Information-Theoretic Generalization Bounds for SGLD via Data-Dependent Estimates
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Abstract (arXiv)
In this work, we improve upon the stepwise analysis of noisy iterative learning algorithms initiated by Pensia, Jog, and Loh (2018) and recently extended by Bu, Zou, and Veeravalli (2019). Our main contributions are significantly improved mutual information bounds for Stochastic Gradient Langevin Dynamics via data-dependent estimates. Our approach is based on the variational characterization of mutual information and the use of data-dependent priors that forecast the mini-batch gradient based on a subset of the training samples. Our approach is broadly applicable within the information-theoretic framework of Russo and Zou (2015) and Xu and Raginsky (2017). Our bound can be tied to a measure of flatness of the empirical risk surface. As compared with other bounds that depend on the squared norms of gradients, empirical investigations show that the terms in our bounds are orders of magnitude smaller.
Key facts. Cited by 118 papers in the map (data through 7 Oct 2026). First posted on arXiv 6 Nov 2019.
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Citing papers per year: 2021: 23; 2022: 30; 2023: 21; 2024: 15; 2025: 21; 2026: 8.
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50 most cited of 118 All 118 (JSON)
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50 newest of 118 All 118 (JSON)
- 2021User-friendly introduction to PAC-Bayes boundscited by 234
- 2021Information-Theoretic Generalization Bounds for Stochastic Gradient Descentcited by 84
- 2022The Dynamics of Sharpness-Aware Minimization: Bouncing Across Ravines and Drifting Towards Wide Minimacited by 51
- 2021Information-theoretic generalization bounds for black-box learning algorithmscited by 49
- 2021Generalization Bounds For Meta-Learning: An Information-Theoretic Analysiscited by 45
- 2021Tighter expected generalization error bounds via Wasserstein distancecited by 43
- 2021PAC-Bayes, MAC-Bayes and Conditional Mutual Information: Fast rate bounds that handle general VC classescited by 31
- 2021On the Generalization of Models Trained with SGD: Information-Theoretic Bounds and Implicationscited by 31
- 2021Towards a Unified Information-Theoretic Framework for Generalizationcited by 29
- 2021PAC-Bayes Information Bottleneckcited by 28
- 2022A New Family of Generalization Bounds Using Samplewise Evaluated CMIcited by 28
- 2023Randomized Adversarial Training via Taylor Expansioncited by 28
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- 2026Information-Theoretic Analysis of Next-Token Prediction under Markovian Data28 Sep 2026
- 2026Drift and Dependence: Layer-wise Information-Theoretic Bounds for Replay-Based Continual Learning12 Aug 2026
- 2026Certification of Machine Learning Models via Directional Sharpness23 Jun 2026
- 2026Generalization Bounds of Stochastic Gradient Descent in Homogeneous Neural Networks26 Feb 2026
- 2026The geometry of invariant learning: an information-theoretic analysis of data augmentation and generalization16 Feb 2026
- 2026Block-Sample MAC-Bayes Generalization Bounds13 Feb 2026
- 2026Leveraging Flatness to Improve Information-Theoretic Generalization Bounds for SGD4 Jan 2026
- 2025An Information-Theoretic Analysis of OOD Generalization in Meta-Reinforcement Learning27 Oct 2025
- 2025Information Theory in Open-world Machine Learning Foundations, Frameworks, and Future Direction17 Oct 2025
- 2025Auditing Information Disclosure During Large-Scale Gradient-Based Training via Gradient Uniqueness13 Oct 2025
- 2025Prompts Generalize with Low Data: Non-vacuous Generalization Bounds for Optimizing Prompts with More Informative Priors9 Oct 2025
- 2025Generalization of Gibbs and Langevin Monte Carlo Algorithms in the Interpolation Regime7 Oct 2025
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