradient descentcited by 552
  5. 2017Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Datacited by 533
  6. 2019Fantastic Generalization Measures and Where to Find Themcited by 513
  7. 2017A PAC-Bayesian Approach to Spectrally-Normalized Margin Bounds for Neural Networkscited by 314
  8. 2017Nearly-tight VC-dimension and pseudodimension bounds for piecewise linear neural networkscited by 311
  9. 2018Stronger generalization bounds for deep nets via a compression approachcited by 307
  10. 2017Information-theoretic analysis of generalization capability of learning algorithmscited by 303
  11. 2015Norm-Based Capacity Control in Neural Networkscited by 299
  12. 2017Size-Independent Sample Complexity of Neural Networkscited by 290
15 more
  1. 2019Uniform convergence may be unable to explain generalization in deep learningcited by 224
  2. 2015Path-SGD: Path-Normalized Optimization in Deep Neural Networkscited by 120
  3. 2017Fisher-Rao Metric, Geometry, and Complexity of Neural Networkscited by 100
  4. 2020In Search of Robust Measures of Generalizationcited by 79
  5. 2020On the role of data in PAC-Bayes boundscited by 64
  6. 2019Generalization in Deep Networks: The Role of Distance from Initializationcited by 51
  7. 2019Deterministic PAC-Bayesian generalization bounds for deep networks via generalizing noise-resiliencecited by 51
  8. 2021Information-theoretic generalization bounds for black-box learning algorithmscited by 49
  9. 2022A New Family of Generalization Bounds Using Samplewise Evaluated CMIcited by 28
  10. 2020Failures of model-dependent generalization bounds for least-norm interpolationcited by 26
  11. 2023Tighter Information-Theoretic Generalization Bounds from Supersamplescited by 22
  12. 2022Beyond Lipschitz: Sharp Generalization and Excess Risk Bounds for Full-Batch GDcited by 19
  13. 2022Understanding Generalization via Leave-One-Out Conditional Mutual Informationcited by 16
  14. 2023Lower Generalization Bounds for GD and SGD in Smooth Stochastic Convex Optimizationcited by 6
  15. 2019On Symmetry and Initialization for Neural Networkscited by 5

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Citing papers per year: 2024: 7; 2025: 3; 2026: 9.

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  1. 2024A PAC-Bayesian Link Between Generalisation and Flat Minimacited by 13
  2. 2024The Method of Gaps: Exact Expressions for the Generalization Error of Supervised Learning Algorithmscited by 5
  3. 2024Approximating Metric Magnitude of Point Setscited by 4
  4. 2024Hallmarks of Optimization Trajectories in Neural Networks: Directional Exploration and Redundancycited by 2
  5. 2024Which Algorithms Have Tight Generalization Bounds?cited by 1
  6. 2025How Ensembles of Distilled Policies Improve Generalisation in Reinforcement Learningcited by 1
  7. 2025Flatness After All?cited by 1
  8. 2026Failure Modes for Deep Learning-Based Online Mapping: How to Measure and Address Themcited by 1
  9. 2024Generalization Measures for Zero-Shot Cross-Lingual Transfercited by 0
  10. 2024On Uniform, Bayesian, and PAC-Bayesian Deep Ensemblescited by 0
  11. 2025Position: Many generalization measures for deep learning are fragilecited by 0
  12. 2026Takeuchi's Information Criteria as Generalization Measures for DNNs Close to NTK Regimecited by 0
7 more
  1. 2026Benefits of Low-Cost Bio-Inspiration in the Age of Overparametrizationcited by 0
  2. 2026Minimax Limits of k-Fold Cross-Validation via Majoritycited by 0
  3. 2026Generalization in offline RL: The structure is more important than the amount of pessimismcited by 0
  4. 2026Across the Loss Landscape with Progressive Growthcited by 0
  5. 2026Understanding Generalization Requires Universal Inductioncited by 0
  6. 2026A Generalisation Signal Need Not Be a Model-Selection Signalcited by 0
  7. 2026Target-Dependent Limits of Causal Repair: A Leading-Log Frontier in a Gaussian Modelcited by 0